- Santander US (Boston, MA)
- Head of Supervision & Trading , Boston, MA Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... possibilities **We Want to Talk to You!** **The Difference You Make:** The Head of Supervision & Trading will be responsible for overseeing all trading… more
- TD Bank (New York, NY)
- …a timely manner + Communicates bank policy information and strategy between the product head and relevant trading personnel + Fully informed on market data, ... you more specific details for this role. **Job Description:** TD Securities Electronic Trading offers algorithmic trading solutions in Cash Equities across North… more
- Vanguard (Malvern, PA)
- Overview The Head of Brokerage Trade Operations is responsible for leading Margin, Securities Lending, and Asset Servicing for Vanguard's retail broker-dealer. This ... FINRA, OCC) and overseeing numerous vendor and counterparty relationships. Additionally, the Head of Trade Operations is accountable for the strategy, design, growth… more
- TD Bank (New York, NY)
- …a timely manner + Communicates bank policy information and strategy between the product head and relevant trading personnel + Fully informed on market data, ... Global Markets in TD Securities, and manages the dealer's liquidity, funding and non- trading market risk. Within the group, US TDS Treasury team is responsible for… more
- Wellington (Boston, MA)
- …Senior Compliance Analyst will support Wellington Management's global investment & trading compliance program, focusing primarily on compliance support to trading ... member of the Legal, Compliance and Risk Group, report directly to the Global Head of the Public Markets Compliance and work closely with other compliance, legal and… more
- TD Bank (New York, NY)
- …a timely manner + Communicates bank policy information and strategy between the product head and relevant trading personnel + Fully informed on market data, ... track record of working with our taxable and tax-exempt trading desk to execute and manage a client engagement...+ Must be able to work independently with minimal supervision and establish priorities + Proficient in interpersonal communication… more
- TD Bank (New York, NY)
- …a timely manner + Communicates bank policy information and strategy between the product head and relevant trading personnel + Fully informed on market data, ... for this role. **Job Description:** The VP Sales and Trading TDS develops an institutional investor base in the...+ Must be able to work independently with minimal supervision and establish priorities + Proficient in interpersonal communication… more
- Citigroup (New York, NY)
- The G10 Trader will focus on PacRim currency block, working under the desk head in New York and be part of a global portfolio to meet revenue and client goals. They ... prices to our franchise in vanilla and exotic products, in coordination with the Trading team. The overall objective of this role is to ensure the book delivers… more
- JPMorgan Chase (New York, NY)
- …provide legal and regulatory advice to the cash equities research, sales and trading businesses. You will work closely with the business, compliance, other internal ... organizations (SRO's), in performing these functions. You will report directly to the Head of the Broker-Dealer & Cash Equities Legal group. The Legal Department at… more
- PPL Corporation (Allentown, PA)
- …the best utilities in the nation. PPL's companies are also addressing challenges head -on by investing in new infrastructure and technology that is creating a ... management or utility client/customer relations. + 3+ years Experience in supervision or with project management responsibility. + Experience monitoring, designing,… more
- JPMorgan Chase (Chicago, IL)
- …**Job Responsibilities** + Plan and participate on complex reviews with limited supervision and guidance, including a determination of the books, records and ... of reviews of potential sales practice issues, including broker-dealer documents, trading , and financial information. + Present findings (orally and/or in writing)… more
- Mizuho Corporate Bank (New York, NY)
- …that emphasizes continuous improvement and shared accountability. + Support the Head of Operational Resilience in building and developing a high-performing, ... resilience, including frameworks such as: + Basel Committee on Banking Supervision (BCBS) Principles for Operational Resilience + US Federal Reserve, OCC,… more