- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the CIB Macro Business Aligned Compliance Team. Learn more about the career ... Trading Compliance Team is a Business Aligned Compliance Officer (BACO). The BACO for this...of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to support the Personal Account Dealing (PAD) Team in managing and delivering employee ... execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and… more
- Oregon State University (Corvallis, OR)
- …Admin (AGA) Position Title Administrator 3-Faclt/Ops Job Title Regulatory and Safety Compliance Officer & Corvallis Farm Unit Director Appointment Type ... College of Agriculture is seeking a Regulatory and Safety Compliance Officer & Corvallis Farm Unit Director....AsCorvallis Farm Unit Director, the position provides strategic and operational leadership to five plant science farms located in… more
- Tufts Medicine (Boston, MA)
- …under supervision. A senior level role that requires broad knowledge of operational procedures and tools obtained through extensive work experience and may require ... assigned staff. If licensed as a Special State Police Officer , provide enforcement of the Criminal Laws of the...list. Other duties and responsibilities may be assigned. 1. Lead a team of officers and staff in both… more
- Berkshire Bank (Boston, MA)
- …$170,031 Location: Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen, and maintain the ... and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible for understanding...centric culture and appropriate risk appetite for the business. Lead various compliance projects as requested. +… more
- Citigroup (Jacksonville, FL)
- …+ Proactively analyze various data sources to form an independent assessment/opinion of operational risk. + Assist the Business coverage lead in developing and ... industry in risk and controls assessment + Leadership positions in Risk Management ( operational Risk preferred), Internal Audit, Compliance or related field a… more
- Citigroup (New York, NY)
- …the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management and Culture ... appropriate. Based in New York City, the Ethics Sr Lead Officer will report to an Ethics...in accordance with Ethics Office processes, global strategy, and operational excellence. + Establish strong relationships to effectively advise… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and ... a positive compliance culture. + Identify process improvements to enhance operational efficiency and regulatory adherence. + Lead and mentor a… more
- Vanguard (Malvern, PA)
- …compliance program, and ensure adherence to regulatory requirements. Serves as Chief AML Officer and Bank Secrecy Compliance Officer for the Vanguard ... + Leadership and Strategy: Develop and implement the strategic vision for Vanguard's financial crimes compliance program in the US Lead and mentor a team of … more
- Wells Fargo (Wilmington, DE)
- Senior Lead Credit Risk Officer (Req. #001981) Wilmington,DE At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. ... financial crimes, information security, interest rate, liquidity, market, model, operational , regulatory compliance , reputation, strategic, and technology risk.… more
- L3Harris (Sterling, VA)
- …land, sea and cyber domains in the interest of national security. Job Title: Lead , Information System Security Officer (ISSO) Job Code: 23368 Job Location: ... 9/80 Job Description: We are seeking an experienced Information System Security Officer (ISSO) to support the Information System Security Manager (ISSM) in securing… more
- Citigroup (Tampa, FL)
- Individuals in Operational Risk establish and manage operational risk policies, propose strategies, and governance processes designed to minimize losses from ... controls, fraud, and potential bankruptcy. Promotes organization-wide understanding of operational risks and risk management strategies. This role is within… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Credit Risk Officer to join the Risk Rating Methodology (RRM) team in the Wholesale Credit Risk group in ... execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and… more
- Bloomberg (New York, NY)
- Global Risk and Compliance Policy Officer Location New York Business Area Legal, Compliance , and Risk Ref # 10041461 **Description & Requirements** The ... non-regulated products and services. We work to address regulatory and operational issues, ensure compliance with current/developing rules and regulations,… more
- Salt Lake City Corporation (Salt Lake City, UT)
- Position Title: Compliance Enforcement Officer Job Description: Reporting to a Compliance Division Field Supervisor, incumbent performs duties associated ... with Compliance Division operations while assigned to either a City...+ Completes all required documentation and reporting related to operational needs. Accesses secure databases and inputs data as… more
- City National Bank (Los Angeles, CA)
- * LEAD CLIENT SERVICES OFFICER * WHAT IS THE OPPORTUNITY? Oversee the City National Securities Investment Relationship Officers and Assistant Investment Officers ... Reviews and approves CNS written and electronic correspondence for accuracy and compliance . Overseas the risk associated with the operational and administrative… more
- KeyBank (NY)
- …to, risk mitigation strategies, participation in new or existing system and operational implementation) + Lead the research, interpretation, summary, and ... task forces and line of business partnerships to identify and manage compliance risks with assigned regulatory topics. Support the organization in strategic… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... appetite and protects the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in order to partner to develop… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- Catholic Health Initiatives (Lexington, KY)
- **Responsibilities** The Saint Joseph Hospital/Market Chief Medical Officer (MCMO) for the Kentucky market is a senior-level leadership position with essential ... Kentucky Market President and the South Region Chief Medical Officer (RCMO). The MCMO has a dyad relationship with...strategy, operations, and care delivery. The Hospital CMO will lead the hospital's continuing emphasis on high‐value, safe patient… more