- DXC Technology (Nashville, TN)
- …field (preferred). + ** Customer service experience in financial services, insurance , investments, or banking.** + **Active FINRA Series 6 or 7 ... experience transformations. We are seeking a highly skilled ** Customer Service Representative** with experience in financial services, insurance , banking, or… more
- DXC Technology (Tulsa, OK)
- …diploma or GED + Two or more years of customer service or other telephone experience-Experience must include financial/investment/ insurance or banking that ... needed. + Interfaces with team members, management, and customers in reference to customer service issues. + Supports escalation and resource calls and research… more
- DXC Technology (Tulsa, OK)
- …diploma or GED . Two or more years of customer service or other telephone experience-Experience must include financial/investment/ insurance or banking that ... enhancing customer experience transformation **Registered Representative - Analyst I- FINRA Required** **Essential Job Functions-** . Provides service via… more
- Wells Fargo (Minneapolis, MN)
- …providing a variety of support services in account management, operations, documentation, customer service and technical support and identify opportunity for ... process improvements within Customer Service - Licensed + Review and analyze...+ US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 or 7 and 66… more
- PNC (NC)
- …have an opportunity to contribute to the company's success. As a Licensed Customer Service Specialist within PNC's Investments organization, you will be remote ... possible. The ISG team offers roles with and without FINRA licenses, and the path to obtain FINRA...63 (66) investment license. **Job Description** + Performs advanced customer service activities and initiatives for specialized… more
- Wells Fargo (Stillwater, MN)
- …equivalents) sufficient to qualify for immediate FINRA registration + State Insurance license(s) + Customer service focus with experience handling ... outlined in the job expectations below **Required Qualifications:** + 2+ years of customer service experience, or equivalent demonstrated through one or a… more
- Wells Fargo (Nashville, TN)
- …with the needs of the business with focus on delivering exceptional client service for cross-functional stakeholders and internal partners associated with the team + ... business objectives and strategy + This LO position has customer contact and job duties which may include needs...+ US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7, 9 and 10 (or 24), and… more
- Wells Fargo (San Diego County, CA)
- …The Senior Supervisory Control Specialist understands the complexity, partnership needs and customer service requirements that come with managing this process. ... the activities of representatives (eg, financial advisors) to ensure their compliance with FINRA and SEC rules and regulations, as well as federal and state laws… more
- Wells Fargo (Corte Madera, CA)
- …you will:** + Serve as the initial point of contact for operational, service and technology inquiries from Financial Advisors, the branches, and other Support Center ... + US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 or 7 and 66...requirements from an operational support perspective + Strong client service skills + Strong attention to detail and accuracy… more
- TD Bank (Cherry Hill, NJ)
- …9/10) (Required or ability to obtain within scheduled time) + State Life & Health Insurance License (Preferred) + FINRA Series 65 or 66 (Preferred) + FINRA ... **Job Description:** The Central Supervision Team Lead is a FINRA and SEC regulatory supervisory principal position with the...Private Client Wealth, (TDPCW), a US registered Investment Advisory Service and a US Broker Dealer and TD Wealth… more
- Wells Fargo (Charlotte, NC)
- …The Senior Supervisory Control Specialist understands the complexity, partnership needs and customer service requirements that come with managing this process. ... the activities of representatives (eg, financial advisors) to ensure their compliance with FINRA and SEC rules and regulations, as well as federal and state laws… more
- Wells Fargo (Portland, OR)
- …to a process for Advisors and their teams to provide outstanding client service and care. The leader will focus on inorganic growth by building, maintaining, ... and will direct day to day workflow, escalate both service and risk issues as they arise, ensure the...is a non-producing role + This LO position has customer contact and job duties which may include needs… more
- Wells Fargo (Scottsdale, AZ)
- …complexity within scope of responsibility to ensure quality and that the service standards meet business objectives + Collaborate with and influence all levels ... or leadership experience + US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7, 9, 10, and 63 examinations (or FINRA … more
- PNC (Pittsburgh, PA)
- …within PNCIs Product Group: FINRA 66 (or 63/65) or Life & Health Insurance . + Leverages analytical tools to provide business and technical expertise for the ... upon that we expect our employees to be: + ** Customer Focused** - Knowledgeable of the values and practices...FINRA 66 (or 63/65) or Life & Health Insurance . **Benefits** PNC offers a comprehensive range of benefits… more
- Wells Fargo (San Diego, CA)
- …in the job expectations below **Required Qualifications:** + 6+ months of Customer Service , Sales, Relationship Building experience, or equivalent demonstrated ... Advisors training program for meeting personal, professional, and organizational client service and financial goals within the Financial Advisory - Private Client… more
- Wells Fargo (San Lorenzo, CA)
- …outlined in the job expectations below **Required Qualifications:** + 4+ years of customer service experience, or equivalent demonstrated through one or a ... recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized ...of experience in a licensed financial services position + Customer service focus with experience handling complex… more
- DXC Technology (Oklahoma City, OK)
- …we deliver excellence for our customers and colleagues at DXC.com. We are actively hiring Customer Service Representatives for the Annuities team at DXC! As a ... Customer Service Representative, you will handle ...service for our Brighthouse Annuity customers who have insurance or other financial service products or… more
- Wells Fargo (Memphis, TN)
- …(or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration **Desired Qualifications:** + Full- service brokerage experience + ... by the Financial Advisor. + This LO position has customer contact and job duties which may include needs...+ US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 66 (or 63 and 65)… more
- Wells Fargo (Farmington, CT)
- …skills + Client service focus with the ability to listen to customer needs and recommend solutions + Ability to prioritize work, meet deadlines, achieve goals, ... role, you will:** + Assist Financial Advisor(s) with sales, service and operational related activities such as providing ...+ US Only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 examinations (or FINRA… more
- Wells Fargo (Danbury, CT)
- …skills + Client service focus with the ability to listen to customer needs and recommend solutions + Ability to prioritize work, meet deadlines, achieve goals, ... role, you will:** + Assist Profit Formula (PF) Financial Advisor(s) with sales, service , and operational related activities such as providing service to clients… more