- Capital One (Mclean, VA)
- Audit Director, Financial Crimes Compliance **Overview:** Capital One's Audit function is a dedicated group of professionals focused on delivering top- ... quality assurance services to the organization's Audit...of our Audit team. As a member of the Financial Crimes Compliance (FCC) Audit...team. As a member of the Financial Crimes Compliance (FCC) Audit team, the candidate… more
- Capital One (Charlotte, NC)
- Senior Staff Auditor, Financial Crimes Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top- ... quality assurance services to the organization's Audit...self-motivated Senior Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit… more
- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on ... delivering top- quality assurance services to the organization's Audit...self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit… more
- Intuit (Mountain View, CA)
- …applicable US laws and regulations including BSA, USA PATRIOT Act, FinCEN guidance, and financial crimes compliance . + Experience using internal and external ... providing guidance to product and or business partners on financial crimes compliance risks associated...+ Serve as a Team Lead, providing direct guidance, quality assurance , and oversight to AML/BSA investigators.… more
- Mizuho Corporate Bank (New York, NY)
- …Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA ) team within the Financial Crime ... risk and make recommendations on operational improvements, processes for compliance , quality assurance and any...as needed. Qualifications + 1+ years of exposure to Financial Crimes Compliance or related… more
- American Express (Salt Lake City, UT)
- …to strengthen the BU's financial crime risk framework Work with 2LOD Global Financial Crimes Compliance (GFCC) and 1LOD Financial Crimes ... Qualifications:** 10 Years experience in risk management with deep understanding of financial crimes and compliance risk, including AML, sanctions,… more
- MUFG (Irving, TX)
- …provide more details. The Americas Global Financial Crimes Division (GFCD) Quality Assurance ( QA ) team organizationally resides within the Global ... Financial Crimes Compliance (FCC) Program Management. GFCD works...Execution function, including meeting target dates and deadlines. + Quality of output by the Americas GFCD QA… more
- Wells Fargo (Charlotte, NC)
- …Business Execution Consultant** to join the **Shared** **Service Operations Quality Assurance Group supporting Financial Crimes team initiatives.** Learn ... are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes… more
- TIAA (Dallas, TX)
- ** Financial Crimes Compliance Associate - EDD** This job supports TIAA's Financial Crimes Compliance (FCC) program to ensure that organizational ... functions are in compliance with all relevant laws, regulations, and policies and...Work **Career Level** 6IC **REQUIRED:** + 2+ years of financial crimes experience within the financial… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of Quality Assurance & Control covering Anti-Money Laundering (AML) & Financial Crimes Management (FCM) is responsible for leading a team of managers who ... oversee Quality Assurance ( QA ) and ...oversee Quality Assurance ( QA ) and Quality Control...in place to uphold the integrity, accuracy, and regulatory compliance of the financial crimes -related… more
- JPMorgan Chase (Charlotte, NC)
- The Quality Assurance ( QA ) Team is...team works closely with the KYC Management Team, Global Financial Crimes Compliance and the enterprise-wide ... Quality Assurance Tester within the Quality Assurance ( QA ) Team, you...will work closely with the KYC Management Team, Global Financial Crimes Compliance , and the… more
- ADP (Augusta, GA)
- …controls requirements + Enhance and oversee financial crimes compliance testing and quality assurance functions (domestic and international). ... business operations by performing risk assessments, as well as quality assurance reviews; and 4) provide periodic...that may impact and/or benefit the success of the financial crimes compliance program. +… more
- Citigroup (Tampa, FL)
- …and thereby support senior management decision making around the globe. IA maintains a Quality Assurance ( QA ) function that reports to the Chief Auditor ... Quality Assurance and the Group Audit Committee. The ...and regulatory), preferably related to coverage of Independent Risk, Compliance and Financial Crimes related… more
- Capital One (Mclean, VA)
- …5 years in risk management, or a combination + At least 3 years of experience in financial crimes compliance + At least 3 years of experience leading audits ... is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit...our Audit team, with a focus on audits of Financial Crime Compliance and Anti-Money Laundering initiatives.… more
- MUFG (Irving, TX)
- …findings/results. + Corresponding and collaborating with first line of defense and regional financial crimes compliance offices globally. + Building and ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...liaison between global sanctions and audit, testing, monitoring, and quality assurance , providing advice as needed and… more
- Deloitte (Charlotte, NC)
- …and solution development engagements in partnership with internal and external AML and financial crimes compliance , audit, IT, and business teams. + ... documentation, scope of work, resource planning, design, implementation, and quality assurance . + Facilitate technical skill-building within the… more
- Wells Fargo (Charlotte, NC)
- …Execution & Operations, Business & Real Estate Services, Financial Crimes Operations, Operational Excellence, Quality Assurance , Regulatory Operations, ... are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes… more
- Wells Fargo (St. Louis, MO)
- … Financial Services Environment, Financial Services Operations, Underwriting, or Quality Assurance experience, or equivalent demonstrated through one or a ... those that are cross-functional with broad impact on loan quality and practices, and act as key participant in...for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ),… more
- Wells Fargo (St. Louis, MO)
- … Financial Services Environment, Financial Services Operations, Underwriting, or Quality Assurance experience, or equivalent demonstrated through one or a ... are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes… more
- Wells Fargo (West Des Moines, IA)
- …Financial Services Environment, Financial Services Operations, Underwriting, and Quality Assurance experience, or equivalent demonstrated through one or a ... are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes… more