- Hawaiian Electric (Honolulu, HI)
- …the qualifications of the selected candidate. ASSOCIATE GENERAL COUNSEL (LITIGATION & REGULATORY ) JOB FUNCTION: Provide in-house legal services , with an emphasis ... inception to judgment and appeals. SENIOR ASSOCIATE GENERAL COUNSEL (LITIGATION & REGULATORY ) JOB FUNCTION: Provide in-house legal services , with an emphasis… more
- SMBC (Charlotte, NC)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more
- SMBC (New York, NY)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more
- SMBC (New York, NY)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more
- JPMorgan Chase (New York, NY)
- …impacting the Securities Services business and our clients. As the Regulatory Practice Americas Manager for Securities Services , you will ... for our clients. Be part of the dynamic Global Regulatory Practice team (with locations across Europe,...product and control partners. + Anticipate client demand for regulatory service solutions and adapt products/ services… more
- 3M (Maplewood, MN)
- …and member of a United States bar in good standing; + Ten (10) years of securities law practice in a corporate in-house or law firm environment, with a thorough ... **Job Description:** **Director, Assistant General Counsel - Corporate & Securities ** **Collaborate with Innovative 3Mers Around the World** Choosing where to start… more
- TD Bank (New York, NY)
- …tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice . **Responsibilities:** + ... integration of a complex global equity platform into TD Securities (USA) LLC and into the overall Compliance Framework....Advise business areas on firm policies and procedures, regulatory requirements and industry best practice . +… more
- Bristol Myers Squibb (Princeton, NJ)
- …public disclosures, ensuring legal review and compliance with all statements made, including securities and regulatory law compliance for a public company. + ... environment. We offer a wide variety of competitive benefits, services and programs that provide our employees with the.... **Position Summary** The Senior Corporate Counsel, Disclosure & Securities Law will provide legal counsel on securities… more
- JPMorgan Chase (Jersey City, NJ)
- …being built out as part of a strategic reengineering effort supporting the Securities Services businesses within the JPMorgan Chase Commercial & Investment Bank. ... include Business Expertise spanning Buy-side and Sell-side perspectives on Securities & Derivatives Products and Functional & Information Architecture experience… more
- Citigroup (New York, NY)
- …Security Agency Trading business through the negotiation of the Master Securities Forward Transaction Agreement. Applicants should have experience in GSE Agency ... securities transactions and the negotiation of Master ...industry standards, widely accepted business practices, laws, rules, and regulatory guidelines, escalating as appropriate + Collaborates across internal… more
- Xerox (Topeka, KS)
- Senior Corporate Counsel - Governance and Securities **General Information** Press space or enter keys to toggle section visibility Country United States Department ... position in office and production print technology, we've expanded into software and services to sustainably power the hybrid workplace of today and tomorrow. Today,… more
- TXNM Energy (Albuquerque, NM)
- Regulatory Attorney III or IV Location: Albuquerque, NM, United States Job ID: 6087702 Date Posted:May 8, 2025 **POSTING DEADLINE** This position is posted until ... law experience + Litigation experience + Transactional law experience + Regulatory compliance experience + Experience with environmental, social, and governance… more
- Citigroup (Washington, DC)
- …2 ( Regulatory ) is a senior level position that sits within the Financial Services Regulatory Legal team. The position is responsible for serving as a subject ... and securities financing markets. Additional responsibilities may include other regulatory matters in respect of which the Risk Management function is a… more
- Equitable (Charlotte, NC)
- …Charlotte, NC location. Equitable is currently looking to hire a Paralegal within the Regulatory Affairs Practice Group which is a part of Equitable's Legal and ... Operations Team and enjoy working for a leading financial services company with an amazing and diverse culture! We...discipline + Experience with life insurance products and the regulatory regimes (eg, state insurance laws, federal securities… more
- Thrivent Financial (Minneapolis, MN)
- Summary Organization/Business Overview: Journey Financial Consultants (JFC) is an independent financial services practice of Thrivent. We consider it a privilege ... upon experience & valid licensure Position Qualifications + Previous customer service experience (1+ year) + Securities /insurance industry experience preferred… more
- Truist (Lumberton, NC)
- …Division, as well as support of certain Truist Capital Market's products, Treasury Service 's and Deposit Service 's products, and bond accounting functions for ... billion fixed income portfolio, $75+ billion funding portfolio, pledged investment securities and pledged loans. Contribute to the achievement of the organization's… more
- SMBC (New York, NY)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President… more
- Huntington National Bank (Columbus, OH)
- …trades + Manage daily margin activity and collateral exchange + Experience with regulatory trade reporting + Knowledge of securities regulations, compliance, and ... Description The Huntington Securities , Inc. (HSI) Trade Settlement Analyst is responsible...resolve trade discrepancies, manage risk, and maintain compliance with regulatory requirements. Duties & Responsibilities: + Monitor trade affirmations… more
- JPMorgan Chase (New York, NY)
- …+ Advise the Securitized Products businesses on all relevant legal and regulatory matters and relevant securities laws applicable to public and ... innovative solutions for complex financings and securitizations involving asset-backed securities , residential mortgage-backed securities and commercial mortgage-backed… more
- Zebra Technologies (Lincolnshire, IL)
- …The Corporate Counsel, I provides legal support to Zebra in several practice areas, including securities disclosures; corporate governance; mergers and ... and demonstrate a proactive attitude and intellectual curiosity Responsibilities: + Securities Disclosures + Drafts and provides counsel on securities … more
