- BMO Financial Group (Chicago, IL)
- The ** Risk Governance Specialist ** is a key member of the Wealth Management (WM) Cross Business Risk (CBR) team, responsible for supporting the ... services comply with both internal enterprise and external regulatory requirements. This Risk Governance Specialist is accountable for implementing tactical… more
- Wells Fargo (Charlotte, NC)
- …as well as serve as a primary business contact on key initiatives with Wealth , Compliance, Risk , regional management, and other home office departments + Manage ... role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group (CRG) within...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Citigroup (New York, NY)
- …of roadmap priorities. + Represent digital asset strategy in senior forums, risk committees, and governance processes. + Produce high-quality thought leadership ... **About the Digital Assets Group** The Citi Wealth Digital Assets team serves as subject matter...and implementation of comprehensive digital asset initiatives for Citi Wealth clients. Our core mission is to help deliver… more
- CIBC (Chicago, IL)
- …US Commercial Banking Risk Governance team, you'll support the risk management activities for the Client Banking Specialist and Treasury Management ... level, as well as project and initiative managers, within the assigned LOB. Represent Risk Governance on LOB initiatives. + ** Risk Assessment/ Risk … more
- Wells Fargo (Minneapolis, MN)
- …functions for securities settlement related to brokerage and trust accounts for Wealth and Investment Management clients. The Specialist will help support ... this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Wells Fargo (Canonsburg, PA)
- …a Supervisory Control Specialist to join our Client Relationship Group within Wealth and Investment Management. Learn more about the career areas and lines of ... making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk … more
- Wells Fargo (Austin, TX)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... HNW and UHNW clients and provide personalized advice and wealth and asset management services, including: * Personal trust...Fargo is seeking a Senior Trust Officer (Senior Fiduciary Specialist ) on the Personal Market Service Team in Trust… more
- Wells Fargo (Charlotte, NC)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within... as part of the Trade Settlement team within Wealth and Investment Management (WIM) Operations. This team is… more
- Wells Fargo (Charlotte, NC)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within... as part of the Trade Settlement team within Wealth and Investment Management (WIM) Operations. This team is… more
- Wells Fargo (Charlotte, NC)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Annuities and Insurance Supervision Unit...to join our Annuities and Insurance Supervision Unit within Wealth & Investment Management. Learn more about the career… more
- First Horizon Bank (Memphis, TN)
- …seeking a meticulous and process-driven Marketing Quality Assurance (QA) & Process Specialist to take ownership of quality control and operational consistency across ... campaigns but also for establishing scalable QA frameworks, defining governance standards, and ensuring compliance and continuity across cross-functional marketing… more
- Wells Fargo (Charlotte, NC)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... you will:** + Conduct in-depth reviews of complex underwriting scenarios, including high- risk and high-value credit decisions + Assess and monitor high credit line… more
- TD Bank (White Plains, NY)
- …TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and operational oversight of the trading ... desk, ensuring adherence to regulatory requirements, risk management practices, and timely execution of trading activities. This leadership role serves as a key… more
- TD Bank (Charlotte, NC)
- …and the Wealth Lending Advisors (WLA) support the lending activities of Wealth Banking.** **In this position, the Compliance Specialist will be supporting ... function that effectively manages and oversees regulatory compliance risk and conduct risk in US Wealth businesses by:** + **Assessing regulatory compliance … more
- TD Bank (Mount Laurel, NJ)
- …preferred.** + **Relevant certifications preferred such as Certified Fiduciary & Investment Risk Specialist (CFIRS) or Certified Trust and Fiduciary Advisor ... and oversees regulatory compliance risk and conduct risk in US Wealth businesses by:** +...**Familiarity with Office of the Comptroller of Currency (OCC) governance including fiduciary and investment handbooks.** + **Knowledge and… more
- UMB Bank (Kansas City, MO)
- …(ie Certified Internal Auditor, Certified Public Accountant, Certified Fiduciary and Investment Risk Specialist ). + You have knowledge of financial institution ... organization's operations by independently reviewing and evaluating the effectiveness of risk management, controls, governance and operations and by providing… more
- Bank of America (Pennington, NJ)
- … Identification & Assessment + Line of Business (LoB) Products, Services & Acumen + Risk Governance & Reporting + Financial Crimes Risk Programs + Enhanced ... specifically focused on Special Investigations, Global Markets, or Global Wealth and Investment Management. In the investigative role, the Investigator… more
- Scotiabank (Dallas, TX)
- …Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development ... maintain data lineage for GBM applications. The Data Lineage Specialist is also responsible to understand current-state architecture of...and enforcement of the Data Policy and the Data Governance Playbook + Contribute to identify and utilize data… more
- BMO Financial Group (Los Angeles, CA)
- …of databases; ensures alignment and integration of data in adherence with data governance standards. + Completes comprehensive analysis for risk , financial and ... + Ensures new business meets policy and procedures requirements for profitability and risk management. + Provides advice and support where needed with a focus on… more
- Truist (Nashville, TN)
- …Bank and Truist Wealth , as determined from time to time by our Risk Management and Governance teams. Works independently to address issues and concerns, ... high net worth clients. Participates as part of the broader client facing wealth team to expand existing relationships and capture new opportunities from both… more