- Charles Schwab (Westlake, TX)
- … controls. The Broker -Dealer/Asset Management enterprise team is seeking an Internal Audit Manager . The Broker -Dealer/Asset Management team ... a Director of the Broker -Dealer/Asset Management enterprise team, the Internal Audit Manager will have responsibility for the independent and objective… more
- Charles Schwab (Westlake, TX)
- … audit testing, identify and draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent ... Management enterprise team is seeking a Senior Auditor (Senior Specialist). The Broker -Dealer/Asset Management team provides internal audit coverage of… more
- Charles Schwab (Westlake, TX)
- … audit testing, identify and draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent ... processes, risk management, and internal controls. The Broker Dealer Asset Management (BDAM) Audit Team...and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls team, the Senior… more
- SMBC (New York, NY)
- …Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit , and Technology. The Regulatory Governance team collaborates with ... as business is conducted and transactions are executed. **Role Objectives** The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory Function… more
- UNUM (Chattanooga, TN)
- …management that creates a high-performance operating environment. + Ensures quality, audit and control standards through the development of effective standards, ... service and financial levels are met at all times. + Manages internal and external customer expectations through project planning and partnering efforts throughout… more
- SMBC (New York, NY)
- …in the broker dealer & financial industry to work within the Internal Audit Department. The Audit Manager will design and supervise execution of ... Description** SMBC is seeking an experienced Vice President - Audit Manager with a minimum of 8...regulators. **Qualifications and Skills** * Minimum of 8 years internal audit experience in the banking and… more
- City National Bank (Charlotte, NC)
- * AUDIT MANAGER II- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a team ... performed, and effectively communicate audit results to the Senior Audit Manager /Director and senior management in meetings, presentations, and/or written… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in ... governance and operational excellence! As an Audit Manager within our Asset Management Internal ...12 CFR 9) related to asset management, investment advisor, broker -dealer and fiduciary activities. + Knowledge of various financial… more
- SMBC (New York, NY)
- …7 years' experience in the banking & finance industry to work within the Internal Audit Department. The Audit Manager will report to the Risk Stripe Lead ... feedback to audit team which may include internal or co-sourced internal audit ...standards / guidance for a Bank Holding Company / Broker Dealers including Reg YY Liquidity requirements * Familiarity… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Connected Commerce & Consumer & Community Bank Strategy - Internal Audit team. This is ... enhancing our organization's governance and operational excellence! As an Audit Manager on the Connected Commerce &...Connected Commerce & Consumer & Community Bank Strategy - Internal Audit Team, you will develop and… more
- NatWest Markets (Stamford, CT)
- Audit Manager Closing date for applications:..., you'll serve as a key ambassador for the Internal Audit function, upholding its reputation for ... ensuring comprehensive coverage of key risks, effective collaboration across Internal Audit teams, and adherence to regulatory... experience, with at least 2 years in an Audit Manager role + Experience in financial… more
- AIG (New York, NY)
- Multinational Producing Office Manager - USA Property and Specialty Join us as a Multinational Producing Office Manager - USA Property and Specialty to take your ... insurance solutions for our global customers, empowering our clients and broker partners to navigate complex cross-border risks with confidence and consistency.… more
- Panasonic North America (De Soto, KS)
- …Amber Smallwood **What You'll Get To Do:** The Customs Compliance and Operations Manager will report to Senior Management of Logistics Group of Panasonic Corporation ... Customs and Border Protection programs. **Compliance Operations and Staff Management** + Manager to oversee the staff responsible for the daily customs compliance… more
- SMBC (New York, NY)
- … audits, periodic reviews, and ad-hoc requests. - Support interactions with internal audit and control departments for monitoring and testing activities. ... processes across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management. The VP is responsible for ensuring… more
- Charles Schwab (Westlake, TX)
- …and industry environment. We are seeking a highly organized and results-oriented Senior Manager to join the Retail Supervision & Risk Management (RSRM) Risk team ... , and delivering consistent high quality results. **Key Responsibilities** The Senior Manager , Retail Supervision & Risk Management role will be a hybrid role… more
- GMHC (New York, NY)
- Residence Manager New York, NY (http://maps.google.com/maps?q=New+York+NY+USA+10018) * Supportive Housing Job Type Full-time Description TheResidence Manageris ... management companies, landlords and the housing programs at GMHC. The Residence Manager will ensure clients are adequately housed and that the apartments meet… more
- American Water (Camden, NJ)
- …regulations. Examples include, but are not limited to: o Compliance with applicable Internal Audit , Sarbanes-Oxley mandates and other internal policies. o ... trends. * Familiarity with internal regulatory compliance (eg, Sarbanes-Oxley, Internal Audit ). * Familiarity with external regulatory compliance (eg,… more
- Xylem (Washington, DC)
- …to monitor local adherence and support corrective actions as needed. + ** Audit and Documentation Management** + Coordinate internal self-audits and readiness ... of CBP regulatory framework, including customs valuation rules, FSFE criteria, and audit procedures. + Demonstrated experience with broker management, audit… more
- Charles Schwab (Westlake, TX)
- …and timely settlement of large cash and securities transactions. + Lead ongoing internal audit reviews and update procedures. + Support ad-hoc projects involving ... be in the office 4 days a week. The ** Manager of Treasury Settlement Services** (TSS) is primarily responsible... internal and external stakeholders. + Engage and help lead… more
- Citizens (Johnston, RI)
- …Risk Management has an immediate opening for a First Line Risk Senior Manager supporting our Private Wealth Management - Trust Fiduciary businesses with direct ... Trust client lifecycle. As the First Line Risk Senior Manager , you will represent the first line of defense...You will work with the Director to adhere to internal governance processes and controls for existing and new… more