- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that ... testing for Scotiabank's compliance of CFTC Swap Dealer, SEC Security Based Swap Dealer and Futures related regulations, including...get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance… more
- CIBC (New York, NY)
- …Compliance Officer is primarily responsible for 1) advising CIBC's global Swaps OTC Derivatives businesses on CFTC, SEC, and NFA rule requirements, as well as CIBC's ... on the technical aspects of rules for the SEC Security Based Swaps Dealer and the CFTC Swap Dealer;...assess the overall impact on the global Swaps OTC Derivatives businesses; + Assisting with the design and implementation… more
- Broadridge Financial Solutions (Newark, NJ)
- …and operations of three core post-trade software platforms, ensuring scalability, security , and resilience. + Designs, develops, modifies, adapts and implements ... deliverables. + Ability to influence others internally and externally, including senior leaders. Operational Excellence + Own production health for post-trade… more
- JPMorgan Chase (Plano, TX)
- …challenging the status quo and striving to be best-in-class. As an Executive Director on the Commercial and Investment (CIB) Risk Public Finance Management Team, you ... Finance banking teams, as well as products including Rates, Equities, Commodities Derivatives Marketing, Treasury Services, and Investor Services. Our team also and… more
- Federal Reserve Bank (Chicago, IL)
- …strategic direction and policy contributions within the Federal Reserve System. With several senior leaders reporting to them, the Director will also play a ... individual equities, corporate or municipal bonds, asset-backed securities, agency debt, and derivatives . The Director must: + Provide 45 days' advance notice… more
- NY CREATES (Albany, NY)
- …advanced patterning using both low- and high-NA EUV. + Interfacing closely with the Senior Director of EUV Strategy and Partner Relations, the Natcast team, the ... SUMMARY NY CREATES is seeking applicants for an Associate Director for the NSTC EUV Accelerator program. The Associate...the US Department of Commerce's Bureau of Industry and Security , the US Department of State's Directorate of Defense… more
- Vantage Specialty Chemicals (Deerfield, IL)
- **Position Summary** We are seeking a highly capable and hands-on Director of Business Systems & ERP to lead and actively drive the delivery, architecture, and ... support of all business-critical applications. This role will serve as the senior D365 ERP architect and be deeply involved in system design, integration, and… more
- T. Rowe Price (Baltimore, MD)
- …of investment security types (eg equity, fixed income, securitized products, derivatives , ETFs, etc.) in addition to security reference data + Experience ... investment permissibility. Serve as a trusted liaison and escalation point for senior stakeholders, ensuring a seamless flow of information and rapid response to… more
- Mizuho Corporate Bank (New York, NY)
- …New York City Office. Job Description + Under the direction of the Director , maintain a robust audit program including overall management and/or leading the timely ... trading, equity research, sales, trading mandates, markets conduct, swap dealer and security -based swap dealer as well as Volcker rule). Knowledge of financial… more
- Mizuho Corporate Bank (New York, NY)
- …to, IT infrastructure, cybersecurity, software development lifecycle (SDLC), change management, security monitoring and incident and problem management. This role is ... Office Job Description + Under the direction of the Vice President or Director , execute a robust audit program including performing the timely execution of audit… more