- Capital One (Richmond, VA)
- Senior Manager, Compliance Advisor - Retail Bank The Senior Manager, Compliance Advisor - Retail Bank performs a key risk management role ... within the Compliance Management Program framework, the Retail Bank Compliance Advisor is...Participate in reporting activities including Monthly Business Reviews, Quarterly Compliance Reviews and other reports used by Senior… more
- Vanguard (Malvern, PA)
- …that's not just about rules-but about shaping the future of ethical investing. As a Senior Compliance Advisor , you'll be at the forefront of regulatory ... units on how to meet and exceed regulatory expectations. Design & Enhance Compliance Programs : Develop and refine compliance processes for investment products,… more
- Capital One (Richmond, VA)
- Senior Associate, Consumer Risk Advisor | Retail Bank Capital One, a Fortune 500 company and one of the nation's top 10 banks, offers a broad spectrum of ... a member of the Consumer Risk team within the Retail Bank Risk Office, you'll be challenged to shape...processing functions and help enable a well-managed risk environment. Senior Risk Advisors at Capital One are highly motivated… more
- PNC (Cleveland, OH)
- …valued and have an opportunity to contribute to the company's success. As a Compliance Program Advisor within PNC's Enterprise Compliance organization, you ... manage and mitigate the identified risks. If necessary, escalates identified risks to senior team members. Identifies compliance impact on matters such as… more
- Citigroup (Chino Hills, CA)
- …wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to ... at the center of everything we do. As a Senior Wealth Advisor , you will partner closely...with existing clients in Citi Personal Wealth Management and Retail bank through the use of financial planning and… more
- Citigroup (Ridgewood, NJ)
- …wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to ... at the center of everything we do. As a Senior Wealth Advisor , you will partner closely...with existing clients in Citi Personal Wealth Management and Retail bank through the use of financial planning and… more
- JPMorgan Chase (Elmhurst, IL)
- Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of home lending ... making a significant impact on our business. As a Senior Home Lending Advisor in Chase Home...efforts. + Develops a strong partnership with the assigned retail branches to promote mortgage loan originations (in footprint… more
- JPMorgan Chase (Woodside, NY)
- **Job Profile:** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of ... making a significant impact on our business. As a Senior Home Lending Advisor in Chase Home...efforts + Develops a strong partnership with the assigned retail branches to promote mortgage loan originations (in footprint… more
- Citigroup (Boca Raton, FL)
- The Senior Wealth Advisor SAFE Act is...+ Deepen relationships with existing clients in PWM and Retail bank through the use of financial planning and ... segment partners where appropriate (including, but not limited to Senior Wealth Advisor , Small Business Partners, Home...Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other… more
- Marathon Petroleum Corporation (Findlay, OH)
- …POSITION SUMMARY: Marathon Petroleum Company LP has an opportunity for a Senior Commercial Sourcing Advisor within SC-Midstream-TRM (Transport, Rail & Marine)! ... of the San Antonio, TX, or Findlay, OH, office. The Commercial Sourcing Advisor 's primary responsibility is to support the development, management, and execution of… more
- Marathon Petroleum Corporation (Kenai, AK)
- …and fosters a collaborative team environment. Overview: MPC has an exciting opportunity for a Senior Compensation Advisor to join our HR team! This role is a key ... Systems, Job Evaluations, Microsoft Excel, Process Efficiency Improvement, Regulatory Compliance , Storytelling, Variable Pay Systems As an energy industry leader,… more
- Raymond James Financial, Inc. (Denver, CO)
- …of securities industry and/or banking compliance , including suitability and other compliance issues involved with retail activity. * Principles of banking, ... managers through the use of various reports and systems. * Pro-actively ensures compliance with applicable industry rules (ie State, FINRA & SEC) and platform… more
- Raymond James Financial, Inc. (Denver, CO)
- …of securities industry and/or banking compliance , including suitability and other compliance issues involved with retail activity. * Principles of banking, ... and Responsibilities:** * Reviews requests for Outside Business Activities to ensure compliance with firm policy and regulatory rules. * Interfaces with specific… more
- Bank of America (Las Vegas, NV)
- …Specialist II, Lending Client Associate, Lending Client Support Manager, Lending Specialist, Senior Banker, Business Solutions Advisor or Financial Solutions ... Credit Solutions Advisor - Bank of America West Las Vegas,...as well as complying with all Federal and State compliance policies. **Desired Qualifications:** + Experience working in a… more
- PNC (Pittsburgh, PA)
- …opportunity to contribute to the company's success. As an Enterprise Testing Advisor within PNC's Enterprise Testing Services - Quality Engineering organization, you ... AL. We are seeking a highly motivated and detail-oriented Enterprise Testing Advisor to join our team. This role involves overseeing automated control validations… more
- Charles Schwab (Westlake, TX)
- …Advice Solutions (WAS) organization offers industry-leading wealth management services to both retail and registered investment advisor (RIA) clients. The team ... through solutions like Schwab Wealth Advisory (SWA) and Schwab Advisor Network (SAN), along with a broad range of...to our supervisory program design. + Partnering with Legal, Compliance , and Technology teams to ensure risk mitigation strategies… more
- Comerica (Farmington Hills, MI)
- Job Description Senior Trust Advocacy AdvisorThe Trust Advisor in Comerica's Trust Advocacy group responsible for reviewing legal documentation for new business ... highly engaged in new business acceptance for Personal Trust, Advisor Solutions, and Estate Administration.Responsibilities: New Business Review: Review governing… more
- First Horizon Bank (Atlanta, GA)
- …responsible for completing audit engagement assignments with minimal supervision. The Audit Sr. Advisor is expected to: + understand and identify the full range of ... risks related to processes, regulatory compliance , organization, policy, and technology; + evaluate control design...with internal audit methodology; + seasoned and strategically minded senior internal auditor with a deep understanding of banking… more
- First Horizon Bank (Charlotte, NC)
- …site at location listed in job posting. **Summary** : The Business Risk and Controls Advisor sits in the first line of defense and is responsible for executing risk ... preparation of materials, assessment and remediation of findings, and provide updates to senior management. * Develop risk reporting that provides a holistic view of… more
- Vanguard (Malvern, PA)
- …supervisory oversight within the business. Core Responsibilities: + Serve as a trusted advisor to Vanguard's retail brokerage, financial advisor , advice, and ... In support of our innovative and highly regulated business lines, Vanguard's Compliance Department encounters a wide range of complex and compelling issues while… more