- Robert Half Legal (San Francisco, CA)
- Description We are on the lookout for an experienced Investigator - Securities , for our team located in San Francisco, California. This role will be focusing ... primarily on fraud investigation within the securities industry. You will be working in a dynamic...effectively conduct investigations * Work closely with our current investigator to ensure comprehensive coverage * Apply your expertise… more
- Bank of America (Pennington, NJ)
- GFC Investigator (Brokerage - AML/Fraud) Phoenix, Arizona;Pennington, New Jersey; Plano, Texas; Dallas, Texas; Tampa, Florida; Jersey City, New Jersey; Chicago, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Phoenix/GFC- Investigator --Brokerage AML-Fraud-\_25035332) **Job Description:** At Bank of America, we… more
- Charles Schwab (Southlake, TX)
- …work in close collaboration with internal and external partners. In this role, the investigator will be using a variety of business systems and research tools in ... reports, including notifications to Adult Protective Services (APS) and state securities regulators. + Working with APS agencies, stateregulators and law… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the AML Analyst applies specialized knowledge and skills in securities and/or banking industry compliance, gained through experience, specialized training ... identify, research, resolve potential issues. If suspicious activity is identified, the investigator is required to promptly report any suspicious activity by filing… more
- MUFG (Irving, TX)
- …member of our recruitment team will provide more details. The AML Investigator would be responsible for conducting extensive investigations to identify potentially ... fraud and/or any other financial risk or crime. The Investigator will make recommendations to the AML Financial Intelligence...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MyFlorida (Tallahassee, FL)
- …cases under state and federal antitrust laws, Florida False Claims Act, Florida securities law, Civil Racketeering and as needed civil complex enforcement of the ... antitrust violations as specified above. Interviews fact witnesses and/or directs an investigator in conducting such interviews. Obtains evidence in the form of… more
- City of New York (New York, NY)
- …how to backup and restore MSSQL and Oracle databases; Knowledge of Database securities as it relates to Users, Tables, etc; Knowledge of Oracle BI/Analytics ... please discuss with the agency representative at the time of interview. CONFIDENTIAL INVESTIGATOR - 31143 Qualifications 1. A four-year high school diploma or its… more