- T. Rowe Price (Baltimore, MD)
- …the investment management or financial services industry, with a focus on regulatory compliance . Preferred: + Advanced degree or professional certifications ... professional to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses. This role will be… more
- SMBC (New York, NY)
- …Product, Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Director role may manage a coverage area or ... be well organized with project management skills + 10+ years of regulatory and/or advisory compliance experience at a broker dealer. BA/BS required. Series… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and is ... Skills** Critical Job Knowledge and Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer....organized with project management skills. + 10+ years of regulatory compliance experience at a broker dealer.… more
- TD Bank (Chicago, IL)
- …details for this role **Job Description:** **Position Summary** Candidate must have compliance advisory experience with background in electronic trading, some ... drafting, updating, and implement relevant policies and procedures. * Provide regulatory / compliance training. * Participate in internal investigations, respond… more
- Ankura (New York, NY)
- …Ankura Consulting has a full-time position for a Director / Senior Director in its Audit Advisory Practice. Audit Managing Directors provide subject matter ... regulatory remediation assistance, and investigations. Responsibilities: As a Director or Senior Director in the Audit Advisory Practice, you will have… more
- Edward Jones (Tempe, AZ)
- …talk. **Job Overview** Position Schedule: Full-Time **Job Summary:** The Financial Crimes Director will serve as the senior leader responsible for the Advisory ... implement and administer the internal controls in support of the Firm's Compliance with BSA/AML policies. This role requires comprehensive knowledge and skills in… more
- Guidehouse (New York, NY)
- …all levels, to deliver product planning, pricing, reimbursement, product commercialization, and regulatory and compliance solutions. Do you think you are up ... at https://guidehouse.com/careers **What You Will Need:** As an Associate Director + BA/BS degree in Science, Biomedical Engineering, Healthcare, Business… more
- MTA (Jamaica, NY)
- …Safety Department Date Posted: May 8, 2024 Description Job Information Title: Director Regulatory Compliance Department: Corporate Safety Repost Date: ... Director - Regulatory Compliance Job ID:... Director - Regulatory Compliance Job ID: 6918 Business...conducted by, but not limited to: the Railroad Safety Advisory Committees (RSAC), American Public Transit Agency (APTA) ,… more
- BMO Financial Group (Newport Beach, CA)
- …+ May provide specialized support for other internal and external regulatory requirements. + Identifies business needs, designs/develops tools and training programs; ... credit recommendations/decisions in accordance with sound credit-granting principles and compliance with the Bank's philosophy and principles outlined in corporate… more
- Takeda Pharmaceuticals (Cambridge, MA)
- …in Ethics & Compliance related roles + Background in either healthcare compliance or other regulatory areas + Knowledge of Pharmaceutical and/or device ... my knowledge. **Job Description** **About the role:** Ethics & Compliance (E&C) focuses on what we need by partnering...as a Global Product & Launch Strategy (GPLS) E&C Advisory Lead where you will implement E&C strategy for… more
- Western Union (New York, NY)
- …Union's overall risk rating; + Support the Regional Compliance teams, Legal and the Director of Global Sanctions Advisory & Policy and Director of AB&C ... your pursuit** Western Union maintains a robust Financial Crimes Compliance program, inclusive of a number of various risk...minimum standards. The Senior Manager will report into the Director of Global Sanctions Advisory & Policy,… more
- Centers for Disease Control and Prevention (Atlanta, GA)
- …Classified Set of Duties: Serves as the Director for the Division of Regulatory Science and Compliance (DRSC) in the Office of Readiness and Response (ORR). ... Oversee the Division's regulatory programs and provide overall direction and vision to Division leadership on a wide range of select agent and toxin preparedness and… more
- Discover (Riverwoods, IL)
- …activities, and compliance issues for management and committees. + Prepares for regulatory exams, internal audits and compliance tests. Plan and execute Fair ... Maintains a high level of awareness and knowledge of Fair Banking compliance requirements (including Americans with Disabilities Act, Limited English Proficiency and… more
- RWJBarnabas Health (Somerset, NJ)
- Director Regulatory Planning - Somerset, NJReq #:0000142324 Category:Professional / Management Status:Full-Time Shift:Day Facility:RWJBarnabas Health Corporate ... ( DOH ), Internal Revenue Service, CMS and other regulatory agencies. The Director will work collaboratively...a broad range of activities to support obtaining needed regulatory approvals and sustaining compliance for enterprise… more
- Mitsubishi Chemical Group (Jersey City, NJ)
- …development and maintenance, regulatory operations and filings-related activities including regulatory submissions, regulatory compliance , regulatory ... and review submission packages, labeling revisions, and promotional materials for regulatory compliance including supporting launch and market growth for… more
- Merck (Rockville, MD)
- …to the world by facilitating communications and procedures that allow swift, organized compliance across regulatory agencies. We are an international network on ... world. **Looking for someone with a growth mindset. The Director , Regulatory Affairs Liaison is responsible for:**...of drug development. Lead cross-functional efforts to prepare for advisory committees and may speak at the advisory… more
- Novo Nordisk (Princeton, NJ)
- …objectives and initiatives to develop solutions to promotional issues, while ensuring regulatory compliance and effectively managing business risks + Creatively ... ready to make a difference? The Position The Associate Director , Regulatory Affairs - Advertising & Promotion...and submission of draft introductory materials to OPDP for advisory comment + Ensure company compliance with… more
- Ricoh Americas Corporation (Boulder, CO)
- …with industrial engineering; time and motion process mapping and analysis + Knowledge of regulatory compliance (HIPAA, SAS70 Type II, Move Update, IMb, other) + ... ** Advisory Architect, Consulting Solutions** **POSITION PROFILE** The ...with pre-sales support. + Assist the Advance Services Practice Director with developing Statement of Work documents as needed.… more
- National Nuclear Security Administration (Washington, DC)
- …environment where your contributions make a difference. Responsibilities As the Deputy Director , Regulatory , Infrastructure and Security Division you will have ... procedures for historic preservation, environmental, industrial health, and safety regulatory matters throughout the Naval Nuclear Propulsion Program. Formulates and… more
- Centers Plan for Healthy Living (Staten Island, NY)
- Director Quality Management/ Compliance Officer 75 Vanderbilt Ave, Staten Island, NY 10304, USA Req #11961 Monday, May 13, 2024 Director of Quality and ... Compliance (https://cottonwoodcanyonhc.com/ director -staff-development/) The Director of Quality and Compliance strives to ensure that all Agency personnel… more