- TD Bank (New York, NY)
- …Business:** Governance & Control **Job Description:** The Head of Governance and Control , AML , Commercial is a leadership role focused on ... function and build of long-term strategic roadmap to enhance and create a best-in-class AML Governance and Control Function * Business input to AML Risk… more
- Citigroup (Jersey City, NJ)
- AML NAM Head of Data Science...activities, combined with a solid conceptual/practical grounding in both AML and data science risks and control ... computing to support required transformation activities. **Job Family Group:** Compliance and Control **Job Family:** AML Core **Time Type:** Full time **Primary… more
- Citigroup (New York, NY)
- …presentations to update senior management and various governance committees on AML & ABC developments, emerging risks, control issues and/or enhancements. + ... **Overview:** The Treasury and Trade Solutions (TTS) Global In-Business AML and ABC Risk Head is a...and the ICG Financial Crime Risk team to share control best practices and manage AML and… more
- Citigroup (New York, NY)
- …groups or participation in public / private partnership initiatives. Serve on the AML Governance and Business Risk Committee (GBRC) and participate in Business ... of AML risks which complies with applicable AML laws and regulations. **Role** The Global Head...team, this person will liaise with regulators on critical AML issues, participate in key governance forums,… more
- Citigroup (Tampa, FL)
- …work efforts. + Sponsor the identification and resolution of BSA/ AML /Sanctions/ABC Policy gaps, control enhancements, implementation assessment regarding ... organization. This fusion will streamline accountability and responsibility for Risk & Control activities and deliver process consistency to protect the firm against… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Reporting to the Head of KYC in the Compliance Department, Americas Division, the KYC Transformation ... a senior member of the KYC Department's management team and will partner with the Head of KYC to develop and implement a centralized KYC model across the America's… more
- SMBC (Jersey City, NJ)
- …rules and regulations as well as internal policies and procedures of SMBC and Head Office. The KYC Procedures and Governance Oversight Vice President may direct ... control gaps, risks, proposed improvements. + Provide program governance , oversight, and monitoring in accordance with SMBC's Policies...BA / BS (or equivalent experience) + Knowledge of AML , Bank Secrecy Act, Foreign Asset Control ,… more
- Scotiabank (New York, NY)
- …Works collaboratively with key stakeholders, including other Compliance functions, Internal Control , Regulatory Relations, Legal, Risk Management, and AML ... Director, SCUSA CCO, Head of Broker Dealer & Corporate Functions Compliance...US Compliance program and a Compliance representative in other governance forums, including the SCUSA Management Committee. + Understands… more
- MUFG (Tempe, AZ)
- …QA, Branches, and the First Line of Defense) across the key financial crimes controls ( AML , ABC, KYC and Sanctions) in the Americas. + As Americas GFCD QA GAO Lead, ... GFCD QA GAO Lead role reports directly into the Head of Americas GFCD QA, and it forms part...QA function, including supervising team members, prioritizing workloads, quality control , absences and leave, training, coaching, and career development.… more
- TD Bank (Lewiston, ME)
- …of the QC program as directed by the Senior Manager to the standards set forth by the Head of FCRM Quality Control . The execution of the QC program is based on a ... Overview:** The US Financial Crimes Risk Management (FCRM) Quality Control (QC) team is a key activity for measuring...in this role, a candidate should possess expertise in BSA/ AML , Sanctions, or Risk Assessment processes as well as… more
- TD Bank (Jacksonville, FL)
- …for the management and execution of the QC program to the standards set forth by the Head of FCRM Quality Control . The execution of the QC program is based on a ... Sanctions Investigations** **Customer Accountabilities:** + Oversees a function of enterprise AML Program professionals providing oversight and control related… more
- MUFG (Irving, TX)
- …A member of our recruitment team will provide more details. Reporting into the Head of Global Risk Assessment Execution, this position is one of several key ... of the annual Global, Americas and US Financial Crimes Risk Assessments for AML , Sanctions, and ABC. + Raising management awareness of issues identified during… more
- JPMorgan Chase (Jersey City, NJ)
- …the requirements and standards for the Firm's Enterprise-Wide Anti-Money Laundering ( AML ) and Sanctions Programs. The GFCC Program includes the oversight and ... coordination of AML and sanctions coverage across the firm, the development...the LOB's. The core function teams provide oversight of control processes such as customer due diligence, transaction monitoring,… more
- Scotiabank (New York, NY)
- …data warehouses, and interfaces, including AML transformation programs and data governance audits with support from Head Office IT audit teams. Apart ... scope and overall opinion. Completes workpapers timely, ensures internal control weaknesses are clearly documented with recommendations addressing the root… more
- TD Bank (Mount Laurel, NJ)
- …**Line of Business:** Risk Management **Job Description:** Reporting to the AVP, Head of Environmental, Social, and Reputational Risk Management, the Senior Group ... leveraging credit expertise to develop strategic insights and recommendations for control enhancements + Coordinate enhancements of existing dashboards and reporting… more
- Morgan Stanley (Baltimore, MD)
- …day-to-day implementation of the Firm's financial crime prevention efforts. Including governance , oversight, and execution of the Firm's Anti-Money Laundering ( ... AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance...activities. Reporting Lines This role reports ultimately to the Head of US Investigations. The role will have a… more
- SMBC (New York, NY)
- …and the Municipal Securities Rulemaking Board (MSRB). Role Description Reporting to the Head of Client Lifecycle in the front office, the Client Management Lead will ... also their experience across a wide range of relevant regulatory requirements ( AML /KYC, Dodd Frank, securities rules, etc) and business processes (KYC, credit limit… more