- UMB Bank (Wilmington, DE)
- The Securities Services Operations Associate is a part of the Corporate Trust Bond Operations team which provides operational support to UMB's fast ... service to our internal & external partners. These Securities Services Operations Associates each...level of performance in a fast paced environment The Securities Services Operations Associate… more
- TD Bank (New York, NY)
- …and operationalize compliance processes + Manages and coordinates regulatory exams for TD Securities , the NY Branch and Prime Services + Develops and implements ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $200,000 - $280,000 USD TD is committed to providing fair… more
- Citigroup (Getzville, NY)
- …or equivalent experience **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full ... The Securities & Derivatives Associate Analyst is...securities transaction processing execution + Typically related to Securities Clearance Settlement and Derivative Operations +… more
- Citigroup (Getzville, NY)
- …be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full ... transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this… more
- MUFG (New York, NY)
- …more details. **Position Overview:** We are seeking a highly motivated and energetic Associate or Vice President to join our Securities Finance team, with ... into managing your own trading matchbook. **Key Responsibilities:** + Support the day-to-day operations of the Repo and Securities Lending desk, including trade… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** TD Securities provides a wide range of capital market products and services to ... Vancouver, New York, London, Singapore and Tokyo. At TD Securities , the Investment Banking Credit function is an integral...is an integral part of the full suite of services we offer under Investment Banking. Our Investment Banking… more
- Citigroup (Getzville, NY)
- …or equivalent experience **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full ... a minimum of 3 days a week in-office. The Securities & Derivatives Analyst is looking for a developing...impact on the business through the quality of the tasks/ services provided. **Organization Overview:** Citi Markets Operations … more
- JPMorgan Chase (Jersey City, NJ)
- …marketing language** Be part of a global leader in investment banking and securities services , where your expertise will shape the future of private ... and make a meaningful impact for our clients worldwide. As a Product Management Associate in Private Fund Services , you will help govern and define our… more
- JPMorgan Chase (Brooklyn, NY)
- JP Morgan Alternative Fund Services ("AFS") is part of the Securities Services business group in the Corporate & Investment Bank and is one of the largest ... Guernsey, Hong Kong, Jersey, Singapore, Toronto, and Sydney. We provide administration services to more than 150 clients across all alternative asset classes. **Job… more
- JPMorgan Chase (Jersey City, NJ)
- JP Morgan Alternative Fund Services ("AFS") is part of the Securities Services business group in the Corporate & Investment Bank and is one of the largest ... Guernsey, Hong Kong, Jersey, Singapore, Toronto and Sydney. We provide administration services to more than 150 clients across all alternative asset classes. As… more
- JPMorgan Chase (Brooklyn, NY)
- JP Morgan Alternative Fund Services ("AFS") is part of the Securities Services business group in the Corporate & Investment Bank and is one of the largest ... Guernsey, Hong Kong, Jersey, Singapore, Toronto and Sydney. We provide administration services to more than 150 clients across all alternative asset classes. **Job… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience ... recommendations, assess the effectiveness of programs/ policies/ practices * Monitor service , productivity and assess efficiency levels within own function and… more
- TD Bank (New York, NY)
- …related experience + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable rules and regulations, ... leadership and communication (oral and written) skills. + Client service skills - the candidate must demonstrate the judgment...in Word, Excel and PowerPoint **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (New York, NY)
- …& Scope:** + Provides a high level of administrative support ensuring quality service and professionalism at every customer interaction + Manages efficiently in a ... to the appropriate person/area + Ensures the optimal level of customer service and professionalism is provided + Provides accurate, organized and efficient… more
- AIG (New York, NY)
- Securities Paralegal The primary role will be to assist with public company reporting requirements and general corporate governance matters. This person will be the ... coordinate complex tasks with multiple stakeholders + Bachelor's or associate 's degree or paralegal certificate preferred The base salary...an exciting time to join us - across our operations , we are thinking in new and innovative ways… more
- Santander US (Miami, FL)
- Operational Oversight & Control Associate - Equities & Fixed Income Operations Country: United States of America **Your Journey Starts Here:** Santander is a ... global leader and innovator in the financial services industry. We believe that our employees are our...and control framework of the Equities & Fixed Income operations team. This includes ensuring high service … more
- SMBC (Jersey City, NJ)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more
- Coinbase (Jefferson City, MO)
- …flawless execution within regulated financial markets? We are seeking a highly-skilled Senior Associate to be a key member of our Broker Dealer Operations ... You will play a critical role in ensuring our operations are accurate, compliant, and ready for future growth....to support our equities trading product. As a Senior Associate , you will play a critical role in executing… more
- SMBC (New York, NY)
- …solid foundation in US securities laws and regulations and broker dealer operations , products and services . + Ability to communicate this knowledge and ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards,...applicability to SMBC Nikko Securities Inc. and affiliate operations . + Ability… more
- SMBC (Charlotte, NC)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more