- MUFG (Tempe, AZ)
- …execution of policy and standards control testing activities + Liaise with risk assessment team and other stakeholders to ensure control testing ... identification and assessment of operational and technology risk , effective design and evaluation of controls ,..., and sustainable solutions to mitigate operational and technology risk . Control testing is an… more
- SMBC (New York, NY)
- …required timelines, with appropriate updates to policies, procedures, and controls . + Risk and Control Self- Assessment (RCSA): Oversee the RCSA process ... benefits to its employees. **Role Description** The Head of Risk Assessment , Monitoring and Testing ,...and Regulatory Change Management. Additionally, the position oversees the Risk and Control Self- Assessment (RCSA)… more
- M&T Bank (Buffalo, NY)
- …development and model risk management, capital planning and stress testing , and risk assessment /measurement activities. **Primary Responsibilities:** ... development and/or model risk management activities, capital planning and stress testing , or risk assessment /measurement activities. M&T Bank is… more
- Citigroup (Jersey City, NJ)
- …with transparency. **Qualifications:** + 6-10 years of experience in an Audit, Compliance Testing , Monitoring, Risk Assessment or Legal role, preferably ... of key controls designed to address compliance risk ; reporting and escalating control issues and...Compliance Independent Assessment (CIA) plans for Banking Controls . + Utilizing innovative compliance testing /monitoring solutions… more
- Texas Health Action (Dallas, TX)
- …you would do: + Provide culturally competent, anonymous and confidential HIV and STI testing , risk assessment , and deliver results. + Educate individuals and ... Read more about THA here: http://texashealthaction.org. Texas Health Action is seeking a Testing Specialist to join the Outreach & Testing team in providing… more
- Navy Federal Credit Union (Vienna, VA)
- …Perform other duties as assigned Qualifications + Advanced experience with risk and control self- assessment , control testing , Issues and events and ... assists provide expertise in with the administration of specialized risk assessment and testing lifecycles...control solutions + Oversee the record retention of risk assessment documentation, including, data, scope, status,… more
- Google (New York, NY)
- …processes and standards to ensure the accuracy, consistency, and integrity of compliance testing and risk assessment activities, including reviewing ... you will be responsible for evolving and transforming Google's Risk Assessment , Assurance and reporting programs to...tech-enabled. You will be responsible for the monitoring and testing of controls , reporting on control… more
- …team audit activities and provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical thinking ability. + ... when conducting engagements as the Auditor-in-Charge (AIC). + Develops and independently updates risk & control matrix at the engagement level for each… more
- M&T Bank (Clanton, AL)
- …special projects that may arise to support compliance objectives. + Support the annual risk assessment and testing plan development processes to determine ... periodic business unit compliance control identification and testing of identified controls . + Manage all... control matters. + Adhere to applicable compliance/operational risk controls in accordance with Company or… more
- Mizuho Corporate Bank (New York, NY)
- …+ Collaborate with other Compliance Governance pillars, including Regulatory Change, Compliance Risk Assessment , Compliance Testing , and Issues Management + ... Compliance Risk and developing and implementing compliance controls and programs such as: + Compliance testing...the plan based on the results of the Compliance Risk Assessment + Update Compliance Monitoring Policies,… more
- USAA (Charlotte, NC)
- …audit activities on planning and scoping, business understanding/walkthroughs, and review of risk assessment and testing and demonstrates critical thinking ... across the organization. Maintain knowledge of financial services regulations. Perform risk and control identification and evaluation, advanced audit techniques,… more
- Mizuho Corporate Bank (New York, NY)
- …MMA, a registered OTC Derivatives Dealer, and to Mizuho US operations (MUSO). + Execute risk -based controls testing and present testing results and issue ... Compliance Risk and developing and implementing compliance controls and programs such as: + Compliance testing...least 3 years in a Compliance function, focusing on testing , auditing, or risk assessment .… more
- Bank of America (Chandler, AZ)
- …laws, rules and regulations to the design, implementation, and management of sanctions risk monitoring, testing , assessment , and analysis of FLU/CF ... economic sanctions: + Identify, implement, and execute monitoring and testing routines to verify key controls within...risk , control (PRC) inventory and FLU/CF Risk & Control Self- Assessment (RCSA).… more
- Bank of America (Dallas, TX)
- …laws, rules and regulations to the design, implementation, and management of sanctions risk monitoring, testing , assessment , and analysis of FLU/CF ... + Issue Management + Metrics & Reporting + Risk Assessment Minimum Education Requirement: + 3+...experience in economic sanctions + Prefer candidates with monitoring, testing , or quality assurance/quality control experience. +… more
- Bank of America (Charlotte, NC)
- …laws, rules and regulations to the design, implementation, and management of sanctions risk monitoring, testing , assessment , and analysis of FLU/CF ... to GFC management. + Communicate results to key stakeholders. Risk Assessment + Execute or assist in...experience in economic sanctions + Prefer candidates with monitoring, testing , or quality assurance/quality control experience. +… more
- Discover (Riverwoods, IL)
- …and operational risk / control activities within CMS, which may include risk assessment , controls , procedure documentation, process design, control ... includes regulatory change management, policies and procedures, resources and training, compliance risk assessment , monitoring and testing , compliance vendor… more
- Deloitte (Chicago, IL)
- …include process improvement, operating model design and implementation, risk assessment and management, and controls testing engagements across ... markets organization or broker-dealer, including execution and oversight processes, risk assessment , reporting, controls , testing , and data analytics +… more
- JPMorgan Chase (New York, NY)
- …Training and Awareness, Monitoring and Testing , Issue Management, Risk Assessment and Reporting and Risk Control Self- Assessment . **Job ... Business and global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions. In this...Bachelor's degree + 5+ years of relevant experience in Risk , Compliance or Controls + Familiarity with… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …of the Securities industry and SEC / FINRA regulations is preferred. Business Controls Associate - Risk Assessment , Aggregation and Analytics LOCATION ... + Provides relevant expertise and analysis to stakeholders related to the identification, assessment , control , monitoring, testing and reporting of risks. +… more
- Ally (Raleigh, NC)
- …and AI Risk (DAIR) risk framework which could include third party risk assessment , issues management, testing and monitoring or other functions as ... blog at ally.tech The IPRM / Digital and AI Risk Team has an exciting opportunity to support Ally's...changes, emerging risks are identified and often require new controls and integration into the IPRM / Digital and… more