- Robert Half Finance & Accounting (New York, NY)
- …Financial Services are currently recruiting for an Investment Operations Associate role, for a boutique wealth management firm based in midtown Manhattan ... York. Our client requires 2+ years investment operations or client services experience within wealth ...DTCC, REX, Moxy is advantageous + Bachelor degree The Operations Associate role requires 3 days per… more
- JPMorgan Chase (Columbus, OH)
- …1 million client accounts within JP Morgan Private Bank and US Wealth Management. **Roles and Responsibilities:** + ** Investment Implementation Portfolio ... + **Knowledge and Oversight:** + Maintain a comprehensive understanding of investment solutions utilized within Wealth Management Advisory Solutions (WMAS),… more
- JPMorgan Chase (Jupiter, FL)
- …best investment solutions to meet their financial needs. As a Private Client Investment Associate in JPMorgan Wealth Management, you will have the ... and administrative support. You will play a key role in supporting Advisors' business operations , from account opening to investment trades. You will also assist… more
- Citigroup (Jacksonville, FL)
- The Registered Wealth Investment Service Associate is a Client Service and Sales support position, fully responsible for servicing and supporting internal ... issues will be owned end to end by the associate and will be treated with a closed loop...+ Handles all inquiries/requests related to banking and /or investment operations - including placing unsolicited securities… more
- Citigroup (O'Fallon, MO)
- …loop process. + Handles all inquiries/requests related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 ... The Intermediate Associate Telesales Representative is a Client Service and...Know-Your-Customer (KYC) and Anti-Money Laundering (AML) procedures for Citi's Investment and/or Banking clients. Position is responsible for providing… more
- Neuberger Berman (New York, NY)
- The Associate General Counsel - Private Wealth will play an integral role within Neuberger Berman's Legal & Compliance Department, specifically with respect to ... for the Private Wealth business; liaising with wealth advisors, portfolio managers and operations on...wealth management and asset management business, including the Investment Advisers Act, FINRA rules, Investment Company… more
- Kestra Financial (Fort Worth, TX)
- …and investment management firm located in Fort Worth, TX. Job Title: Operations Associate Job Type: Full-Time Location: 2512 Horne Street, Suite 100, Fort ... Worth, TX 76107 Reports To: Operations Manager Job Overview Operations associates are...Duties + Operational Duties + Follow necessary steps for investment account creation + Continuous follow up on outstanding… more
- BMO Financial Group (Palo Alto, CA)
- …Service Industry experience. Preferably 2-3 years within Wealth Management operations or support.** Gathers and analyzes investment performance data, ... and reviews and recommends benchmarks and/or peer groups for evaluating investment performance. + Supports the execution of strategic initiatives in collaboration… more
- Zions Bancorporation (Salt Lake City, UT)
- …training tiers. + Experience in a client-facing financial services role preferred; knowledge of wealth management operations is a plus. Values & Culture At Zions ... bring the opportunity. Role Summary The Client Account Service Associate (CASA) plays a pivotal role in delivering a...delivering a consistent and exceptional client experience across defined wealth segments. This role supports multiple Wealth … more
- Robert Half Finance & Accounting (New York, NY)
- Description Robert Half Financial Services are currently recruiting for a Client Relationship Associate role, at a growing Registered Investment Advisor based in ... Our client requires 3+ years' Client Services or Relationship Management experience within investment advisory, wealth management or private banking. The role is… more
- Kestra Financial (Cypress, TX)
- …and growing wealth planning firm in Cypress, Texas, is seeking an Associate /Service Wealth Advisor for a great opportunity for the right person. This ... allocation, case design, and financial planning + Consult with clients on investment strategies based on individual financial and investment objectives; deliver… more
- Bank of America (San Francisco, CA)
- …Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, ... through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision through… more
- Bank of America (Los Angeles, CA)
- … Planning, Investment Management or Relationship Management. The Private Wealth Management Associate provides quality client service and effective and ... Wealth Management is a leading provider of comprehensive wealth management and investment products and services...efficient operations support. He or she may provide advice and… more
- US Bank (Madison, WI)
- …a service and support representative functioning as the primary, daily contact between Wealth Management Trust, Banking, or Investment customers and US Bank. ... problem resolution, escalating items beyond specified authority to the assigned Wealth Management Advisor or respective specialist. Works proactively to identify… more
- Truist (Wilson, NC)
- …Forest Hills Road, Wilson, NC. This position performs assigned duties within Securities Operations unit for the Wealth Management business. This position will ... to time. 1. Participate in various processing functions for Wealth accounts, including securities and investment related...and related training. 2. Two or more years of Wealth Management experience. 3. Knowledge of securities operations… more
- Regions Bank (Hoover, AL)
- …of Wealth Management. This position is responsible for ensuring Wealth Management portfolios are aligned with their investment objectives, supporting ... School Diploma or GED and four (4) years of trading, asset management, wealth management, trust operations , business, marketing, communications or other related… more
- Charles Schwab (Phoenix, AZ)
- …As a **Senior Regional Manager** you will coach and counsel a team of 10-12 Wealth Advisors and Associate Wealth Advisors in a collaborative environment ... **Your opportunity** Investor Advice Solutions consists of Schwab Wealth Advisory, Centralized Service & Operations and Wealth Strategies Consulting Group.… more
- JPMorgan Chase (New York, NY)
- …exceptional customer service and cultivating strong relationships. As a Supervisory Senior Associate in the Solutions Supervisory team, you will support our trading ... operations by ensuring compliance with industry regulations. You will...You will conduct deep dives into brokerage and registered investment advisor (RIA) activities, investigate root causes of triggered… more
- Commerce Bank (Kansas City, MO)
- …range for some roles. This compensation range is for the Corporate Actions Specialist - Wealth Operations or Senior level job and contemplates a wide range of ... resources to grow into the best version of yourself. Because our number one investment is you. Creating an award-winning culture doesn't come easy. And after 160… more
- Citigroup (Tampa, FL)
- …Primarily responsible for day-to-day processes of intake/assignment/close out of investment complaints for a retail broker dealer/RIA and insurance agency ... of detail, subject matter expertise, and some familiarity with investment products/characteristics. **Responsibilities:** + Supporting teams with compliance and… more