- JPMorgan Chase (Jersey City, NJ)
- … President within the Practices Audit team, you will support Internal Audit's Regulatory Engagement and Exam Management Team, including assisting in ... MIS/reporting. You will also assist in the execution of exam -related and ad hoc regulatory requests and...prepare internal reporting/metrics and ongoing analyses of all global regulatory activities for Senior Management , as applicable… more
- TD Bank (New York, NY)
- …updates and contribute to internal reporting and tracking related to examinations and regulatory findings. + Execute issues management process for tracking ... skills, attention to detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills and ability to manage… more
- MUFG (New York, NY)
- …request process and submit all requested MIS to regulators. + Support end-to-end regulatory exam management , including meeting scheduling, organization of ... **Requirements:** + 2+ years' experience in regulatory relations / regulatory exam management and knowledge of heightened regulatory environments.… more
- JPMorgan Chase (Plano, TX)
- …potential issues + Prepare internal reporting/metrics and ongoing analyses of all global regulatory activities + Strengthen exam management framework to ... activity aligned to the CTPO Program. As a Vice President on this team, you will...regulatory meetings + Provide regular updates to CTPO management regarding exam related activities, including, but… more
- Citigroup (New York, NY)
- …engaged on upcoming activities. + Maintain team guidelines on best practices for regulatory exam management , presentations, and submissions to drive ... to strengthen regulatory relations; + Produce thematic summaries to Senior Management on regulatory interactions and developments to provide insight and… more
- Mizuho Corporate Bank (New York, NY)
- …addressed, and validated. Summary The Regulatory Relations Team is seeking a Vice President (" VP ") to primarily support and coordinate supervisory ... regulatory remediation program and associated reporting to senior management and regulators. The VP will liaise...compliance, financial crimes and IT/cyber risks. + Experience in regulatory exam management . + Familiarity… more
- Citigroup (New York, NY)
- …The Finance Regulatory Engagement, Management of Information and Communications Vice President is a strategic professional who keeps management and ... govern processes for Finance Regulatory Engagement & Oversight, including exam management , regulatory reporting, meetings and requests for information. +… more
- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet) **Job:** **Operational Risk* **Title:** * Vice President US Banks First Line Business Risk Regulatory & Audit* ... support of WM & ISG clients and seek a Vice President as part of the US...Exam Support:* * Provide support & guidance to management to prepare them for regulatory examinations… more
- Colorado State University (Fort Collins, CO)
- Posting Detail Information Working TitleAssistant Vice President for Research Administration Position LocationFort Collins, CO Work LocationPosition qualifies ... be received by 11:59pm (MT) on05/20/2024 Description of Work Unit TheOffice of the Vice President for Research( OVPR ) has overall responsibility for promoting… more
- JPMorgan Chase (Newark, DE)
- …JPMWM functional areas (eg, Legal, Finance, Compliance, Risk, Regulatory Strategy, Regulatory Exam Managers (REM), Control Management ) and geographies to ... Service Centers and Operational Engagement + Focus on the regulatory environment and provide a holistic overview of the...share information and create synergies + Enforce best exam management practices and increase transparency and… more
- Citigroup (New York, NY)
- …Oversight Senior Vice President contributes to the directional strategy of regulatory engagement and exam management outside of the United States. In ... and followed related to the management of Citi Finance's regulatory interactions, including exam management , regulatory meetings and requests for… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President within the Regulatory Strategy Chief Data & Analytics ... fielding and coordinating responses to ad-hoc regulatory inquiries; chairing regulatory meetings; and developing reports for senior management . **Job… more
- JPMorgan Chase (New York, NY)
- …models are fit for purpose and used appropriately within their business context. As a Vice President in Risk Management - Emerging Risks within JPMorgan ... (CDAO), Compliance, Conduct and Operational Risk (CCOR), and global exam management teams to deliver fulsome and... teams to deliver fulsome and consistent responses to regulatory inquiries, escalating issues that arise during the course… more
- Morgan Stanley (Purchase, NY)
- …Management * **Title:** *Financial Crimes Governance Support Analyst, Assistant Vice President * **Location:** *New York-Purchase* **Requisition ID:** *3247105* ... verification of Issues and related action plans arising from regulatory exam /monitoring, Audit exam , and...Tableau is a plus * Experience supporting audit and regulatory inquiries and interactions with Board, senior management… more
- JPMorgan Chase (Columbus, OH)
- …will partner with the Control Manager on all things within CORE, Issue Management and Regulatory Notices/ Legal Obligations. **Job Responsibilities** + Manage ... will lead the Business Support/Control program for the **J.P. Morgan Wealth Management ** **Business Administration & Operational Excellence team** . As the Business… more
- MUFG (Tempe, AZ)
- …Laundering, Anti-Bribery & Corruption), business functions, Internal Audit, Compliance Testing, and Exam & Audit Management in furtherance of Issues ... focused on supporting the administration and execution of the GFCD Issues Management Department (IM), by developing governance and procedural documents, guidance for… more
- Citigroup (Florence, KY)
- …timelines and compensating controls). Desired Skill Set: + Experience engaging Internal Audit, Regulatory Exam Management , ORM, and ICRM teams to effectively ... for an issue with key stakeholders from Compliance, Legal, Government and Regulatory Affairs, Finance, Chief Administrative Office Management , and other relevant… more
- M&T Bank (New York, NY)
- …in Governance Committees, Forums, and Working Groups, Targeted Risk Assessments, Training Initiatives, Regulatory Exam Management support - Expertise in one ... **Overview:** This Vice President level role provides guidance...and testing. + May interact with State and Federal Regulatory Agencies, numerous risk and executive management ,… more
- Morgan Stanley (New York, NY)
- Group Overview: The Global Regulatory Relations Group ( Regulatory Relations) provides strategic and centralized management of the supervisory activities of ... of review and potential findings; - Communicating with key stakeholders, including senior management in LCD, business, and risk regarding exam status and… more
- Citigroup (Tampa, FL)
- …key control metrics specific to Issues management , MCA/control effectiveness and audit/ exam performance, EUC management , Regulatory Change Management ... Services and Markets Operations Controls, and with other Risk Management areas to assess the risk profile of processes...role will also work in close partnership with the Regulatory Engagement team on regulatory exam… more