- Raymond James Financial, Inc. (Denver, CO)
- …ingenuity and provides comprehensive solutions to complex problems. **Functional areas include** Conflicts of Interest : detect and prevent possible employee ... conflicts of interest including Outside Business Activities, Sponsorships, Gifts & Entertainment,...address these concerns as well as to resolve any conflicts . * Monitors and keeps up to date with… more
- TD Bank (New York, NY)
- …Room at TD Securities. This role is critical in reviewing, managing and mitigating conflicts of interest across the firm's global business lines. The ideal ... environment. **Key Responsibilities:** + Identify, assess, and resolve potential and actual conflicts of interest across TDS Securities with a primary focus… more
- KeyBank (Buffalo, NY)
- …without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest , and acting in the best interests of ... 14210 **Job Summary** The Sr Merchant Business Banking Sales Advisor serves as integral member of the Key Merchant...relationships with payment and card processing needs, the Business Advisor assists as part of the Core Business Banking… more
- Robert Half (Cincinnati, OH)
- …you work in-person in our office several times per week. What You Can Expect A Senior Talent Manager (TM) serves as an advisor to our business, ambassador for ... JOB REQUISITION Senior Talent Manager LOCATION AMERICAS DELIVERY CENTER ADDITIONAL...our clients and advocate for our people. As an advisor to our business, you are a key driver… more
- L3Harris (Rochester, NY)
- …and thorough assessment, response, and resolution of E&C inquiries, conflicts of interest and allegations of misconduct. + E&C Advisor : Act as an adviser ... solutions connecting the space, air, land, sea and cyber domains in the interest of national security. Job Title: Senior Specialist, Legal Compliance (Ethics… more
- KeyBank (Solon, OH)
- …without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest , and acting in the best interests of ... Description Preview** **Job Summary** Serves as the Relationship Manager and Financial Advisor to clients with moderately complex needs, introducing a full range of… more
- JPMorgan Chase (Plano, TX)
- …to practice law in the country of employment and successfully complete a conflicts of interest clearance review prior to commencement of employment. ... leading global financial services firm, as a trusted legal advisor . Be part of a dynamic team that manages...As a Marketing Legal Attorney - Assistant Vice President, Senior Counsel in the Marketing Legal team, you will… more
- S&P Global (New York, NY)
- …a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal ... Role/The Team:** S&P Global Ratings (S&P) is seeking a Senior Analyst - Accounting Specialist to work closely with...range of non-financial corporate sectors. + Act as an advisor to S&P analysts on discerning accounting, financial reporting… more
- BMO Financial Group (Denver, CO)
- …and regulations including individual accountability as it relates to potential conflicts of interest , safeguarding of customer information, trading in ... worth clients with an objective of becoming their trusted advisor . + Leads a deal team to meet client...review the client's banking needs. + Makes recommendations to senior leaders on strategy and new initiatives, based on… more
- Teva Pharmaceuticals (Parsippany, NJ)
- …of Conduct, Global R&D and US Commercial Compliance Policies, Anti-Kickback Statute Policy, Conflicts of Interest Policy, Fair Market Value, Third Party Due ... Senior Director, Compliance & Ethics, Global R&D Date:...will serve as a strategic business partner and compliance advisor to all global R&D functions (which includes Global… more
- L3Harris (Centennial, CO)
- …solutions connecting the space, air, land, sea and cyber domains in the interest of national security. Job Title: Senior Specialist, Systems Engineering - ... subject matter expertise to external organizations by serving as a key advisor and facilitator in planning, coordination, and deconfliction efforts. + Collaborate… more
- Vanguard (Malvern, PA)
- …in various committees and lead discussions related to effective supervision, conflicts of interest management, risk identification, control design, and ... oversight within the business. Core Responsibilities: + Serve as a trusted advisor to Vanguard's retail brokerage, financial advisor , advice, and wealth… more
- KeyBank (Salt Lake City, UT)
- …without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest , and acting in the best interests of ... is at the center of this client promise acting as the primary client advisor developing and implementing strategies based on the client's financial goals, and by… more
- Applied Materials (Santa Clara, CA)
- …and non-disclosure agreements, approvals related to intellectual property risk, and conflicts of interest . + Manage internal investigations and internal ... protect Applied Material's innovations. + Be a key legal advisor on complex contractual requirements and compliance related to...and following the prompts to speak to an HR Advisor . This contact is for accommodation requests only and… more
- KeyBank (Salt Lake City, UT)
- …without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest , and acting in the best interests of ... is at the center of this client promise acting as the primary client advisor developing and implementing strategies based on the client's financial goals, and by… more
- Walmart (Hoboken, NJ)
- …our advertisers. You will have the opportunity to make an impact at a senior stakeholder level as a member of cross-functional teams. **What you'll do ** Consults ... strong client base and fosters a positive work environment. Addresses conflicts proactively, seeking win-win solutions by maintaining professionalism and composure… more
- Corewell Health (Grand Rapids, MI)
- …privilege and work product protection. + Provides direction and oversight to the conflicts of interest reporting and resolution process for management and ... Job Summary - Senior Vice President, Chief Compliance and Privacy Officer...governing boards; collaborates with research and tax functions regarding conflicts of interest issues. Provides leadership and… more
- University of Rochester (Rochester, NY)
- …compliance program for academic and central administrative functions. The CCE is a trusted advisor to senior leadership as well as the president, and the ... values effectively and efficiently. + Provide direct access to senior leadership and act as the primary advisor...best practices. + This includes policies related to ethics, conflicts of interest , financial aid, Title IX,… more
- University of Colorado (Aurora, CO)
- …and managing communications with campus-wide impact. + Serve as a strategic advisor in managing the Senior Associate Dean's calendar, balancing competing ... including email distributions and memos. + Maintain the calendar for the Senior Associate Dean by scheduling meetings, prioritizing requests, and coordinating with… more
- embecta (Parsippany, NJ)
- …due diligence for M&A, fraud investigations, and assessments of ethical concerns or conflicts of interest . + Allocate resources and provide oversight for ... integrity, operational efficiency, regulatory compliance, and enterprise risk management. As a senior leader in a highly regulated industry, the individual will play… more