- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate in Business Operations as part of Wealth & Investment Management ... lifecycle support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or… more
- Wells Fargo (Salt Lake City, UT)
- …talent. It all begins with you. **About this role:** Wells Fargo is seeking a Securities Operations Associate in Business Operations as part of ... lifecycle support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or… more
- Citigroup (Tampa, FL)
- The Securities & Derivatives Intermediate Associate Analyst is an entry level position responsible for processing orders and transactions originating from ... Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- Citigroup (Getzville, NY)
- The Securities & Derivatives Associate Analyst is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and ... for securities transaction processing execution + Typically related to Securities Clearance Settlement and Derivative Operations + This may include… more
- Energizer Holdings, Inc. (St. Louis, MO)
- …Driven(R) and Bahama & Co.(R). Energizer is seeking an experienced and motivated Associate General Counsel - Corporate, Securities & Governance, to join the ... This role will support enterprise-wide corporate matters, including M&A, securities and disclosures, governance, executive compensation and subsidiary management as… more
- Truist (Wilson, NC)
- …2713 Forest Hills Road, Wilson, NC. This position performs assigned duties within Securities Operations unit for the Wealth Management business. This position ... 2. Two or more years of Wealth Management experience. 3. Knowledge of securities operations . 4. Good verbal and written communication skills to interact… more
- JPMorgan Chase (Brooklyn, NY)
- …driving client requirements gathering and proposing target solutions in the Securities Services industry. Your expertise will ensure seamless project execution and ... **Required qualifications, capabilities, and skills** + Working knowledge of multiple Securities Services products such as Custody, Fund Accounting, Fund Admin,… more
- JPMorgan Chase (New York, NY)
- Join the Finance team that works with stakeholders across Securities Services in order to guide commercial decisions. As an Associate on the Pricing team, you ... to work directly in partnership with Product Management, Sales, Client Service, Operations , and others to guide the business towards commercial decisions that are… more
- JPMorgan Chase (Jersey City, NJ)
- Join JP Morgan's Securities Services team, a global leader in Banking, Markets, and Investor Services, and be part of a team that provides Investment Middle Office ... Services (IMOS) to the world's largest corporations, governments, and institutions. As an Associate in the IMOS Product Development team, you will be responsible for… more
- Citigroup (Tampa, FL)
- …link to our complete Citi Benefits. https://www.citibenefits.com **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and ... **Organization Overview:** Citi Markets Operations is currently at a pivotal point in...in over 60 Countries; covering all front post execution Operations teams including product aligned Middle Office groups, Settlements,… more
- JPMorgan Chase (Boston, MA)
- JP Morgan Alternative Fund Services ("AFS") is part of the Securities Services business group in the Corporate & Investment Bank and is one of the largest fund and ... all alternative asset classes. **Job Summary:** As a Private Equity Fund Admin Associate within our client administration team, you will support the management of… more
- Guardian Life (Bethlehem, PA)
- …Regulation T, and trade issue resolution is essential. **You are** + Experienced in securities operations + Interested in financial markets + Ability to work in ... additional duties as assigned **You have** + Demonstrated ability in a trading operations role at a Broker/Dealer (BD) or Registered Investment Advisor (RIA) +… more
- Citigroup (Getzville, NY)
- …Education: * Bachelor's/University degree or equivalent experience **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and ... Derivatives Processing **Time Type:** Full time **Primary Location:** Getzville New York United States **Primary Location Full Time Salary Range:** $55,440.00 - $77,360.00 In addition to salary, Citi's offerings may also include, for eligible employees,… more
- JPMorgan Chase (Brooklyn, NY)
- JP Morgan Alternative Fund Services ("AFS") is part of the Securities Services business group in the Corporate & Investment Bank and is one of the largest fund and ... risk and control groups, audit, compliance, implementation, investor relations and operations + Ensure adherence to control framework including prescribed policies… more
- UMB Bank (Kansas City, MO)
- The Securities Services Operations Analyst is a part of the Shared Services Corporate Actions team, which provides operational support to UMB's fast-growing ... moderately complex financial calculations and/or processing related to bank operations or securities . + .You will perform...securities . + .You will perform quality review of associate work + You will review and release corporate… more
- Commerce Bank (Kansas City, MO)
- …of the compensation range for some roles. This compensation range is for the Securities Specialist - Wealth Operations or Senior level job and contemplates a ... to event types for Settlement Activity + Demonstrate strong knowledge of traded securities and complex asset types + Ensure accurate processing to avoid downstream… more
- Raymond James Financial, Inc. (Indianapolis, IN)
- …areas over the long-term. We currently have an opportunity in our Investment Operations Department for an Analyst who will be responsible for processing account ... areas over the long-term. We currently have an opportunity in our Investment Operations Department for an Analyst who will be responsible for processing account… more
- SMBC (Jersey City, NJ)
- …benefits to its employees. **Role Objectives: Delivery** The Compliance Data Governance Operations Associate is a fast-paced role collaborating with subject ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …advisory compliance experience at a broker dealer. + A solid foundation in US securities laws and regulations and broker dealer operations . + Ability to ... communicate this knowledge and applicability to SMBC Nikko Securities Inc. and affiliate operations . + Familiarity with the products, services and business of… more
- Robert Half Finance & Accounting (New York, NY)
- Description Robert Half Financial Services are currently recruiting for an Investment Operations Associate role, for a boutique wealth management firm based in ... custodians and/or brokers for trade allocations as needed - Securities transactions - Moxy trade entry - Data administration...DTCC, REX, Moxy is advantageous + Bachelor degree The Operations Associate role requires 3 days per… more