- American Express (Phoenix, AZ)
- …The Corporate Functions Control Management team is looking for a ** Manager of Governance , Exam and Audit Management** , focused on ensuring control ... - audit closures, and overall driving effective and efficient exam and audit management. **In addition, the Manager will:** + Advise on execution plans… more
- TD Bank (Portland, ME)
- …other activities** + **Centralized policy and reports inventories** + **Internal Audit , regulatory exam , and ongoing supervision management, finding tracking, ... the US CCO and the Compliance Executive Team** **The Audit and Exam Management team of US...Exam Management team of US Compliance Operations and Governance manages internal audits and regulatory exams of the… more
- Comerica (Dallas, TX)
- Job Description Manager , Business Risk and Control Office (BRCO) Governance The Business Risk and Control Officers (BRCOs) play a pivotal role in guiding the ... risk in accordance with the risk management lifecycle. The Manager , Business Risk and Control Office (BRCO) Governance...point of contact for the 1LOD relationship for all exam related activities including regulatory, 2LOD, Internal Audit… more
- TD Bank (New York, NY)
- …which is outlined in the general description below. **Job Summary** The Compliance Governance & Operations Manager leads the development and implementation (or ... lines in identifying, assessing, and implementing regulatory change. The Governance and Reporting Team supports the other areas within...environment + Experience assembling data or material from an audit or exam for regulators + Ability… more
- Truist (Atlanta, GA)
- …the business and the GCO governance & reporting team for all audit and regulatory exam engagements. 8. Communicate with assigned business unit's leadership ... the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line of...This role is a key leadership position within the Governance and Controls Office (GCO) and is responsible for… more
- American Express (Phoenix, AZ)
- …programs and reporting. Corporate Functions Control Management is looking for a ** Manager of Governance , Regulatory Change Management** , focused on ensuring ... cascaded, prioritized and implemented for the Corporate Functions. **In addition, the Manager of Governance , Regulatory Change Management will:** + Facilitate… more
- Truist (Richmond, VA)
- …remediation. . Support EFT and GCO Regulatory Relations Team for all applicable audit and regulatory exam engagements. . Communicate with EFT leadership ... job description:** A first line of defense technology risk manager advising technology leaders who are direct reports to...Information Officer (CIO) and leading a team within the Governance and Controls Office (GCO), serving as a subject… more
- TD Bank (Fort Lauderdale, FL)
- …management in delivery of initiatives related to risk assessment, internal/external exam support, etc. **Depth & Scope:** + Highly seasoned professional role ... preferred **Customer Accountabilities:** + Leads the development of team procedures and governance processes and advises FCRM stakeholders and teams of changes and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …management level committees, and board level committees with reporting, analytics, governance , and ad hoc analyses. These materials will support the ongoing ... regulatory requirements. + Leads responses to requests from Risk Management, Internal Audit , and regulators. + May be responsible for the oversight and management… more
- Regions Bank (Hoover, AL)
- …Identifies, monitors, and report risks that are emerging for TODD + Provides regulatory exam and audit support for TODD partners + Prepares process procedures ... Agile and Waterfall project management practices and tools + Governance , Risk, and Compliance (GRC) experience (RSA Archer platform)...the office three or more days a week. The manager will set the work schedule for this position,… more
- American Express (Sunrise, FL)
- …to enhance committee governance and risk oversight. + Collaborate with legal, audit , and risk teams to ensure governance practices align with enterprise risk ... audit and compliance professional certification (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE)… more
- Capital One (Richmond, VA)
- … Manager , Technology Controls Associate Experience Technology (AXT) is seeking a Risk Manager to join Capital One's Cross-Tech Controls Governance Team. As a ... portfolio opportunities in an open collaborative environment. The Risk Manager will play a key role in the ongoing...of defense advisors, external auditors and regulators to address audit and exam requests + Lead and… more
- Truist (Richmond, VA)
- …the business and the GCO governance & reporting team for all audit and regulatory exam engagements. 8. Communicate with assigned business unit's leadership ... America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line of defense end-to-end risk… more
- American Express (New York, NY)
- … Governance , and other stakeholders to perform the review and ensure robust governance . **The responsibilities of the QA Manager include, but are not limited ... impact in this role? The Quality Assurance and Regulatory Governance team is responsible for ensuring governance ...wide projects, initiatives, reviews, and audits eg, Federal Reserve Exam , Internal Audit Group review and others.… more
- City National Bank (Charlotte, NC)
- …peer network and tap the industry to identify leading practices * Support and facilitate audit and exam activities * Develop expertise in relevant Royal Bank of ... *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER * WHAT IS THE OPPORTUNITY? Operational Risk Management...result in reporting, challenge, and escalation to management and governance committees * Define, implement, and continuously improve an… more
- Capital One (Plano, TX)
- …operating an effective Continuous Process Improvement and Change Management program to advance audit and exam process effectiveness + Oversee incident and issue ... Senior Manager , IT & Technology Risk Management (Auto Finance)...(IT) system (a) risk management, (b) internal control, (c) audit , (d) process improvement, and (e) change management skills.… more
- Amazon (Arlington, VA)
- …Basic Qualifications - 5+ years of compliance program management, legal, governance , audit , risk/loss prevention, or equivalent experience - Bachelor's ... At Amazon, we're pioneering new frontiers across industries. As a Compliance Manager on our growing Amazon Payments team, you'll ensure our payments propositions… more
- Capital One (Mclean, VA)
- Risk Manager Capital One's Governance , Valuations, & Innovation (GV&I) Team is a second line of defense function housed within the Credit Risk & Analytics (CR&A) ... for Risk Governance , Risk Appetite, Credit Risk Policy, and Assurance Exam Management activities for the Commercial Bank. The team's contribution is critical in… more
- S&P Global (NY)
- …controls mapping and reporting to maintain transparency and accountability. + Coordinate audit and regulatory exam processes to ensure seamless operations + ... the Role:** **Grade Level (for internal use):** 12 **S&P Global Corporate** ** Manager , First Line Technology Controls Testing** **The Team:** Digital Solutions (DS)… more
- Capital One (Richmond, VA)
- …and facilitate with subject matter experts, when necessary + Evaluate Internal Audit , Regulatory Exam , and self-identified issues and events for compliance ... Senior Manager , Compliance Advisor - Business Cards & Payments...Legal Management Software (NULAW), New Products and Marketing Initiatives Governance (NPMIG), and other reports used by Senior Leadership… more