- HSBC (New York, NY)
- … control , or internal audit preferably within a financial / banking services operations environment + Relevant experience in control testing, Internal Audit, ... Knowledge of capital markets and applicable regulations, including FX, derivatives, and securities sales and trading (OCC, SEC, CFTC, FINRA, NFA, CME + Risk or… more
- HSBC (New York, NY)
- …our people, our investors, our communities and the planet we all share. The Markets & Securities Services OperationsNon-Financial RiskTeam is seeking an ... management function primarily responsible for ensuring that risks within Markets & Securities Services Operations...HSBC's ability to achieve cost efficiencies in line with market , client demand and service expectations. In… more
- Bank of America (Charlotte, NC)
- Fixed Income- Securities Project Manager- Global Market Operations Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are ... of internal and external facing programs across the Global Markets Fixed Income Securities space and beyond....relationships with external vendors and dealers. Up to date market /industry knowledge on the Fixed Income Securities … more
- Government National Mortgage Association (Ginnie Mae) (Washington, DC)
- …experience leading the operations strategy and execution in a financial services , mortgage banking, capital markets , Mortgage-backed Security, (MBS) or ... who are willing to meet the challenges of public service and support our mission. Our compensation package is...position of Senior Vice President of the Office of Securities Operations (SVP-OSO) is located within Ginnie Mae and… more
- M&T Bank (Buffalo, NY)
- …of fixed income security. + Monitor and understand regulatory and financial markets and other financial services industry developments specific to fixed ... and reporting on the portfolio, modeling and analyzing agency Mortgage-Backed Securities (MBS), Collateralized Mortgage Obligations (CMO) and other securities … more
- JPMorgan Chase (Boston, MA)
- …are directly linked to our success. Come join us to be the best financial services company in the world which is formed to foster a creative, inclusive work ... values employees' personal and professional development. As an Analyst in our Securities Valuation team, you will be responsible to capture and validate security… more
- Citigroup (Getzville, NY)
- …but direct impact on the business through the quality of the tasks & services provided. **Organization Overview:** Citi Markets Operations is currently at a ... Listed Derivative & Commodities Operations. We support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates, Credit,… more
- Guardian Life (New York, NY)
- …platform and diversified product portfolio + Strong working knowledge of the securities industry, the products and services offered through broker-dealers, field ... The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the...to the Vice President, Chief Compliance Officer for Individual Markets , who is a member of the Individual … more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...Legal and Compliance Division provide a wide range of services to our business units. They might help to… more
- TD Bank (New York, NY)
- …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** 350,000 - 400,000 USD TD is...limits, while maintaining and enhancing the Banks profile and market share. **Depth & Scope:** + Consults closely with… more
- Morgan Stanley (New York, NY)
- …provide audit coverage for application and system infrastructure supporting Institutional Securities Technology Audit. In the Audit division, we provide senior ... management an objective and independent assessment of the Firm's internal control environment for risk management and governance. This is a Director level position… more
- Danaher Corporation (Washington, DC)
- …25 years. RESPONSIBILITIES + Support Danaher's 34 Act reporting and disclosure control obligations, including monitoring SEC rulemaking and trends for items of ... key program documentation including the Subsidiary Management Policy and Shared Services Agreement; regularly interface with Danaher's corporate tax department on… more
- Citigroup (New York, NY)
- …expense management + Create governance structure for the Sales and Client Services organization :: Drive transparency, accuracy and timeliness in sales reporting - ... cluster to properly see client information + Support NAM Sales and Client Services teams with maintaining an updated information in Client Insight and disciplined… more
- Citigroup (New York, NY)
- …and maintain a strong knowledge of the product suite, stay abreast of market developments + Facilitate and co-ordinate all corporate actions such as dividend ... and liquidity of client programs + Maintain a strong control environment on aspects related to client servicing +...+ Minimum 5 years of work experience in Financial Services industry and/or Account Management + Strong presentation and… more
- JPMorgan Chase (Brooklyn, NY)
- …Investment Bank (CIB) is a global leader across investment banking, wholesale payments, markets and securities services . The world's most important ... liquidity in markets around the world. **About Securities Services ** Securities Services...to service investments around the world. The Securities Services business sits within the CIB… more
- Citigroup (Jersey City, NJ)
- …Derivative, Clearing & Commodities Operations. We support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates, Credit, ... and excel. + **Promote a culture of continuous improvement,** cultivating a robust service and control environment. + **Coaching and Mentoring:** Develop our… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … securities industry. * Advanced principles of banking and finance and securities industry operations. * Advanced financial markets and products. **Skill in** ... This position provides comprehensive legal support for the Fixed Income Capital Markets division of Raymond James (FICM). Legal matters are primarily transactional,… more
- Robert Half Accountemps (San Antonio, TX)
- …Verify and inspect cash reserves, assigned collateral, and bank-owned securities to check internal control procedures. Requirements Education/Experience: ... and expenses. Basic knowledge of economic and accounting principles, the financial markets , and reporting of financial data. Basic knowledge of federal, state, and… more
- Robert Half Accountemps (San Antonio, TX)
- …+ Verify and inspect cash reserves, assigned collateral, and bank-owned securities to check internal control procedures. Requirements Education/Experience: . ... and expenses. + Basic knowledge of economic and accounting principles, the financial markets , and reporting of financial data. + Basic knowledge of federal, state,… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...important part of our culture. *Description: * The Business Control Unit Institutional Securities Documentation team at… more