- Repligen (Waltham, MA)
- … compliance with accounting standards and multinational tax and regulatory requirements.Coordinate with external auditors during annual audits and interim ... all global subsidiaries. Reporting directly to the Chief Accounting Officer , this role has a high degree of exposure...This person must also bring a demonstrated ability to lead , mentor, and inspire teams through organizational change while… more
- Vaco by Highspring (Stamford, CT)
- …structures, and capital markets transactions.Strong knowledge of US GAAP, regulatory reporting, and compliance in financial services.Exceptional leadership ... operational excellence, and deliver world-class financial oversight.Position OverviewThe Chief Financial Officer (CFO) will serve as a key member of the executive… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer for the Risk and Regulatory Change Management (RRCM) Operations role as part of ... Corporate Compliance Regulatory Change Management (CRCM). Learn more about the career areas and lines of business at wellsfargojobs.com… more
- SMBC (New York, NY)
- …conduct incidents, events, and material non- compliance matters. + Assist the Regulatory Governance Team Lead in coordinating the intake and responses to ... + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member +...Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer… more
- BMO Financial Group (Chicago, IL)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... and procedures for outcome and oversight testing and may lead and review other testers in the execution of...and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …(United States of America) **Please review the following job description:** The Senior Cyber Regulatory Officer will lead a team to provide strategic ... the United States (CFIUS). + Lead NYDFS regulatory exercise including evidence gathering, development of compliance... guidance. + In partnership, with Legal and Privacy Officer , monitor changes in the global, federal, and state… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer within (CIB)Corporate Investment Banking Markets Compliance Groups. **In ... and challenges appropriately on compliance related decisions + Provide regulatory compliance risk expertise and consulting for projects and initiatives… more
- L3Harris (Rochester, NY)
- …domains in the interest of national security. Job Title: Lead , Legal Compliance (Ethics & Compliance Officer ) Job Location: Multiple: Rochester, New ... seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible...procedures, tools and training that promote knowledge and strict compliance with regulatory requirements and reduce risk… more
- Byline Bank (Chicago, IL)
- …relevant certification (eg, CRCM, CAMS) a plus. + 7+ years of experience in regulatory compliance , risk management, or regulatory relations within the ... cross-functional projects in a dynamic financial environment. **Duties and Responsibilities:** ** Regulatory Exam Coordination:** + Serve as the lead coordinator… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects...guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing … more
- Robert Half Finance & Accounting (Minneapolis, MN)
- …a Vice President/ Compliance Officer to take ownership of its compliance programs and drive excellence across regulatory frameworks. This is an ... Description Vice President/ Compliance Officer - Twin Cities Metro...Lead and oversee all aspects of the bank's compliance programs, ensuring adherence to regulatory requirements,… more
- TD Bank (New York, NY)
- …**Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports ... multiple sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Help to ensure TDS meets … more
- AdventHealth (Altamonte Springs, FL)
- …facilities as assigned, with oversight from, and reporting to, the Designated Division Compliance Officer . Lead the day-to-day operations of the corporate ... Springs, FL **The role you will contribute:** The Regional Compliance Officer is responsible for the day-to-day...implement training and education on company policies and requisite regulatory compliance matters to ensure consistency across… more
- Nelnet (Draper, UT)
- …of creating opportunities for people where they live, learn, and work. The Chief Compliance Officer ("CCO") is a consumer advocate with the primary focus of ... - 10+ years leading, developing, and managing professional teams - Certified Regulatory Compliance Manager required. Additional certifications a plus -… more
- Vanguard (Malvern, PA)
- … program, and ensure adherence to regulatory requirements. Serves as Chief AML Officer and Bank Secrecy Compliance Officer for the Vanguard Funds and ... and implement the strategic vision for Vanguard's financial crimes compliance program in the US Lead and...Regulatory Engagement: Serve as the primary liaison with regulatory bodies regarding Financial Crime compliance , ensuring… more
- KeyBank (Charlotte, NC)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 **JOB BRIEF (PURPOSE)** The Compliance Officer will be a member of the Consumer Deposit Compliance ... team within Compliance Risk Management. The Compliance Officer will provide subject matter expertise...facilitate necessary changes. + Assist with internal and external regulatory compliance exams/audits. + Assist with corporate… more
- AdventHealth (Altamonte Springs, FL)
- …: Altamonte Springs, FL **The role you will contribute:** The Primary Health Division Compliance Officer reports to and works in conjunction with the Senior Vice ... President, Chief Compliance Officer at AdventHealth to provide leadership...Communicate and provide training and education on policies regarding regulatory compliance to ensure consistency across assigned… more
- New Jersey Institute of Technology (Newark, NJ)
- Title: Chief Compliance Officer Department: Office of Institutional Compliance Reports To: General Counsel, Senior Vice President of Legal Affairs and ... of Trustees Position Type: Staff Position Summary: The Chief Compliance Officer (CCO) serves as the senior...and regulations affecting higher education institutions. -Proven ability to lead compliance initiatives in a complex university… more
- Citigroup (Jacksonville, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for supporting in the establishment and execution of ... procedures, processes related to monitoring and fostering awareness of sanctions regulatory requirements that Citi must comply with. Support in sanctions-related… more
- Wells Fargo (New York, NY)
- …execution of applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering ... **About this role:** Wells Fargo is seeking a ** Lead Control Management Officer ** within the...all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and… more
