- City National Bank (Newark, DE)
- * INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR* WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities ... 6 years of experience with procedures, practices and regulations governing trust- securities operations . *Additional Qualifications* * Requires interpretation and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Securities Tax Operations team as a ... operational risk **Required Qualifications, US:** + 4+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** TD Securities is looking for an HR Generalist at the Associate level to support our ... HR Business Partner team aligned to our Corporate and Investment Bank. In this role, you will work on...exposure to all areas of Human Resources. The HR Specialist provides specialized analysis, consultative service and advice for… more
- TD Bank (New York, NY)
- …in a highly focused boutique-type operation, while being part of a major global investment dealer. Confidence in our US operations stems from the recognition of ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is...of the full suite of services we offer under Investment Banking. Our Investment Banking professionals provide… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...focused operation, while being part of a major global investment dealer. Confidence in our US operations … more
- Wells Fargo (Charlotte, NC)
- …It all begins with you. **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist in Regulatory Due Diligence as part of ... industry related initiatives **Required Qualifications:** + 2+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or… more
- Robert Half Finance & Accounting (Philadelphia, PA)
- Description Robert Half is looking for a Senior Operations Specialist to join our client's team in the Philadelphia area. This Senior Operations ... and resolve reconciliation issues in real time. Requirements The ideal Senior Operations Specialist candidate should have a Bachelor's degree or equivalent… more
- PNC (Pittsburgh, PA)
- …have an opportunity to contribute to the company's success. As an Accounting Specialist Senior within PNC's Capital Markets Finance organization, you will be based ... PNC Capital Markets forward. PNCCM is registered as a securities broker and dealer, and we provide support to...provide support to the business that offers corporate finance, investment banking and advisory services for our clients. You… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist **Reports to:** Director, Financial Crime Risk Oversight, TD ... Securities , US **Position Summary** The US FCRM TDS Business...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- JPMorgan Chase (New York, NY)
- Join JP Morgan's Corporate & Investment Bank and play a pivotal role in the execution of complex, market-leading structured products. As a Documentation ... Specialist , you'll be at the heart of a team...the opportunity to work on a wide variety of securities transactions, collaborate with multiple departments, and develop your… more
- Federal Reserve Bank (Cleveland, OH)
- …our YouTube channel - Cleveland Fed This job family conducts the cash operations of the organization in a highly controlled, regulated, and secure environment with ... needed for the role + Basic knowledge of cash operations and the prescribed operating procedures, safety, security, and...children) may not own shares of mutual funds, unit investment trusts or ETFs that have a policy, as… more
- PNC (Baltimore, MD)
- …business from the CCO and a deeply experienced team. Familiarity with corporate and securities operations is highly valuable for success in this role. While a ... Baltimore, MD or Louisville, KY. As a Compliance Program Specialist Senior, you will support investment advisory...subsidiaries of PNC that are registered with the US Securities and Exchange Commission (SEC). Your primary role will… more
- Wells Fargo (Charlotte, NC)
- …with outstanding talent. It all begins with you. **Wells Fargo Wealth & Investment Management** Wells Fargo Wealth & Investment Management provides clients ... access to some of the United States' leading providers of financial and investment services. Through WIM's businesses, we deliver a full range of personalized wealth… more
- MyFlorida (West Palm Beach, FL)
- …banks, credit unions, trust companies, loan originators, mortgage lenders, securities dealers, investment advisors, consumer collection agencies and ... FINANCIAL SPECIALIST - 43001921 Date: Nov 14, 2025 The...relating to financial institutions, financial services companies, insurance companies, securities dealers or investment advisers, mortgage brokers… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Santander US (Boston, MA)
- USA Sr. Specialist , Sales & Service Support Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... possibilities **We Want to Talk to You!** **The Difference You Make:** The Sr. Specialist , Sales & Service Support will be the primary point of contact for existing… more
- Citizens (Johnston, RI)
- …in our Contact Center. Candidates will be part of an integrated Investment Operations workforce and collaborate with departments responsible for ... Description The role of Wealth Management - Wealth Ops Specialist - Contact Center provides candidates with an introduction into the world of Investments Products via… more
- Janus Henderson Investors (Denver, CO)
- …our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political ... would love to hear from you! Your opportunity The Knowledge Management Specialist supports the governance, organization, and delivery of critical information assets… more