- Citizens (Atlanta, GA)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify ... and significant business growth. You will work with the Senior Director/Director to adhere to internal governance processes for...federal regulatory requirements. You will also work with the First Line Risk Manager to… more
- Charles Schwab (Westlake, TX)
- …transform the finance industry together. The RCSA Control Assurance Team (RCAT), within the First Line Risk Management Office (1RMO) is responsible for ... in IT risk mitigation, policy execution and relationship management. **The Senior Specialist will:** + Participate in the design and successful execution of… more
- Tradeweb (New York, NY)
- …Details** Tradeweb is seeking a motivated and execution-focused Vice President to join the First Line Risk & Control function. Operating under the direction ... periodic review schedule. + Prepare presentations and materials for senior stakeholders, risk committees, and internal governance...experience in operational risk , business controls, or first line risk management, ideally… more
- Scotiabank (New York, NY)
- Senior Analyst, First Line Operational Risk and Resilience **Requisition ID:** 217067 **Salary Range:** 69.400,00 - 129.000,00 _Please note that the ... Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development… more
- Citizens (Glen Allen, VA)
- …and identifying emerging risks, escalating to the Senior Director/ Director of First Line Risk where appropriate. Additionally, you will work with ... an impact! In this role you will represent the first line of defense and identify and...management consultative support. + Manage a small team of Risk Managers and/or Senior Risk … more
- S&P Global (NY)
- …technology risk and governance strategy, partnering with the second line of defense in Information Security, Digital Technology Services, and Corporate ... Impact:** This role reports to the Director of Technology, Risk , and Governance, in the Global Digital Technology Organization....Platforms, as well as with Enterprise Risk and Compliance and Audit. + Support in defining… more
- Edward Jones (St. Louis, MO)
- …standards, and strategic imperatives of the organization. + Collaborate with functional areas and first line risk teams to further develop and strengthen our ... framework to the firm's strategic objectives. The Enterprise Risk Senior Manager in this position will...Jones is a Fortune 5001 company where people come first . With over 9 million clients and 20,000 financial… more
- TD Bank (New York, NY)
- …assessing control effectiveness. This position requires close collaboration with Enterprise Insider Risk Management, first - line risk owners, ... can provide you more specific details for this role. ** Line of Business:** Risk Management **Job Description:** The ** Senior Manager US Insider Risk … more
- Tradeweb (New York, NY)
- …and support early warning capabilities. + Provide assurance and validation on first - line risk assessments, including methodology alignment, control coverage ... fiscal quarters, topping $2.5 trillion in ADV for the first quarter of 2025. Since our IPO in 2019,...and analytically strong Vice President to join the Enterprise Risk Management (ERM) team in New York. This role… more
- Truist (Charlotte, NC)
- …Engage across the full spectrum of risks to ensure appropriate oversight and governance of first line risk taking and risk program execution activities. ... Interact with and present routinely to senior executives within the Risk Management Organization...councils, regulatory agency meetings and examinations to offer 1st Line effective challenge, ensure risk management strategies… more
- MUFG (Tempe, AZ)
- …of the Bank's policies and practices, focusing on executing and implementing comprehensive first line risk management programs. The successful candidate ... accountability for governance activities within the First Line of Defense (FLoD) for the Bank's Risk...accurate and timely reporting to communicate to business unit risk managers and senior management. The incumbent… more
- Edward Jones (St. Louis, MO)
- …could be the right opportunity for you! Wealth Management Advice and Solutions (WMAS) First Line Risk Management department is responsible for delivering the ... risk programs. + Develop and maintain WMAS first line risk reporting and...educational/development opportunities. This position is known internally as a Senior Risk and Control Associate** Edward Jones'… more
- Capital One (New York, NY)
- … Risk Management, Third Party Risk Management, Business Continuity) and the First Line Risk Offices. The role will also provide Subject Matter ... Principal Auditor (Experienced Senior Auditor), Risk Management Audit (Hybrid)...team, the candidate will focus on audits of Second Line Risk Management (Enterprise Risk … more
- Citigroup (New York, NY)
- …needs of our clients. **Team Overview** E-Trading Risk and Controls (ETRC) is a First - Line risk team which is part of the Global Markets COO function. ... ETRC works with Global Markets E-Trading businesses, CAOs and second- line functions to implement the E-Trading Risk ...Senior Management within Global Markets, Technology and Second Line functions, as well as representing ETRC in key… more
- Citigroup (Irving, TX)
- …Senior Risk Officer will support the day-to-day execution of Wealth's first - line risk management framework. The professional will closely follow ... for application within the role. This role will analyze and synthesize various risk management data elements and reports to proactively identify and mitigate risks… more
- KeyBank (Cleveland, OH)
- …that arise while the team works to support the organization's efforts to grow revenue. The first line Risk team within Commercial Bank is responsible for the ... strategic initiatives and have the opportunity to interface with senior management. The ideal candidate will be inquisitive and...Support and assist with enhancing the governance of the first line Risk team through… more
- M&T Bank (Buffalo, NY)
- …recommendations for Cybersecurity senior leadership. + Partner with Cybersecurity, Technology, and First Line Risk teams and, at times, business lines to ... of Responsibilities:** + Partners with peers, manager, Cybersecurity team and leadership, First Line Risk team, Internal Audit team, and external auditors +… more
- First Horizon Bank (Charlotte, NC)
- … of defense and is responsible for executing various risk management programs and other first line of defense risk activities in support of line of ... indicators, issue management, operational loss management, and third party risk management. + Develop first line...assessment and remediation of findings, and provide updates to senior management. + Develop risk reporting that… more
- Capital One (Mclean, VA)
- …hand in hand to identify and mitigate potential risks to Capital One. Senior Risk Managers are at the front line of defense to ensure our company remains ... well as develop and implement innovative solutions? As a Senior Risk Manager in Capital One's Card...thinking + 4+ years of Compliance, Legal, Audit, or first or second line Risk … more
- Capital One (Mclean, VA)
- Risk Senior Manager, Card Orion Do you...on top transformational initiatives across the businesses in the first line of defense. Risk Managers ... management solutions at the forefront of technology? As a Senior Risk Manager at Capital One you'll...thinking + 4+ years of Compliance, Legal, Audit, or first or second line Risk … more