- Citigroup (New York, NY)
- …Responsibilities _:_ + Responsible for the engagement strategy and execution and the regulatory exam management execution and oversight across Capital ... The Regulatory Engagement and Exam Officer...implications across Citi wide activities. + Partner with Business/Function Regulatory Management Teams to share best practices,… more
- Marex (Chicago, IL)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Compliance Officer - Exam and Inquiry Management is the first ... for regulatory meetings/responses. + Create and maintain database for management reporting of regulatory inquiries, examinations, and issue tracking. +… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... preferred_ **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary Location:**… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... requests. **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary Location:**… more
- Citigroup (New York, NY)
- …engaged on upcoming activities. + Maintain team guidelines on best practices for regulatory exam management , presentations, and submissions to drive ... to strengthen regulatory relations; + Produce thematic summaries to Senior Management on regulatory interactions and developments to provide insight and… more
- Ventura County (Ventura, CA)
- …case load management to include complex cases. HS Veterans Claims Officer III is the advanced-journey level classification in the series. U nder general ... Veterans Claims Officer I/II/III Print (https://www.governmentjobs.com/careers/ventura/jobs/newprint/4617287) Apply Veterans Claims...graduate's degree. + Bilingual Incentive - Proficiency levels by exam are $.69 per hour (Level I), $1.00 per… more
- Commonwealth of Pennsylvania (PA)
- County Fiscal Officer 2 (Local Government) - Westmoreland County Area Agency on Aging Print (https://www.governmentjobs.com/careers/pabureau/jobs/newprint/4650771) ... Apply County Fiscal Officer 2 (Local Government) - Westmoreland County Area Agency...the application, including all supplemental questions, serves as your exam for this position. No additional exam … more
- Ventura County (Ventura, CA)
- Probation Agency Safety Officer Print (https://www.governmentjobs.com/careers/ventura/jobs/newprint/4518425) Apply Probation Agency Safety Officer Salary ... base wage. (Subject to the applicable section of the Management Resolution (Secs. 625 - 627) (https://vcportal.ventura.org/CEO/HR/MOA/docs/ Management \_Resolution\_11.16.2021.pdf)… more
- Citigroup (Wilmington, DE)
- The **VP, Business Risk Officer ** in the Risk Exam & Audit Management team provides an opportunity to develop business knowledge and get exposure to the In ... role will focus on both internal and external (including regulatory ) reviews involving the Risk Management organization...ongoing needs of the business. + Work across the Exam and Audit Management team to ensure… more
- City National Bank (Los Angeles, CA)
- …Services Auditor (CFSA) designation a plus. + Experience communicating and interacting with regulatory agencies, including exam management and other ... **COMPLIANCE OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** The Senior...controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training,… more
- Citigroup (Tampa, FL)
- …key control metrics specific to Issues management , MCA/control effectiveness and audit/ exam performance, EUC management , Regulatory Change Management ... This Operations Business Risk and Control Officer role is in the Risk Mitigation and...role will also work in close partnership with the Regulatory Engagement team on regulatory exam… more
- Wellington (Boston, MA)
- …tools, and assist with enhancing and maintaining team recordkeeping practices + Support regulatory inquiry and exam management in relation to Wellington's ... **About Us** **Wellington Management ** offers comprehensive investment management capabilities...the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure… more
- State of Nevada (NV)
- PROGRAM OFFICER 3 APPROXIMATE ANNUAL SALARY - $64,414.80 to $95,630.40 PAY GRADE: 35 For more information on benefit and retirement programs, please see the sections ... and managing services and activities in accordance with legal and regulatory requirements and established program performance standards and objectives. Incumbents… more
- Wayne State University (Detroit, MI)
- Academic Services Officer II/III - Law School Wayne State University is searching for an experiencedAcademic Services Officer II/III - Law Schoolat its Detroit ... Wayne State University Law School seeks an Academic Services Officer II/III to serve in the capacity of the...School students on all content-related areas related to bar exam passage. Additional responsibilities as assigned. Unique duties: Serve… more
- City National Bank (Charlotte, NC)
- …and procedures for operational functions covered. + Provides 2LOD audit and regulatory exam support. + Executes additional departmental initiatives and other ... **INTERNAL CONTROLS OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** Operational Risk...OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and objective… more
- Stockman Bank of Montana (Miles City, MT)
- …minimum responsibilities are listed. Other responsibilities may be required as requested by management . 1. Fair And Responsible Banking (FARB) Officer : + Serve ... of corrective actions. + Review forms, disclosures, and marketing material for regulatory compliance. Alert management of potential violations and provide… more
- Wells Fargo (Tempe, AZ)
- …you. **About this role:** Wells Fargo is seeking a Senior Lead Financial Crimes Officer to join Financial Crimes Risk Management . Learn more about the career ... areas and business divisions at wellsfargojobs.com . The Senior Lead Financial Crimes Officer will be responsible for leading the Financial Crimes Risk Management… more
- Bank of America (Charlotte, NC)
- …Business Controls, Risk Management and Oversight including issue, audit and exam management and risk and compliance program governance + Provides governance, ... Chief Operating Officer - Executive (Corporate Audit and Credit Review)...adviser to the General Auditor for Information Technology Risk Management and their leadership team, consulting in matters of… more
- SMBC (New York, NY)
- …employees. **Role Description** SMBC Credit Review Department (CRVD) seeks a Credit Review Officer . As a Credit Review member of CRVD, the individual will be part ... ratings while assessing adherence with documented processes, methodologies as well as regulatory requirements. The group reports to the Audit Committee of the Board… more
- Citigroup (Getzville, NY)
- …Internal Policy adherence, New Business initiatives, Issue & Corrective Action Plan Management and Internal & External Audit exam participation. Partnering with ... staff, this role will be responsible for assisting in the proactive management of operational risk and remediation of control issues. This requires co-ordination… more