- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... compliance advisory services primarily for Fixed Income securities, including corporate bonds, convertible bonds, agency bonds, municipal bonds, and US Treasuries… more
- BMO Financial Group (New York, NY)
- …- 3 days in the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer ... are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of regulatory requirements… more
- Ventura County (Ventura, CA)
- …investment securities, economic forecasting, and/or experience managing a multimillion-dollar fixed -income investment portfolio. Senior Investment Officer : ... Investment Officer / Senior Investment Officer Print...Conducting research on economic trends, interest rate changes, and fixed -income markets. + Regulatory Compliance & Policy… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The ... Compliance 's good governance depends on us. The Senior Compliance Office provides advice, guidance and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Wells Fargo (New York, NY)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital ... Strong knowledge of capital markets and broker-dealer regulations. + Experience with Fixed Income and Structured Products compliance programs. + Excellent… more
- First Horizon Bank (Memphis, TN)
- …of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state and federal ... laws and regulations related to Consumer, Trust, and Commercial Compliance to be leveraged as part of other testing responsibilities. Must have transferrable skills… more
- State of Minnesota (St. Paul, MN)
- **Working Title: Senior Investment Officer - Fund Accounting** **Job Class: Investment Officer /Portfolio Manager** **Agency: MN State Board of Investment** + ... Financial Services and Operations and in conjunction with the SBI's Controller, the Senior Investment Officer , Fund Accounting will ensure the accuracy and… more
- Lee County Board of County Commissioners (Fort Myers, FL)
- Fiscal Officer , Senior Print (https://www.governmentjobs.com/careers/leecounty/jobs/newprint/5093029) Apply Fiscal Officer , Senior Salary $72,400.00 - ... contracts, oversee capital improvement programs (CIP), assist with budgeting, ensure compliance with departmental fiscal procedures, and assist with scale house… more
- Auburn University (Auburn, AL)
- …Programs **Division Name** VP for Research and Economic Dev **Position Title** Senior Sponsored Programs Officer **Job Class Code** HC28 **Appointment Status** ... Economic Development is accepting applications for the position of **Sr. Sponsored Programs Officer ** . This position manages one of the Sponsored Programs teams and… more
- General Dynamics Information Technology (Herndon, VA)
- …experience **US Citizenship Required:** Yes **Job Description:** GDIT is seeking a ** Senior Security Officer ** to administer and coordinate personnel and ... Required:** None **Job Family:** Security Operations **Skills:** Construction Projects,Security Compliance ,Security Education,Security Policies,Self Inspections **Experience:** 5 + years of… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... knowledge. + Develop and present Oversight program materials to senior management. + Provide regulatory compliance risk.../ or equities surveillance, data types and lifecycles with fixed income, municipals, and futures a plus. + Proven… more
- Stanford Health Care (Palo Alto, CA)
- …Development & Education (EDLD), Chief Strategy Officer (CSO), Chief Executive Officer (CEO), and other Senior Managers (SM); b) Participating and/or ... observing at meetings at all levels of the organization, eg Board, Senior Executives Cabinet, Management Forum, Department c) Visiting key Hospital Departments and… more
- Michigan State University (East Lansing, MI)
- … Position Summary The Department of Athletics is searching for an Executive Senior Associate Athletics Director, Chief Business Officer . The successful candidate ... Business Office and report to the Executive Deputy Athletics Director/Chief Operating Officer . Responsibilities will include, but are not limited to: + Implement and… more
- County of El Dorado (Placerville, CA)
- Sr. Animal Services Officer Print (https://www.governmentjobs.com/careers/edcgov/jobs/newprint/4756667) Apply Sr. Animal Services Officer Salary $55,203.20 - ... consecutive biweekly pay periods in the position. + A fixed amount of additional vacation leave to be accrued...60 years of age and older. These services include: Senior Nutrition, Senior Shuttle, Older Adult Day… more
- Wellington (Boston, MA)
- …across Wellington's US offices and supporting colleagues in EMEA and APAC, the Boston-based Senior Risk Officer will sit strictly in second line and advise and ... role are as follows:** In this pivotal role, the Senior Risk Officer will serve as a...across the organization, working hand-in-hand with other risk leaders, compliance , legal, and business partners to ensure a unified… more
- SAP (Herndon, VA)
- …and a variety of benefit options for you to choose from. **SAP NS2 Senior Security Officer - Herndon, VA (Active Top Secret Clearance required)** **COMPANY ... (SAP NS2) is seeking a qualified and experienced security professional to serve as Senior Security Officer , based in Herndon, VA office. This is a critical… more
- EMCOR Group (Manchaca, TX)
- **Description** Job Title: Chief Financial Officer Reports to: President (with functional and fiduciary reporting to CFO, EMCOR Construction Services) Location: ... medical complexes, and other highly specialized facilities. **SUMMARY** The Chief Financial Officer (CFO) is responsible for directing the financial functions of the… more
- T. Rowe Price (Baltimore, MD)
- …contributing to the growth of our operations. Role Summary The Investment Compliance Officer identifies, interprets, and programs restrictions into the Charles ... client operations managers and other internal and external parties. The Investment Compliance Officer also proactively assesses the impacts of regulatory… more
- Ventura County (Ventura, CA)
- Patient Rights Advocate I/II/ Senior - Behavioral Health Print (https://www.governmentjobs.com/careers/ventura/jobs/newprint/4841546) Apply Patient Rights Advocate ... I/II/ Senior - Behavioral Health Salary $57,780.49 - $121,845.27 Annually...Board of Supervisors. The Supervisors appoint a County Executive Officer (CEO) to oversee the County budget, day-to-day operations,… more
- Applied Research Solutions (Tampa, FL)
- …Applied Research Solutions has an exciting new opportunity for a Senior Acquisition Analyst in support of Special Operations Forces Acquisition, Technology ... and Logistics' (SOF AT&L) Program Executive Office for Fixed Wing (PEO-FW). PEO-FW is composed of a team of relentless acquisition professionals who consistently… more