- Aequor (Thousand Oaks, CA)
- …and implement the NPI project plan(s), being accountable for NPI scope, schedule, risk management, and leading matrixed teams through influence to meet NPI project ... compliant per GMP regulatory procedures. This must occur through a Right- First -Time approach. Proactively leading cross-functional team meetings, to ensure NPI… more
- Mizuho Corporate Bank (New York, NY)
- …works closely with all business lines and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First ... risk profiles, policy updates and other key risk program information to Division senior management....environment changes to determine impact, identify and assess operational risk issues. + First Line … more
- Citizens (Johnston, RI)
- Description As the First Line Risk Sr Analyst, you will partner with the Risk Managers, executing the control monitoring program for multiple complex ... issues and recommended actions to present findings for business line management. + Participate in the Risk ...responsible for providing knowledge, expertise, and support to the First line units. Responsible for supporting other… more
- Citizens (Atlanta, GA)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify ... and significant business growth. You will work with the Senior Director/Director to adhere to internal governance processes for...federal regulatory requirements. You will also work with the First Line Risk Manager to… more
- Aegon Asset Management (Cedar Rapids, IA)
- …services to GTS to support and enable GTS leadership in achieving strategic objectives. The Senior First Line Risk & Control Analyst conducts independent ... and shareholders. Job Description Job Description Summary: The GTS First Line Risk & Control...Resource Groups + Inclusion and Diversity Programs + Employee Recognition Program + Referral Bonus Programs Inclusion & Diversity… more
- Tradeweb (New York, NY)
- …Details** Tradeweb is seeking a motivated and execution-focused Vice President to join the First Line Risk & Control function. Operating under the direction ... periodic review schedule. + Prepare presentations and materials for senior stakeholders, risk committees, and internal governance...experience in operational risk , business controls, or first line risk management, ideally… more
- S&P Global (Chicago, IL)
- …of In-Business Control Ratings Services, this position is responsible for providing 1st Line Risk & Control support and capabilities for the Analytical teams ... and other IBC colleagues to implement an effective 1st Line risk & control framework that ensures...globe (ie NRSRO). + Comfort with following up with senior personnel on deliverables. + Excellent communication skills, both… more
- S&P Global (New York, NY)
- …technology risk and governance strategy, partnering with the second line of defense in Information Security, Digital Technology Services, and Corporate ... Impact:** This role reports to the Director of Technology, Risk , and Governance, in the Global Digital Technology Organization....Platforms, as well as with Enterprise Risk and Compliance and Audit. + Support in defining… more
- Bank of America (New York, NY)
- Prime Brokerage Risk Sr . Manager New York, New...limit utilizations where relevant + Working closely with the first line Risk function and ... Prime Brokerage Risk Executive, the Prime Brokerage Risk Sr Manager establishes margin and ...trading or quantitative skills are necessary. + Providing second line risk oversight for business activities and… more
- Comerica (Farmington Hills, MI)
- …of Defense, the Business Control Director Senior is accountable for maintaining a robust First Line risk and control environment that enables the bank to ... critical role with a mandate to drive transformation of First Line of Defense risk ...needs and regulatory expectations. As a First Line leader, the Business Control Director Senior … more
- American Express (Atlanta, GA)
- …, this role plays a critical part in assessing, monitoring, and challenging the first line 's risk management practices. The ideal candidate will partner ... Manager, US Consumer Services will:** + Assess and challenge first - line risk identification, assessment, and... trends and areas requiring attention + Contribute to risk reporting efforts, preparing materials for senior … more
- Tradeweb (New York, NY)
- …and support early warning capabilities. + Provide assurance and validation on first - line risk assessments, including methodology alignment, control coverage ... fiscal quarters, topping $2.5 trillion in ADV for the first quarter of 2025. Since our IPO in 2019,...and analytically strong Vice President to join the Enterprise Risk Management (ERM) team in New York. This role… more
- Truist (Atlanta, GA)
- …Engage across the full spectrum of risks to ensure appropriate oversight and governance of first line risk taking and risk program execution activities. ... Interact with and present routinely to senior executives within the Risk Management Organization...councils, regulatory agency meetings and examinations to offer 1st Line effective challenge, ensure risk management strategies… more
- Capital One (New York, NY)
- … Risk Management, Third Party Risk Management, Business Continuity) and the First Line Risk Offices. The role will also provide Subject Matter ... Principal Auditor (Experienced Senior Auditor), Risk Management Audit (Hybrid)...team, the candidate will focus on audits of Second Line Risk Management (Enterprise Risk … more
- JPMorgan Chase (Tampa, FL)
- … leaders and members across CPNS, IP risk partners, as well as with first line risk and controls functions, Compliance, Conduct & Operational Risk ... and tracking + Provide credible review and challenge to senior leaders within the portfolio + Ensure effective identification,...and mitigation + Experience working in internal audit, independent risk management, or second line of defense… more
- Fannie Mae (Washington, DC)
- …degree or equivalent * 4 years of risk management experience (control testing, first line risk management, or operational risk ) and/or direct ... and understanding business objectives *THE IMPACT YOU WILL MAKE* The SF Operational Risk - Risk Management - Senior Associate role will offer you the… more
- Raymond James Financial, Inc. (New York, NY)
- …in broker-dealer or wealth management firms preferred, especially with exposure to front-office or first - line risk roles in addition to second- line ... risk management strategies to the Board of Directors, senior management and various risk committees. . Collaborates with the business and other key… more
- First Horizon Bank (Starke, FL)
- …footprint. **Summary** The Treasury Management (TM) Risk and Controls Advisor as a first line of defense role that is responsible for executing risk ... other first line of defense risk activities in support of TM's business growth and...assessment and remediation of findings, and provide updates to senior management. + Develop risk reporting that… more
- First Horizon Bank (Charlotte, NC)
- …job posting. **Summary** : The Business Risk and Controls Advisor sits in the first line of defense and is responsible for executing risk management ... other first line of defense risk activities in support of line of...assessment and remediation of findings, and provide updates to senior management. * Develop risk reporting that… more
- Capital One (Mclean, VA)
- …hand in hand to identify and mitigate potential risks to Capital One. Senior Risk Managers are at the front line of defense to ensure our company remains ... well as develop and implement innovative solutions? As a Senior Risk Manager in Capital One's Card...thinking + 4+ years of Compliance, Legal, Audit, or first or second line Risk … more
