- Bloomberg (New York, NY)
- Senior Compliance Officer - Bloomberg Tradebook - Legal & Compliance **New York, NY** Posted Apr 26, 2024 - Requisition No. 124879 The energy of a ... to you to make it happen. **What's the role?** Bloomberg 's Legal & Compliance Department plays a...ability to analyze data, produce metrics, and present to senior stakeholders + Great project management and written/oral presentation… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Trade /...to import / export compliance across the various Bloomberg businesses. The Compliance Officer will ... else. It's up to you to make it happen. Bloomberg 's Legal & Compliance Department plays a...regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in US… more
- Bloomberg (New York, NY)
- Senior Data Privacy Compliance Officer -...up to you to make it happen. What's the role? Bloomberg 's Legal & Compliance Department plays a critical ... by our award-winning pro bono program. The Data Privacy Compliance team works closely with our Legal counterparts, business...across the wide variety of products and services that Bloomberg offers, from news and media to data services,… more
- Bloomberg (New York, NY)
- SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance **New York, NY** Posted Apr 25, 2024 - Requisition No. 124842 The ... to you to make it happen. **What's the role?** Bloomberg 's Legal & Compliance Department plays a...We are looking for a Swap Execution Facility (SEF) Compliance Officer to join our SEF … more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Data - Chief Risk Office **New York, NY** Posted Apr 4, 2024 - Requisition No. 124261 The energy of a newsroom, the pace of a trading ... anywhere else. It's up to you to make it happen. **What's the role?** Bloomberg 's Chief Risk Office (CRO) Department plays a critical role in supporting our… more
- AIG (Parsippany, NJ)
- Senior Compliance Officer , Investments Compliance Location: Parsippany, NJ or New York, NY At AIG, we are reimagining the way we help customers to manage ... risk. Join us as a Senior Compliance Officer , Investments ...test and implement investment restrictions in BlackRock Aladdin and Bloomberg . + Review exceptions out of compliance … more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided ... the traders/marketers and other risk and support groups (ie Compliance , Finance, Operations, etc.). Incumbents typically have over five...* The Vice President will work closely with both senior and junior team members within the GMC Specialty… more
- Citigroup (Tampa, FL)
- …capital, liquidity, interest rate risk and treasury investments, and ensures compliance with all risk-related regulatory requirements. In addition, the team oversees ... oversee ad-hoc analysis, including competitor/peer analysis + Present analytical insights to senior stakeholders across the Finance CRO and firm's first line of… more
- ElectriCities of North Carolina (Raleigh, NC)
- …of each fund and assist in ensuring that the portfolios are in compliance with governing documents. Updating and maintaining investment guidelines in a timely ... manner, under the direction of the Chief Financial Officer . + Direct the settlement of all purchases, sales and activities of investment securities between the… more
- Zeiders Enterprises, Inc (Woodbridge, VA)
- Description Job Title: Sr. Business Development (Proposal) Manager Summary The Senior Business Development (BD) Manager works as a full-time employee of Zeiders ... processes with direct focus on bid preparation and proposal activities. The Senior BD Manager supervises the daily activities of the Business Development team.… more
- Chartway Federal Credit Union (Virginia Beach, VA)
- Job Title: Senior Vice President of Finance Job Type: Full-time Location: Virginia Beach, Virginia All of us at Chartway stand united in our strong culture of ... commitment strengthens our credit union family and communities. The Senior Vice President of Finance has direct reporting to...of Finance has direct reporting to the Chief Financial Officer . The SVP of Finance has responsibility for leading… more
- Bank of America (Charlotte, NC)
- …with the trading desk and other risk and support groups (ie, Compliance , Finance, Operations, etc.). Enterprise Financial Risk (EFR) seeks to deliver effective ... the market/price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also… more
- American Water (Camden, NJ)
- …and strengthening communities. American Water has been recognized on the 2023 Bloomberg Gender-Equality Indexfor the fifth consecutive year, ranked 18th on Barron's ... data request response and maintain data request inflow and outflow. Support compliance requirements and filings. _ *Key Accountabilities*_ * Take active role in… more
- Bank of America (New York, NY)
- …with the trading desk and other risk and support groups (ie, Compliance , Finance, Operations, etc.). **Responsibilities:** + Provides oversight of identification of ... the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer...group within Global Risk Management is looking for a senior risk lead responsible for independent risk oversight the… more
- City and County of San Francisco (San Francisco, CA)
- …Examination process and shall serve at the discretion of the Appointing Officer . What We're Looking For SFERS seeks an experienced investment professional for ... ongoing evaluation of existing managers; advises on portfolio construction; assures compliance with investment policies; is responsible for the supervision and… more
- Citigroup (Irving, TX)
- …+ Bachelors/University degree, Master's degree preferred The Legal Support Sr. Lead Officer is a senior level, non-attorney role, responsible for providing ... elevate the team to the next level. As a Senior Lead, you will be instrumental in shaping and...execute sound data management procedures and controls, ensuring sustainable compliance with retention and hold requirements that also considers… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance (RM&C), you are at the center of keeping JPMorgan Chase strong and resilient. You ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...professionals across all levels and regions, gaining exposure to senior portfolio managers in an area of the Firm… more