- Bank of America (Charlotte, NC)
- Quality Assurance Manager - AML /GFC Charlotte, North Carolina;New York, New York; Stamford, Connecticut; Atlanta, Georgia; Dallas, Texas; Boston, ... risks are adequately designed and functioning effectively. + The Quality Assurance Team is responsible for ensuring...are not limited to: + Subject matter expertise of BSA/ AML and Fraud related risks with a focus on… more
- Citigroup (Jersey City, NJ)
- …and foreign regulators externally and Citi Internal Audit and Compliance Assurance staff, as appropriate, including coordinating AML -related examinations, audit ... AML NAM Head of Data Science and Model...Feedback Channel with the Businesses, Internal Audit and Compliance Assurance to validate that root cause analysis is performed… more
- Guidehouse (San Antonio, TX)
- … Compliance/Investigator Analysts and Senior AML Compliance Investigator Analysts & AML Compliance Quality Assurance /Control_** **What You Will Do:** ... The **Financial Crimes AML Investigator/Compliance Analyst** & AML Compliance Quality Assurance positions...proper feedback on Analysts work product to their performance manager to ensure accountability. + Execute and deliver high… more
- Bank of America (Jacksonville, FL)
- …Fraud Management + Interpret Relevant Laws, Rules, and Regulations + Problem Solving + Quality Assurance + Risk Management + Adaptability + Customer and Client ... Ops Sr Analyst MKTS - AML Refresh Ops Jacksonville, Florida **Job Description:** At...regulatory reporting + Escalates potential risks and exposures to manager in a timely manner + Assists with ad-hoc… more
- Bank of America (Chicago, IL)
- …Retention * Talent Development * Risk Management * Business Operations Management * Quality Assurance * Process Performance Measurement * Customer and Client ... overall operating model. **Line of Business Job Description:** This is a team manager role. Anti Money Laundering ( AML ) Know Your Customer/Client Due Diligence… more
- Bank of America (Charlotte, NC)
- …Fraud Management * Risk Management * Interpret Relevant Laws, Rules, and Regulations * Quality Assurance * Problem Solving * Adaptability * Customer and Client ... AML Refresh Operations - Ops Sr Analyst MKTS...regulatory reporting + Escalates potential risks and exposures to manager in a timely manner + Assists with ad-hoc… more
- TD Bank (Mount Laurel, NJ)
- …management strategies + Responsible for ongoing data sourcing and management (eg quality assurance , analysis, and the production and distribution of Management ... Data & Analytics **Job Description:** We are seeking a **Senior Manager Business Information Management** to oversee the strategic direction and operational… more
- Citigroup (Tampa, FL)
- …and thereby support senior management decision making around the globe. IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor ... Quality Assurance and the Group Audit Committee....IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong QA partnership with… more
- Citigroup (Irving, TX)
- …and thereby support senior management decision making around the globe. IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor ... Quality Assurance and the Group Audit Committee....team. The role reports to the QA Senior Audit Manager (SAM) in Irving. **Key Responsibilities:** + Operate independently… more
- JPMorgan Chase (Chicago, IL)
- …in financial services industry with background in controls, audit, quality assurance , operational risk management, or AML /KYC; or equivalent subject matter ... AML /KYC Controls team provides oversight and guidance so...in support of projects with strong attention to the quality and timeliness of expected results. May facilitate proper… more
- SMBC (Sacramento, CA)
- …Oversee the KYC Quality Program ensuring that errors and observations from Quality Control (QC), Quality Assurance (QA), Compliance Monitoring & Testing, ... The FCC department is responsible for developing the Bank's BSA/ AML , Sanctions, and Fraud Programs to ensure that the...We are seeking an experienced and talented Director, KYC Manager to lead our organization's Know Your Customer (KYC)… more
- Capital One (New York, NY)
- …Audit function is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit ... and executing a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk...believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One's… more
- Zero Hash (IL)
- …E), UDAAP, FCPA, CAN-SPAM, BSA. + Prior experience with designing and executing quality assurance and second line monitoring. + Prior experience with risk ... About the Role As the Corporate Compliance Manager , you will be a key member of...While the Corporate Compliance team works closely with the AML team, this role is generally not AML… more
- Guidehouse (San Antonio, TX)
- …indicators, developing training materials, and evaluating performance, as appropriate. + Perform quality assurance reviews of team's work product in accordance ... and Verification of Customers, KYC, CDD and EDD. + Experience conducting quality assurance reviews related to financial crime investigations. **What We… more
- Scotiabank (Houston, TX)
- …prepare and coordinate requested information and answer questions from Internal Audit, Quality Assurance Internal Control and external Fed Exams. Implement ... Manager , Regulatory Reporting, Houston Branch **Requisition ID:** 197290...issues identified around AXIOM logic and data integrity / quality issues for Houston Branch's reporting perspective. **What You'll… more
- Zions Bancorporation (Salt Lake City, UT)
- …monitoring and administrative and investment review(s) status and issue resolution. + Quality assurance and review of Investment Policy Statements' creation, ... currently seeking a Wealth Management Governance & Regulatory Program Manager within the EWM Team to perform critical functions...and approvals + Review new account documentation from a KYC/ AML due diligence standpoint. + Execute other duties as… more
- JPMorgan Chase (Plano, TX)
- …of experience in financial services industry with background in controls, audit, quality assurance , operational risk management, or compliance; or equivalent ... top five "World's Most Admired Companies," As a Control Manager Analyst in Client Onboarding & Documentation (CO&D), you...of Know Your Customer (KYC) and/or Anti Money Laundering ( AML ) + Experience with MS SQL database, queries, stored… more
- JPMorgan Chase (Plano, TX)
- …of experience in financial services industry with background in controls, audit, quality assurance , operational risk management, or compliance; or equivalent ... of the top five "World's Most Admired Companies," As a Operational Control Manager (\"OCM\") in Wholesale Know Your Customer (\"WKO\"), you will be responsible for… more
- SMBC (Sacramento, CA)
- …and verbal communication skills. + Strong interpersonal skills. + Experience with quality assurance activities. + Strong management skills; influencing and ... oversight of day-to-day fraud investigations. This may include the supervision and quality control of the staff's completion of case investigations and Suspicious… more
- TD Bank (Mount Laurel, NJ)
- …internal and external partners. Enhances internal controls, expense management and quality assurance through the identification and recommendation of ... throughout the organization. This includes leading the line of Business Quality Assurance responsibilities. **Schedule** : Monday-Friday, Standard Business Hours… more