- City National Bank (Los Angeles, CA)
- …/ AML * WHAT IS THE OPPORTUNITY? The Director of Audit for BSA / AML , will support City National Bank 's Internal Audit department by providing ... planning. In addition, the Director of Audit for BSA / AML will provide...and Anti-Bribery and Corruption (ABAC) practices for City National Bank (CNB). * Audit Assurance: * Prepare… more
- MUFG (New York, NY)
- …member of our recruitment team will provide more details. Reporting into the Managing Director , Regional Head of Americas AML Program Officer (APO), the role ... APO is responsible for coordinating, executing and monitoring the Bank 's AML program as implemented in the...products/services or KYC system enhancements/replacements to ensure compliance with BSA / AML requirements; and Provide AML … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulatory compliance of the financial crimes-related activities performed by the RJF AML / FCM shared services organization. The Director will drive strategic ... The Director of Quality Assurance & Control covering Anti-Money...**Knowledge of** + Strong understanding of regulatory frameworks (eg, BSA / AML , OFAC, FATF, FinCEN). + Financial markets,… more
- MUFG (Irving, TX)
- …and service level agreements governing mission readiness and in support of the larger Bank BSA / AML program. Provide technical guidance and mentoring to staff ... and/or special risk client activities in support of the Bank 's BSA / AML program. The ... AML operations areas, the Financial Intelligence Unit Director , BSA Officer, and/or Business Unit Executives.… more
- Santander US (Boston, MA)
- …designed, implemented and effective in mitigating such risks. Reporting to the Director , AML Advisory and Oversight within the BSA / AML and OFAC Advisory ... risks and issues. + Support BSA / AML and Sanctions Internal Audit and Regulatory...- Preferred **Experience & Skills:** + Advanced knowledge of BSA , USA PATRIOT Act , and OFAC Sanctions… more
- CIBC (Chicago, IL)
- …testing, quality assurance or investigative or or related experience with emphasis on BSA / AML and Sanctions + Knowledge of applicable regulations and industry ... We're building a relationship-oriented bank for the modern world. We need talented,...knowledge of emerging risks + Experience with a BSA / AML transaction monitoring system(s)required + Experience with… more
- Capital One (Mclean, VA)
- …in leadership or supervisory roles + 10+ years of experience in Bank Secrecy Act ( BSA ), Anti-Money Laundering ( AML ) , US PATRIOT Act , and Office ... financial crimes compliance across the bank . A Director on the FCC Audit team will...AML , Sanctions and Fraud risk profile of the audit universe. This role will be hired as a… more
- New York State Civil Service (Albany, NY)
- …including on-chain and off-chain alerts/investigations;* Solid knowledge of Bank Secrecy Act /Anti-Money Laundering ( BSA / AML ), Sanctions (OFAC), ... Certified Anti-Money Laundering Specialists: Certified Anti-Money Laundering Specialist, Advanced AML Audit Certification, Advanced Financial Crimes Investigations… more
- SMBC (Sacramento, CA)
- …risks; * Maintains proficient knowledge of the rules and regulations, including but not limited to, the Bank Secrecy Act ( BSA ), USA PATRIOT Act , and ... Management Services, International Services **JOB SUMMARY:** Reporting to the BSA Officer, the Director , Head of FCC...and experience with the US PATRIOT Act , BSA Act and the FFIEC AML… more
- KeyBank (MA)
- …Officer - SPRT role ensures Key's compliance with Bank Secrecy Act / Anti-Money Laundering ( BSA / AML ) and other financial crime regulations, as ... Executive Leadership, Key Legal, or Key Risk Review Group ( Audit ). This role requires excellent people / communication /...strong combination of (1) a solid working knowledge of BSA / AML , general financial crimes, and OFAC /… more
- KeyBank (Cleveland, OH)
- …testing and working knowledge of applicable consumer compliance and Anti-Money Laundering/ Bank Secrecy Act ( AML / BSA ) regulations and laws, industry ... Senior Compliance Manager must have a strong understanding of audit and/or testing concepts and apply those to testing,...and regulations of the financial services industry (eg - AML / BSA , consumer compliance, etc.) to include: OCC,… more
- City National Bank (Dallas, TX)
- …provide the insights. * Relationship Building and Client Experience: Supports the Audit Director proactively in their ongoing monitoring and discussions with ... and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in...groups to effectively plan, integrate and execute audits.Understands fraud, BSA / AML and general IT risks in order… more
- First National Bank of Omaha (Omaha, NE)
- …**Compliance:** Understand and comply with bank policy, laws, regulations, and the bank 's BSA / AML Program, as applicable to your job duties. Complete ... root cause and provide possible resolutions. **Risk Assessment:** Aid Director , Supervisor, or Senior Auditor in updating audit...Business or related degree. + 2+ years of compliance audit or compliance management experience with a bank… more
- Banc of California (Santa Ana, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... YOU'LL MAKE A DIFFERENCE** + Assists SVP, SOX Compliance Director in planning and executing the Bank 's... Act , Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial… more
- SMBC (Jersey City, NJ)
- …VP and ensure compliance with regulatory requirements Bank Secrecy Act /Anti Money Laundering/Office of Foreign Assets Control ( BSA / AML /OFAC), SMBC ... and resolve problems and proactively recommends solutions. Associates also act to improve processes where guidelines may not have...under their VP's remit. Reports to the VP or Director level. Complex transactions escalated to next level of… more
- SMBC (Jersey City, NJ)
- …management or back-office/compliance operations. + BA / BS (or equivalent experience) + Knowledge of AML , Bank Secrecy Act , Foreign Asset Control, and ... may arise. This role will require tracking of all audit and exam related requests as well as ensuring...KYC program. Reporting to the KYC Controls and Oversight Director , the KYC Advisory & Controls Associate will assist… more
- JPMorgan Chase (Newark, DE)
- …box, challenging the status quo and striving to be best-in-class. As a Director in the Global Financial Intelligence Unit (GFIU), you will provide strategic vision ... proactive investigations into potentially suspicious and unusual behavior at the bank . You will be responsible for identifying risk and actionable opportunities,… more
- ManpowerGroup (Troy, MI)
- …**Additional Risk-Related Experiences (preferred but not required):** * Knowledge of BSA , AML regs, OFAC and USA Patriot Act compliance. * Knowledge of ... Wells has an immediate need for an **Interim Accounting Director ** for a position with a Financial Institution in...accounting experience in a **Credit Union** or a mid-sized ** Bank ** . * Must have a good understanding of… more
- FirstBank PR (San Juan, PR)
- …culture, improve efficiencies, and refine processes and procedures. Accountable for adhering to the Bank 's BSA , AML and Office of Foreign Asset Control ... Bank 's processes and comply with any mandatory BSA , AML and OFAC training assigned. What...+ Assist the Internal Controls and Model Risk Management Director in presentations to the CRO, Enterprise Risk Management… more
- First National Bank of Omaha (Omaha, NE)
- …**Compliance:** Understand and comply with bank policy, laws, regulations and the bank 's BSA / AML Program, as applicable to your job duties. Complete ... objectives; understand root cause and provide possible resolutions. **Risk Assessment:** Aid Director , Supervisor, or Senior Auditor in updating audit universe… more