- DLA Piper (Washington, DC)
- …required **Job:** _Lawyer_ **Organization:** _Regulatory & Govt Affairs_ **Title:** _Financial Regulatory Senior Associate or Counsel_ **Location:** ... Together. **Job Description Summary** DLA Piper is seeking a senior -level associate or counsel candidate with 7...a financial institution to work in its Financial Regulatory and Technology Group (FRTG). The… more
- US Bank (Tempe, AZ)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... closed-end registered products. Individuals calculate net asset value(s) and disseminate financial and performance information to the investment advisor and their… more
- ADM (Kennesaw, GA)
- **83651BR** **Job Title:** Regulatory Senior Associate **Department/Function:** Legal, Compliance, Regulatory Affairs, Corporate Security **Job ... Description:** ** Senior Regulatory Affairs** **Manager - Kennesaw, GA** This is a...wellness center access or gym reimbursement (as applicable). + ** Financial wellness** - flexible spending accounts, health savings account,… more
- Citigroup (New York, NY)
- …Legal Department as an Associate General Counsel - C15 in its Bank Regulatory Legal ("BRL") Group. In this role, this attorney will provide US bank regulatory ... issues with US bank regulators. This role in Bank Regulatory Legal is a senior level individual...the way things are done within Citi and/or the legal/ financial services industry, their area of responsibility. + Collaborate… more
- Robert Half Finance & Accounting (New York, NY)
- Description Robert Half Financial Services are recruiting for a Financial Analyst Senior Associate role within a global Broker Dealer firm located in ... business strategy, new opportunities, contract negotiations, cost efficiencies and more. As a Financial Analyst Senior Associate , you will be required to… more
- SMBC (New York, NY)
- …futures, treasury futures & options, etc. CM is looking to hire a Policy Governance Associate or Vice President in their Regulatory and Control Group. The group ... AD policies in CM + Maintain awareness of market best practices and regulatory requirements for financial institutions, particularly swap dealers, on policy… more
- SMBC (New York, NY)
- …Skills** + Exam management and strong project management skills supporting exams and regulatory projects for the financial services industry. + Understanding of ... Governance. Has no direct/indirect reports. **Role Objectives** + Notifies senior management and other relevant personnel of upcoming examinations...financial markets and regulatory requirements for banking business. + Attention to detail… more
- Stanford University (Stanford, CA)
- …and to the Dean of the School of Medicine and VP for Medical Affairs (as Senior Associate Dean for Maternal and Child Health), the CMO/SAD holds a named, endowed ... Officer, Lucile Packard Foundation for Children's Health + Chief Medical Officer and Senior Associate Dean for Clinical Affairs, SHC + Chief Equity, Diversity… more
- Stryker (Portage, MI)
- …More information is available at www.stryker.com . We are currently seeking an ** Associate Manager, Regulatory Affairs** to join our **Acute Care business unit** ... to apply? Here are 10 reasons to join our Regulatory Affairs/Quality Assurance team: https://www.strykercareersblog.com/post/10-reasons-to-join-strykers- regulatory -affairs-team We are… more
- Hawaiian Electric (Honolulu, HI)
- Associate General Counsel ( Regulatory /Litigation) Date:May 21, 2024 Location: Honolulu, Hawaii (HI), US, 96840 Company: hawaiianel We recognize our competitive ... Location: Honolulu - Oahu or Kahului, Maui Hiring Range: The hiring range for the Associate General Counsel ( Regulatory & Litigation) [Req ID 8896 ] position is… more
- Lucile Packard Children's Hospital Stanford (Palo Alto, CA)
- …a wide range of hospitals throughout the greater Bay Area, and beyond. As the Senior Associate Dean for Maternal and Child Health, partners with the Chief ... between SMCH and the School of Medicine. As the Senior Associate Dean, serves at the discretion...of quality, safety, patient experience, engagement and wellness, and financial strength. Regulatory Affairs: + Leads … more
- OneMain Financial (Evansville, IN)
- The Regulatory & Advocate Complaint Specialist will coordinate the research and compilation of information needed to respond to complex inquiries and complaints from ... expressed allegations, concerns, inquiries and requests. **In the Role** + Review regulatory and advocate inquiries and complaints to identify and determine the… more
- Morgan Stanley (New York, NY)
- …(M/F/Disability/Vet). **Job:** **Investment Banking/Sales/Trading/Research* **Title:** *IED - Regulatory Control Group - Analyst/ Associate * **Location:** ... The position available is an Analyst or Associate level position within the Institutional Equity Risk...the Institutional Equity Risk Management team, specifically within the Regulatory Control Group (RCG). RCG is responsible for the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …hard copy correspondence review, social media and e-mail review teams. The Senior Associate will analyze various advertising and marketing materials, content ... **Description** **Department Overview:** Raymond James Financial is a Florida-based diversified holding company, headquartered...to securities industry regulations and limit firm liability. A Senior Associate for the Packaged Products team… more
- JPMorgan Chase (Columbus, OH)
- …for regulatory and SEC reporting. As an External Reporting Controller, Senior Associate within the Consumer and Community Banking Controller team, you ... + Adhere to proof & control procedures to ensure accurate reconciliation between regulatory filings, SEC filings and other published financial reports (eg, Form… more
- JPMorgan Chase (Columbus, OH)
- …Reporting Solutions Controller! As a Data & Analytics Reporting Solutions Controller, Senior Associate within Banking and Wealth Management, You will support ... the opportunity to work in a dynamic environment and partner with Firmwide Regulatory Reporting & Analysis (FFRA), SEC Reporting, Consumer and Community Banking … more
- JPMorgan Chase (Columbus, OH)
- …with communication with various lines of business and levels of management. As a Senior Product Delivery Associate in the External Reporting team, you will be ... CCB technical platform and system conversion initiatives with impacts to regulatory reporting. Regulatory External Data Services (REDS) delivers critical… more
- Wells Fargo (Syracuse, NY)
- **About this role:** Wells Fargo is seeking a Profit Formula Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo ... work experience, training, military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 66 (or… more
- JPMorgan Chase (Plano, TX)
- …Resiliency, Travel and Amenities Services. As a CAO Chief Data Office Analytics Senior Associate within the CAO Data Strategy, Governance and Business ... machine learning tools. We are seeking an Analytics Solutions, Senior Associate to support our ever-expanding book...teams into the Firmwide Control Committee + Produce periodic regulatory reports associated with Resolution & Recovery (R&R) in… more
- Citigroup (Miami, FL)
- Citibank, NA seeks a Senior Business Associate for its Miami, FL location. Duties: Establish pricing alternatives by appraising detail cost and profitability ... equity, cost of funds, revenues and expenses and applying key financial and regulatory banking metrics including Risk Appetite Surplus, Risk Appetite Ratio,… more