- SMBC (New York, NY)
- … Risk Governance under CFTC/NFA and FINRA Regulations. Additionally maintains market risk governance framework across CUSO under FRB regulations. 2. ... its employees. **Role Description** SMBC AD is transforming its market risk coverage into a more integrated...role will report into the Team Lead of the Risk Governance team. Coverage area for the… more
- Federal Reserve System (San Francisco, CA)
- …and related risks are identified, measured, monitored, and controlled at each firm. The Risk Specialist Team (RST) within S+C's Risk , Policy and Analysis ... A core component of the LISCC program is the Governance and Controls (G&C) program. The Independent Risk...RST has a fantastic opportunity for **a Senior IT Risk Specialist ** to join its LISCC IT… more
- Amazon (Austin, TX)
- Description Governance Specialist enables Amazon business leaders to understand the Information Security Policy and operate to maintain Customer Trust by ... high security standards. Amazon is looking for a Security Governance Specialist to focus on information security...a Security and Technology compliance role managing Information Security Risk , Policy, and Governance projects * Knowledge… more
- Wells Fargo (San Antonio, TX)
- …+ Develop responses to internal and external requests related to HR Governance risk and compliance, including disclosures, exams, information requests and ... HR Governance Programs and partners closely with HR Control, Risk Management, Audit and Regulatory Relations. One role will lead the enterprise-wide… more
- Wells Fargo (Destin, FL)
- **About this role:** Wells Fargo is seeking a Divisional Governance Specialist to join our Governance team within the Client Relationship Group for Wealth ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance),… more
- Wells Fargo (Orlando, FL)
- **About this role:** Wells Fargo is seeking a Divisional Governance Specialist in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance),… more
- Wells Fargo (San Francisco, CA)
- Wells Fargo is seeking a Divisional Governance Specialist in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about our career areas ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance),… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Financial Network (FINET) Governance Team within Wealth and ... region risks + Partner with supervision, legal, compliance, human resources, credit, risk , market , complex, and branch **Required Qualifications:** + 4+ years… more
- Citigroup (New York, NY)
- …globally with dedicated teams located in New York, Tampa, and London. The Basel Market risk and CCR RWA Senior Specialist will report to the Head of CIAT, a ... the daily management of the CIAT team and RWA governance process and as well as being the representative...prepared by RCPG for application by Citigroup firm-wide. + Specialist in Market Risk (FTRB),… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The role's primary function is to execute a Market Risk Governance framework across both Group Companies and also ... with regulatory requirements such as CFTC, NFA, FRB, and FRTB requirements. The Market Risk Management Specialist will participate in various aspects of … more
- Amazon (Sunnyvale, CA)
- …Kuiper, Ring, Alexa, and services like Luna and Amazon Kids. The Data Governance and Privacy Compliance team supports these business teams to enable growth and ... years of experience in an information security, privacy, compliance, risk management role or role with comparable experience. -...this position ranges from $59,300/year in our lowest geographic market up to $142,800/year in our highest geographic … more
- Morgan Stanley (Purchase, NY)
- …its workforce (M/F/Disability/Vet). * #LI-AJ1 **Job:** **Wealth Management* **Title:** *AML Risk Governance & Oversight: Quality Control Associate* **Location:** ... segments-Institutional Securities, Wealth Management, and Asset Management. As a market leader, the talent and passion of our people...to achieve and grow. *Department Profile: The Anti-Money Laundering Risk (AML Risk ) team is embedded within… more
- TD Bank (Mount Laurel, NJ)
- …Head of Environmental, Social, and Reputational Risk Management, the Senior Group Risk Specialist is responsible for developing portfolio level analysis and ... lending portfolios across the Banks' footprint. The Senior Group Risk Specialist may be asked to provide...ESG Risk Management that reflect TD's climate risk appetite and governance approach + Given… more
- TD Bank (Burlington, VT)
- …framework, reporting, notification and escalation of material and significant events The Group Risk Specialist provides a comprehensive and diverse range of ... + 7+ years relevant experience + Advanced knowledge of risk management governance , programs, policies, practices, operating...May be responsible for providing support for other major risk areas (eg Market , Credit, Reputational and/or… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Credit Risk Specialist . The Credit Risk Specialist will be part of the WIM Credit Risk Loss Forecasting ... its impact to credit portfolio performance. + Understanding of market risk . + Experience in data integrity...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Federal Reserve System (San Francisco, CA)
- …supervision? If so, then this opportunity is for you! We need you, an experienced **Sr./ Risk Specialist ** to join the Portfolio Risk Management - Financial ... Do you have a strong understanding of **credit and/or market and liquidity risk ** practices and principles?...of study (or equivalent work experience). + At Sr. Risk Specialist level, typically requires eight or… more
- Amazon (New York, NY)
- …regulated workloads and data into the cloud by addressing their specific governance , risk , controls (GRC), compliance, security, and regulatory, requirements. ... This candidate should be an experienced and innovative security/ risk /compliance/ governance professional who has the ability to handle a wide range of GRC… more
- Morgan Stanley (Tampa, FL)
- …function is a component of the broader WM and US Banks Financial Crimes Risk Team. The Financial Crimes Governance and Program Management function's key ... management, annuities, insurance, retirement, and trust services. As a market leader, the talent and passion of our people...responsibilities include program governance , risk appetite and related metrics, procedure… more
- Federal Reserve System (St. Louis, MO)
- …Risk Management (ERM) to join our Safety & Soundness team. As an ERM Specialist , you will assess a bank's overall risk management function, including the ... work from home opportunities. **Responsibilities** + Independently assess audit, corporate governance , operational risk , and Enterprise Risk Management… more
- Medtronic (Mounds View, MN)
- …and manage the effectiveness of the state's security program, with a focus on strategy, risk , and governance . + Provide advice to operating units at all levels ... in medical technology and healthcare solutions - we're a market leader and growing every day. You can be...and implement the vision, strategies and goals for the governance , security, risk management and compliance framework… more