- Mizuho Corporate Bank (New York, NY)
- …works closely with all business lines and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First ... risk profiles, policy updates and other key risk program information to Division senior management....environment changes to determine impact, identify and assess operational risk issues. + First Line … more
- Citizens (Johnston, RI)
- Description As the First Line Risk Sr Analyst, you will partner with the Risk Managers, executing the control monitoring program for multiple complex ... issues and recommended actions to present findings for business line management. + Participate in the Risk ...responsible for providing knowledge, expertise, and support to the First line units. Responsible for supporting other… more
- Citizens (Atlanta, GA)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify ... and significant business growth. You will work with the Senior Director/Director to adhere to internal governance processes for...federal regulatory requirements. You will also work with the First Line Risk Manager to… more
- Tradeweb (New York, NY)
- …Details** Tradeweb is seeking a motivated and execution-focused Vice President to join the First Line Risk & Control function. Operating under the direction ... periodic review schedule. + Prepare presentations and materials for senior stakeholders, risk committees, and internal governance...experience in operational risk , business controls, or first line risk management, ideally… more
- S&P Global (NY)
- …technology risk and governance strategy, partnering with the second line of defense in Information Security, Digital Technology Services, and Corporate ... Impact:** This role reports to the Director of Technology, Risk , and Governance, in the Global Digital Technology Organization....Platforms, as well as with Enterprise Risk and Compliance and Audit. + Support in defining… more
- Bank of America (New York, NY)
- Prime Brokerage Risk Sr . Manager New York, New...limit utilizations where relevant + Working closely with the first line Risk function and ... Prime Brokerage Risk Executive, the Prime Brokerage Risk Sr Manager establishes margin and ...trading or quantitative skills are necessary. + Providing second line risk oversight for business activities and… more
- Comerica (Farmington Hills, MI)
- …of Defense, the Business Control Director Senior is accountable for maintaining a robust First Line risk and control environment that enables the bank to ... critical role with a mandate to drive transformation of First Line of Defense risk ...needs and regulatory expectations. As a First Line leader, the Business Control Director Senior … more
- American Express (Sunrise, FL)
- … Officer, this role plays a critical part in assessing, monitoring, and challenging the first line 's risk management practices. The ideal candidate will work ... Operational Risk will:** + Assess and challenge first - line risk identification, assessment, and...significant risk concerns and control deficiencies to senior risk colleagues and relevant stakeholders **Qualifications:**… more
- Zions Bancorporation (Midvale, UT)
- …+ Build relationships with key stakeholders, subject matter experts, internal control partners and/or first line risk management. + Enable risk ... opportunity. Zions Bancorporation is currently looking for an experienced Sr . Risk Officer to join the Data,...6-8+ years of IT Audit or a relevant 2nd Line Risk Management function + 6-8+ years… more
- American Express (Phoenix, AZ)
- …Risk , this role plays a critical part in assessing, monitoring, and challenging the first line 's risk management practices. The ideal candidate will work ... will:** + Support the independent oversight and challenge of first - line risk identification, assessment, and... trends and areas requiring attention + Contribute to risk reporting efforts, preparing materials for senior … more
- Tradeweb (New York, NY)
- …and support early warning capabilities. + Provide assurance and validation on first - line risk assessments, including methodology alignment, control coverage ... fiscal quarters, topping $2.5 trillion in ADV for the first quarter of 2025. Since our IPO in 2019,...and analytically strong Vice President to join the Enterprise Risk Management (ERM) team in New York. This role… more
- JPMorgan Chase (Columbus, OH)
- …include evaluating and identifying deficiencies in control design and execution within the first line 's risk & controls framework, integrating and assessing ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...control environment, mitigation strategies and emerging risks. + Challenge first line of defense controls and/or escalate… more
- Truist (Charlotte, NC)
- …Engage across the full spectrum of risks to ensure appropriate oversight and governance of first line risk taking and risk program execution activities. ... Interact with and present routinely to senior executives within the Risk Management Organization...councils, regulatory agency meetings and examinations to offer 1st Line effective challenge, ensure risk management strategies… more
- Capital One (New York, NY)
- … Risk Management, Third Party Risk Management, Business Continuity) and the First Line Risk Offices. The role will also provide Subject Matter ... Principal Auditor (Experienced Senior Auditor), Risk Management Audit (Hybrid)...team, the candidate will focus on audits of Second Line Risk Management (Enterprise Risk … more
- MUFG (Tempe, AZ)
- …of the Bank's policies and practices, focusing on executing and implementing comprehensive first line risk management programs. The successful candidate ... accountability for governance activities within the First Line of Defense (FLoD) for the Bank's Risk...accurate and timely reporting to communicate to business unit risk managers and senior management. The incumbent… more
- Citigroup (New York, NY)
- …needs of our clients. **Team Overview** E-Trading Risk and Controls (ETRC) is a First - Line risk team which is part of the Global Markets COO function. ... ETRC works with Global Markets E-Trading businesses, CAOs and second- line functions to implement the E-Trading Risk ...Senior Management within Global Markets, Technology and Second Line functions, as well as representing ETRC in key… more
- Fannie Mae (Washington, DC)
- …degree or equivalent * 4 years of risk management experience (control testing, first line risk management, or operational risk ) and/or direct ... and understanding business objectives *THE IMPACT YOU WILL MAKE* The SF Operational Risk - Risk Management - Senior Associate role will offer you the… more
- KeyBank (Cleveland, OH)
- …that arise while the team works to support the organization's efforts to grow revenue. The first line Risk team within Commercial Bank is responsible for the ... strategic initiatives and have the opportunity to interface with senior management. The ideal candidate will be inquisitive and...Support and assist with enhancing the governance of the first line Risk team through… more
- Principal Financial Group (Des Moines, IA)
- …resilient. + **Governance & Oversight:** Provide independent review and credible challenge of first - line risk management activities. Monitor IT, data, and ... shape the continued evolution of a best-in-class enterprise technology risk program. In this second line (of...and industry standards. Acting as a trusted advisor to senior leaders, you will drive meaningful improvements in how… more
- First Horizon Bank (Charlotte, NC)
- …job posting. **Summary** : The Business Risk and Controls Advisor sits in the first line of defense and is responsible for executing risk management ... other first line of defense risk activities in support of line of...assessment and remediation of findings, and provide updates to senior management. * Develop risk reporting that… more