- Ultimate (Pasadena, CA)
- Job Description Position Overview The Investment Operations Specialist is a vital contributor to a collaborative team focused on delivering high-quality wealth ... management services . Working closely with investment professionals and client service teams, this role plays a key part in maintaining the accuracy, quality, and… more
- BOK Financial (Coppell, TX)
- Req ID: 76826 Location: Grapevine -GRPV Areas of Interest: Bank Operations Pay Transparency Salary Range: Not Available Application Deadline: 08/22/2025 BOK ... Financial Corporation Group includes BOKF, NA; BOK Financial Securities , Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund and Cavanal Hill… more
- MUFG Bank, Ltd. (Tempe, AZ)
- …guidelines and procedures. Serve as a trusted partner to business, operations , development, risk and compliance teams providing database security subject matter ... of technical experience in cybersecurity, insider threat, incident response, security operations , or related information security field Experience in the banking or… more
- PGIM (Newark, NJ)
- Job Classification: Investment Management - Investment Operations A GLOBAL FIRM WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of ... Prudential, we're always looking for ways to improve financial services . We're passionate about making a meaningful impact - touching the lives of millions and… more
- DTCC (Coppell, TX)
- …of the ServiceNow instances with products - ITSM and ITOM, including ITAM, Service Catalog, Service Portal, Operational ITIL Processes, CMDB, Discovery, Event ... manner, including off hours and weekend as necessary Responsible for service level availability of production and non-production environments Responsible for… more
- Morgan Stanley (New York, NY)
- …issue/risk management and stakeholder reporting. - Partner with the GFC teams, Operations , and Technology to ensure the successful execution of GFC projects. - ... this role, preferably with Bank Secrecy Act (BSA)/AML regulations within the financial services industry, at a financial services regulator (eg, Federal Reserve,… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Contact Center Securities Operations Specialist within the Workforce Management team to lead scheduling for a ... Contact Center environment. **In this role, you will:** The Securities Operations Specialist will own...the End to End of scheduling process across Brokerage Services Contact Center within the Investment Client Contact Center… more
- City National Bank (Newark, DE)
- *INVST OPERATIONS SECURITIES SPECIALIST * WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust ... 4 years of experience with procedures, practices and regulations governing trust- securities operations . *Additional Qualifications* * Ability to perform research… more
- Principal Financial Group (Minneapolis, MN)
- **What You'll Do** Principal is seeking a ** Securities Operations Specialist II** to join our Trust & Custody Department in Minneapolis, MN. If you enjoy ... High School Diploma or equivalent + 3+ years of experience in customer service , operations , financial services or business processing + Strong attention to… more
- Commerce Bank (Kansas City, MO)
- …estimate of the compensation range for some roles. This compensation range is for the Securities Specialist - Wealth Operations or Senior level job and ... combination of education and experience required + 2+ years of Financial Services Industry related experience with securities knowledge preferred For individuals… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** At TD Securities , the CIB Credit function is an integral part of the full suite of ... services we offer under Investment Banking. Our Investment Banking...markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of… more
- Citigroup (Jersey City, NJ)
- …and fresh viewpoint. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full ... **Organization Overview:** Markets Operations represents the evolution and transformation of ...and collateral, with a strong appreciation of margin regulations, securities products, practices and risks, and/or product/ service … more
- Capital One (New York, NY)
- …team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- City National Bank (Los Angeles, CA)
- *INVESTMENT OPERATIONS SPECIALIST LEAD* WHAT IS THE OPPORTUNITY? The Investment Ops Specialist Lead will support responsibilities assigned to the Trust ... 8 years of experience with procedures, practices and regulations governing trust- securities operations . *Additional Qualifications* * Requires interpretation and… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services , Department of Title Surveillance Operations Analyst (Financial Services Specialist 2 (Risk), SG-23) Occupational ... innovation; and preserving the stability of the global financial system.The Financial Services Specialist 2 (Risk) will be responsible for designing and… more
- Robert Half Finance & Accounting (New York, NY)
- Description Robert Half Financial Services is recruiting for a Treasury Operations Specialist role for a boutique International Bank located in midtown ... Operations experience at a Bank, with knowledge of Securities /Repo Settlements and SWIFT, Kondor or Calypso systems. This...Bachelor Degree in Finance or related subject This Treasury Operations Specialist role is located in midtown… more
- Guardian Life (Holmdel, NJ)
- The Operations Specialist will serve as the expert on all aspects of our managed account model management, trading platform, annuity operations as well as ... Account Proposals as well as our Digital strategy. The Operations Specialist will intimately understand how our...in a fast-paced environment where best in class customer service is your standard. You are patient, empathetic, detail… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo seeks an **Institutional Investment Operations Specialist ** for **The Structured Products Group (SPG)** Team in **Corporate & ... does the need to support our businesses and partners. The **Institutional Investment Operations Specialist will** work to support complex deals, partner directly… more
- Hantz Group (Southfield, MI)
- Operations Specialist Hantz Group is a...and over 600 employees. We offer a multitude of services tailored to each individual client. We deliver a ... Estate Planning + Property and Casualty Insurance As an Operations Specialist , you will work as a...These processes ensure our clients receive accurate and timely service to achieve their financial goals. Essential Job Functions:… more
- Wells Fargo (Charlotte, NC)
- …payments, customer service , project support, funding operations , custodial operations , securities settlement services , structured loan operations ... **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist to join the Tax Operations team within Corporate & Investment… more
