- Truist (Charlotte, NC)
- …Enterprise Data Risk Oversight (EDRO) team reporting to the Data Risk Control Director. Responsible for 2LOD Data Control testing plan including overseeing ... laws, rules, regulations, and risk management standards (eg, Federal Financial Institutions Examination Council (FFIEC), Control Objectives for… more
- JPMorgan Chase (New York, NY)
- …practices. You will oversee the 1LOD GRC team's delivery of risk & controls framework, control integration & assessment, risk treatment & analytics, and ... to ensure sustainable industry best practice, regulatory and threat-informed risk and controls . + Assess prioritization and treatment of control findings for… more
- Citigroup (New York, NY)
- …services industry in a control discipline (ie, Risk Management, Reporting, Financial Control , Compliance, Audit, Operations, etc.) + Strong knowledge of ... team within DART (Data, Analytics, Reporting, and Technology) is responsible for oversight of DART governance, control effectiveness, issue management and… more
- Vanguard (Malvern, PA)
- …In this role, you will design, lead, and manage a robust HR 1st line controls environment. You will partner closely with senior leaders to drive a risk-smart ... "first line of defense". + Set and lead overall control programs for Vanguard HR, both internally and externally,...applicable current and future regulatory requirements to ensure effective controls , procedures and oversight reviews are in… more
- JPMorgan Chase (Brooklyn, NY)
- …working relationships and promote a strong controls environment with appropriate oversight and clearly defined responsibilities + Lead control deep dives and ... **Vice President - Securities Services Controls Manager - Trading Services Fiduciary Oversight...mitigate operational risk. The team focuses on four areas: Control Design & Expertise, Risks & Controls … more
- HSBC (Buffalo, NY)
- …Risk team as a Senior Vice President - Operational and Resilience Risk Oversight for Wealth and Personal Banking (WPB). As our Senior Vice President ... to effectively manage Non- Financial Risk + Enable Non- Financial Risk Stewards to provide effective oversight ...control standards, with input from Risk Owners, and Control Owners, specifying key risks and key controls… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in Technology Information Security Risk Management (TISRM) Oversight as part ... pf the Technology and Information Security Authoritative Source Oversight team. TISRM acts as an Independent Risk Management (IRM) function with the following … more
- US Bank (New York, NY)
- …executive that has strong knowledge of audit, risk management, risk and control frameworks, and regulatory expectations at large financial institutions. This ... Service Industry and Technical knowledge, including understanding of risk theory, control frameworks, applicable financial services industry trends, laws and… more
- City National Bank (Charlotte, NC)
- **INTERNAL CONTROLS OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and objective ... its operational risks with a sound framework of internal controls . This includes oversight and independent challenge...in the centralized control inventory and Risk Control Self-Assessment (RCSA) + Provides governance and oversight… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …act as a liaison between functional areas. Leads large or multiple oversight assessments with significant scope and impact. Works independently on difficult ... resolve complex issues. **Essential Duties and Responsibilities** * Manages Oversight assessments by reviewing applicable regulations and firm policies/procedures,… more
- United Therapeutics (Durham, NC)
- …8+ years of experience in biopharmaceutical research & development or CRO + For Senior Oversight Lead level: + 10+ years of experience in biopharmaceutical ... the same time, we seek to provide our shareholders with superior financial performance and our communities with earth-sensitive energy utilization. Our company was… more
- Federal Reserve System (Boston, MA)
- …goal is to assure the quality of financial reporting by focusing on internal controls . The COSO Internal Controls Senior Analyst works closely with the ... **Company** Federal Reserve Bank of Boston COSO Internal Controls Senior Analyst The Bank confirms... controls regarding the reliability and integrity of financial information, the effectiveness of the control … more
- Copeland (St. Louis, MO)
- The Senior Manager - Compliance, Internal Controls ,..., and Policy, :** + Lead all aspects of financial policies and the design of controls ... Senior Manager - Compliance, Internal Controls...oversight practices) + Conduct training on key internal controls topics related to all business processes for regional… more
- Microsoft Corporation (Redmond, WA)
- …Microsoft's Cloud + Artificial Intelligence (C+AI) division in the role of Senior Corporate Counsel, Enterprise Cloud Services Regulatory Oversight . The C+AI ... data governance, security, residency, privacy, digital safety, responsible AI, financial services compliance, healthcare, environmental sustainability, and global availability… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …Office products required. + Ability to work with minimal supervision. #LI-BP1 Business Controls Senior Associate - Human Capital LOCATION -- Cincinnati, Ohio ... unexpected events. Implements corrective actions in partnership with Business Controls leadership to address process and control ...in relevant field preferred. + 5 + years of financial services industry, risk, business controls or… more
- Citizens (Johnston, RI)
- Description The Senior Manager of Nonfinancial Risk Oversight may be responsible for the independent risk oversight of the Business Unit(s). This role is ... scrutiny + Proven ability to develop and maintain high impact relationships with senior executives + Expert knowledge of internal controls and risk assessment… more
- Sallie Mae (Newark, DE)
- … senior executive team in: + Driving continuous improvement in our control environment, including controls development and maturity, metrics and measures, and ... to ensure a cohesive, comprehensive, and actionable assessment of risk and controls . + Prioritizes opportunities to strengthen the control environment in… more
- MTA (New York, NY)
- Senior Manager Project Controls Job ID: 3184 Business Unit: MTA Construction & Development Location: New York, NY, United States Regular/Temporary: Regular ... to apply 30 days after their effective date of hire. JOB TITLE: Senior Manager Project Controls AGENCY: Construction & Development DEPT/DIV: Delivery/ MNR… more
- Truist (Charlotte, NC)
- …drives the successful implementation of the LoD2 Enterprise Data Risk Oversight Program including management of applicable roles and responsibilities. Ensures that ... moving to 3LoD for validation. 9. Provides risk advisory to strengthen data risk controls when applicable. Be the Single Point of contract for Data Risk areas within… more
- National Reconnaissance Office (NRO) (Chantilly, VA)
- …professional to serve as the Executive Officer for Strategic Planning, Policy, and Oversight Coordination to the NRO Inspector General (IG) and Deputy IG. This ... and supervises one staff member who also supports strategic planning, policy, and oversight coordination efforts. This position will either report to the OIG FO or… more