- Wellington (Chicago, IL)
- …perspectives with those of our clients. **About the Role** The Head of Private Credit Compliance will support and provide leadership to Wellington ... professionals and attorneys. **Responsibilities** The Head of Private Credit Compliance 's principal responsibilities will include the following: +… more
- Citigroup (New York, NY)
- …of business + Works in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate ... **PCA specific responsibilities:** + Manages the interaction between Citi's private company clients and Citi's institutional investor clients + Responsible… more
- Scotiabank (New York, NY)
- …SCUSA CCO, Head of Broker Dealer & Corporate Functions Compliance **Requisition ID:** 199204 **Salary Range:** 174,700.00 - 286,000.00 _Please note that ... & Markets provides a full range of investment banking, credit and risk management products and services relevant to...Compliance Officer for the US broker dealer and Head of Corporate Functions Compliance , The role… more
- The County of Los Angeles (Los Angeles, CA)
- HEAD CONTRACT PROGRAM AUDITOR / EMERGENCY APPOINTMENT HOMELESSNESS Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/4448498) Apply HEAD ... Department of Public Health is seeking qualified candidates to fill emergency Head Contract Program Auditor vacancies related to the homelessness crisis. Under the… more
- Neuberger Berman (New York, NY)
- …and maintaining bank and credit rating agency relationships + Negotiation of credit facilities for funds + Ongoing compliance of credit facilities ... Neuberger Berman is seeking a Head of Treasury for the NB Alternatives platform....Vendor oversight functions and reporting for banks, line of credit and foreign exchange providers + Financial planning and… more
- MassMutual (New York, NY)
- …but not limited to SBL, Business Lending, Student Lending, and the Advisor Credit Exchange platform. + Support compliance of products with all regulatory ... **The Opportunity** As the Head of Lending Product and Pricing, you will...preferred. + Minimum of 10 years of lending and credit experience in private bank and/or commercial… more
- Manulife (Boston, MA)
- …candidate would have experience writing content on equities, fixed income, real assets, private credit and/or private equity targeting institutional clients ... by offering investment solutions across equities, fixed income, multi-asset, and private markets investments through mutual funds, ETFs, separately managed accounts,… more
- SMBC (New York, NY)
- …also contribute to strategic planning within area of expertise. Reports directly to the Head of Private Side Compliance Advisory for SMBC Nikko Securities ... Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices… more
- Regions Bank (Charlotte, NC)
- …This position may manage 1-2 analysts and typically reports directly to the Business Unit Compliance Group Manager, the Head of a Division or a specialized Group ... ie Credit Products, Commercial, etc. **Primary Responsibilities** + Conducts compliance reviews and provides oversight of legal entities, business units, and… more
- Citigroup (New York, NY)
- …range of financial products and services, including consumer banking and credit , corporate and investment banking, securities brokerage, transaction services, and ... with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to...AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / Bank Secrecy… more
- State of Colorado (CO)
- …as the Head Quarters liaison between CDOT managers and staff, private surveying community, regulatory agencies, and local governmental agencies. Your duties and ... to attend regular periodic meetings at The Colorado Department of Transportation's Head Quarters office in Denver, in person or virtually as deemed appropriate.… more
- Aflac (New York, NY)
- …Credit Team. The Credit Team has responsibility for managing public and private credit investments on behalf of Aflac's $100bn of general account assets ... Aflac's general accounts from a mix of public and private assets (including strategic partnerships) across multiple geographies and...partners and peers. Key Relationships Reports to : Global Head of Credit , with secondary report to… more
- Indian Health Service (Pine Ridge, SD)
- …service sanitation surveys of IHS, Bureau of Indian Affairs (BIA) institutions, Head Start centers, day care centers, eating establishments, and Tribal celebrations ... sewage disposal systems, and solid waste disposal systems) for compliance with current recommended practices. Recommends and promotes necessary improvements.… more
- City of Lakeland (Lakeland, FL)
- …large volume purchasing of goods, services, equipment and/or construction material in compliance with laws and statutes. Employee works under general supervision and ... by other governmental jurisdictions, national technical societies, trade associations, private businesses, and private organizations. + Promote goodwill… more
- CIBC (Chicago, IL)
- …top-notch customer service. The incumbent will collaborate with the Sr. Commercial Credit Risk Group Manager (GPM), Portfolio Managers (PM), Client Specialists, ... Credit and Services teams to execute client requests in...areas within the Bank, specifically Middle Market, Regional offices, Private Wealth, and Retail. + Leading strategic client reviews… more
- City of Lakeland (Lakeland, FL)
- …and maintains database pertaining to Facilities Maintenance Projects. + Maintains ongoing compliance data in the City's ADA Transition Plan. + Maintains consistent ... + Ability to read and interpret contracts and ensure compliance with the terms and conditions. + Ability to...projects effectively involving other City of Lakeland departments and private contractors. + Ability to work in a fast-paced… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... finance transactions in North America with the oversight of the sector head and/or other senior colleagues. + Present transactions internally, lead the preparation… more
- CIBC (Chicago, IL)
- … credit solutions to clients while minimizing losses and maintaining compliance with credit policies. **KEY ACCOUNTABILITIES** Underwriting and Originations ... Banking team. The Mid Corporate Banking strategy focuses on credit and capital markets solutions for publicly traded and...and capital markets solutions for publicly traded and large private companies. This role will have direct interaction with… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... managing a mid market and large cap portfolio of Private Equity backed Leveraged loans that are primarily rated...singe B (or equivalent). This role is responsible for credit monitoring as well as new business underwriting from… more
- Mizuho Corporate Bank (Jersey City, NJ)
- …Securitization, Leasing, Collateralized Loan Obligations, Project Finance, Loan Trading, and or Credit Derivatives, as necessary) + Experience with compliance in ... (Agency/Bilateral Loan Administration) AVP is responsible for assisting the Section Head in supervising the Agency / Bilateral Loan Administration Section; ensures… more