- SMBC (Jersey City, NJ)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Head of Registrations will report to the Head of Employee Compliance ... SMBC Nikko Securities America, Inc., Chief Compliance Officer, SMBC Americas Division Head of Ethics Office, business unit supervisors, subject matter experts and… more
- embecta (Parsippany, NJ)
- …is designed to support the varying needs of our diverse and global employees. The ** Head of Internal Audit** is a key member of the executive leadership team, ... reporting directly to the **Chief Financial Officer** and functionally...to enhance audit coverage and insight. **Key Responsibilities** The Head of Internal Audit will provide strategic leadership and… more
- Coinbase (Charlotte, NC)
- …Audit Committee decks and present at the Disclosure Committee meeting. * Lead the Maintain SEC reporting calendar and project manage the SEC reporting ... initiatives. * Responsible for the coaching, mentoring and management of the SEC reporting team, including across multiple time zones in a mostly asynchronous… more
- Warner Bros. Discovery (Atlanta, GA)
- …relations, corporate communications, CSR, and legal. Your Role Accountabilities **Securities Compliance & SEC Reporting ** + Ensure compliance with all SEC ... , -, and other applicable disclosure obligations. + Partner with technical accounting/ SEC reporting , investor relations, and finance teams to ensure accurate,… more
- Warner Bros. Discovery (Burbank, CA)
- …calls, and relationships with analysts and institutional investors. + Experience with SEC reporting and public company governance. + Deep understanding of ... thrive. Warner Bros. is seeking a strategic and experienced Head of Investor Relations and Treasury during a transformative...company prepares to operate as a standalone public entity. Reporting directly to the Chief Financial Officer, this role… more
- Grant Thornton (Columbia, SC)
- …Understanding of regulatory environments across regions (eg, GDPR, Sarbanes-Oxley (SOX), SEC reporting standards, Anti-Money Laundering (AML), emerging AI ... an experienced and execution-focused leader to serve as the Head of Global Product - Advisory. This new role...solutions that enhance our professional advisory services globally. The Head of Global Product - Advisory will lead distributed… more
- Takeda Pharmaceuticals (Chicago, IL)
- …initiatives, digital ethics, and data privacy efforts, while staying ahead of regulatory trends. Reporting to the Head of E&C for PDT, this leader collaborates ... of my knowledge. **Job Description** **About the role:** The ** Head of Ethics & Compliance (E&C) for PDT R&D...E&C trends (US PhRMA, UK OIG, US DOJ, US SEC , US data privacy regulations) and subsequent alignment with… more
- PPL Corporation (Allentown, PA)
- …2. CPA or CMA 3. Experience in utility accounting, public accounting and SEC reporting , and a working knowledge of Sarbanes-Oxley 4. Demonstrated ability ... in the nation. PPL's companies are also addressing challenges head -on by investing in new infrastructure and technology that...to 4 years of accounting-related experience in public accounting, SEC reporting , and a working knowledge of… more
- PPL Corporation (Allentown, PA)
- …CPA or CMA certification + Experience in utility accounting, public accounting and SEC reporting , and a working knowledge of Sarbanes-Oxley requirements + ... in the nation. PPL's companies are also addressing challenges head -on by investing in new infrastructure and technology that...or CMA certification + Experience in public utility accounting, SEC reporting and a working knowledge of… more
- PPL Corporation (Louisville, KY)
- …a minimum of 2 to 4 years of accounting-related experience in public accounting, SEC reporting , and a working knowledge of Sarbanes-Oxley requirements. + CPA or ... in the nation. PPL's companies are also addressing challenges head -on by investing in new infrastructure and technology that...certification + Experience in utility accounting, public accounting and SEC reporting , and a working knowledge of… more
- PPL Corporation (Allentown, PA)
- …ad hoc studies on these types of expenditures. + Provide support for corporate SEC reporting requirements. + Contributes to special projects and ad hoc financial ... in the nation. PPL's companies are also addressing challenges head -on by investing in new infrastructure and technology that...these types of expenditures. + Provide support for corporate SEC reporting requirements. + Contributes to special… more
- PPL Corporation (Louisville, KY)
- …and outside the corporation. + Current working knowledge of FERC requirements, SEC requirements, tax requirements and other reporting requirements. + Requires ... and outside the corporation. + Current working knowledge of FERC requirements, SEC requirements, tax requirements and other reporting requirements. + Requires… more
- CIBC (New York, NY)
- …Delta1, ETF create/redeem. + Assist with surveillance of various regulatory reporting obligations, including: CAT, Nasdaq TRF, LOPR + Maintain and enhance ... and Written Supervisory Procedures (WSPs) to comply with applicable trading regulations ( SEC , FINRA, CFTC, NFA and others) + WSPs must clearly indicate "evidence… more
- PPL Corporation (Allentown, PA)
- …related to regulatory proceedings and filings, as well as support and review SEC reporting disclosure areas. + Performing internal control activities related to ... in the nation. PPL's companies are also addressing challenges head -on by investing in new infrastructure and technology that...proceedings and filings, as well as support and review SEC reporting disclosure areas. + Performing internal… more
- First National Bank of Omaha (Minneapolis, MN)
- …In partnership with the Head of Trading, ensure compliance with FINRA, MSRB, SEC , and firm trading policies across the desk. Partner with the Head of ... Desk, Sales Supervision Manager and Compliance to monitor trade activity, exception reporting , and surveillance reviews Assist in FINRA TRACE and MSRB regulatory… more
- New York Times (New York, NY)
- …governance outreach during proxy season and throughout the year. + Collaborate with the SEC reporting and legal departments on the creation of 10Ks, 10Qs, and ... This is a hybrid role based in our New York City headquarters, reporting to the SVP, Head of Investor Relations. You can typically expect to come into the office… more
- Walworth County (Elkhorn, WI)
- …and ensuring maximum reimbursement from external funding sources through governmental reporting and working with state financial workgroups. This position will ... assist the assigned departments in budgeting, accounting and reporting to ensure accurate financial reporting in...Off (STO) based on continuous related experience per Ord. Sec . 15-515 (e) PERSONAL TIME OFF: Employees will receive… more
- UIC Government Services and the Bowhead Family of Companies (Indian Head, MD)
- …Configuration Manager to support Bowhead's Advanced Technology division located in Indian Head , MD. The Deputy Configuration Management Lead for Naval Weapons R&D ... and all end users regarding database and analytic tools, dashboards, reporting , service metrics, automation, and service workflow development, specifically within… more
- Wayfair (Boston, MA)
- …a growing and diversifying organization. We are dedicated to meeting new challenges head on at each milestone in Wayfair's development and can adapt to changes ... recording and reconciling financial transactions while ensuring that all reporting complies with internal and external laws and regulations....+ Account fluctuation analysis + Assist in preparation of SEC 10Q and 10K Filings + Ad-hoc audit and… more
- MUFG (Irving, TX)
- …work remotely one day. A member of our recruitment team will provide more details. Reporting into the Head of GFCD Design, Tuning and Optimization, this new ... trees, etc. + Familiarity of current compliance rules and regulations of the FRB, SEC , OCC, FATF, FinCEN, OFAC, and familiarity with USA PATRIOT Act, BSA/AML and… more
