- Emerson (St. Louis, MO)
- …preparation of materials for the overall operation of the Board of Directors and company securities filings, as directed by the VP Governance & Securities ... Will Be:** + Develops and promotes the critical initiatives of the Governance & Securities group, in collaboration with the VP Governance & … more
- TD Bank (New York, NY)
- …, Governance and Control, the Manager supports Change Governance Programs across TD Securities (Globally), ensuring a strategic, risk-based approach ... categories and all business areas. + Accountability to establish, deliver and support governance processes across TD Securities . + Support the Business in the… more
- JPMorgan Chase (Brooklyn, NY)
- …base at one of the world's leading financial institutions. As a Client Solutions Manager , you will play a pivotal role in shaping the client experience from ... our clients receive best-in-class service and solutions. As a Client Solutions Manager , you will manage the implementation of new and incremental client business… more
- JPMorgan Chase (New York, NY)
- …Securities Services business and our clients. As the Regulatory Practice Americas Manager for Securities Services, you will lead the regional regulatory ... will collaborate with the regional and global partners, manage regulatory change governance framework for the region, work with product partners on regulatory… more
- JPMorgan Chase (New York, NY)
- …driving client requirements gathering and proposing target solutions in the Securities Services industry. Your expertise will ensure seamless project execution and ... document solutions. You will own and drive project activities, ensuring robust governance and reporting, while managing virtual teams across multiple locations. Your… more
- TD Bank (New York, NY)
- …Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to develop and ... build out a global Surveillance QA program. The Surveillance Quality Assurance Manager will contribute to and help lead a specialized function responsible for… more
- TD Bank (New York, NY)
- …Portfolio Management and key stakeholders: assist with leading surveillance oversight / governance committees for Trade Surveillance; report on the status of ... outages) are appropriately managed, addressed, tracked and reported on in governance . + Surveillance Portfolio Management: Work with the Head of Surveillance… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $250,000 USD TD is committed to providing fair ... details for this role. **Job Description:** The role will be part of TD Securities Business Regulatory Initiatives (BRI) team which plays a lead role in coordinating… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $225,000 - $225,000 USD TD is committed to providing fair ... can provide you more specific details for this role. **Job Description:** TD Securities is seeking a highly motivated Asset Backed Securitization (ABS) Structurer to… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** TD Securities is seeking an experienced and strategic Vice President to join our Compliance ... status of Global Control Room to senior leadership / governance and Boards. Assist the Global Head and key...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $225,000 - $225,000 USD TD is committed to providing fair ... TDS Treasury is part of Global Markets in TD Securities , and manages the dealer's liquidity, funding and non-trading...activity is in line with those policies + Demonstrates governance , control and risk management behaviors in alignment with… more
- TD Bank (New York, NY)
- …New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** - TD is committed to providing fair and equitable compensation ... execution of remediation plans to address performance / risk / governance issues + Actively manage relationships within and across...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $225,000 - $225,000 USD TD is committed to providing fair ... activity is in line with those policies + Demonstrates governance , control and risk management behaviors in alignment with...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $225,000 - $225,000 USD TD is committed to providing fair ... activity is in line with those policies + Demonstrates governance , control and risk management behaviors in alignment with...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- Truist (New York, NY)
- …risks associated with business processes and decisions. Provide oversight and governance to the assigned business unit regarding its control environment. 4. ... critically and strategically, multi-task, and drive change. 8. Strong quantitative, governance , and analytic abilities. Ability to provide effective challenge to… more
- TD Bank (New York, NY)
- …and subject matter experts on policy and procedure development + Establish governance and reporting for policy and procedure review and approval + Design ... essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …subject matter experts on policy and procedure development + Assist in establishing governance and reporting for policy and procedure review and approval + Support ... essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Raymond James Financial, Inc. (Denver, CO)
- The Fraud Governance Manager plays a key role in the oversight and strategic coordination of the firm's fraud risk management framework. This role is responsible ... for supporting enterprise-wide fraud governance activities, including policy and standard development, risk assessments, regulatory response, and fraud risk… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** The Model Governance Manager will be integral in maintaining the integrity, compliance, ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Aflac (New York, NY)
- VP, Data Strategy & Governance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8073 ... of Aflac, Inc., the Vice President, Data Strategy and Governance Manager is a member of the...Real Estate Debt, Structured Private Credit, CLOs, Asset Backed Securities , etc), Private Equity, and Derivatives with demonstrated experience… more