- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... compliance advisory services primarily for Fixed Income securities, including corporate bonds, convertible bonds, agency bonds, municipal bonds, and US Treasuries… more
- BMO Financial Group (New York, NY)
- …- 3 days in the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer ... are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of regulatory requirements… more
- Santander US (New York, NY)
- Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global ... You!** USA Job Family Description: You will provide real-time compliance advisory support to the US Fixed ...with the ability to effectively influence others and engage senior stakeholders and foster collaboration amongst Compliance ,… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets...objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range ... clients across industries! We work together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member of the CIB & Research… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... provide compliance advisory services for Equities, Fixed Income, Listed Options, Structured Products trading activities as well as knowledge of various… more
- City of Durham (Durham, NC)
- 911 Emergency Communications Technician, Senior (Communications Officer ) Print (https://www.governmentjobs.com/careers/durhamnc/jobs/newprint/4417057) Apply ... 911 Emergency Communications Technician, Senior (Communications Officer ) Salary $49,026.00 - $76,066.00...OR 5:00 pm to 5:00 am. This coverage utilizes fixed shifts including nights, weekends and holidays. Shifts are… more
- Scotiabank (New York, NY)
- …a team leader for Markets Compliance . **What You'll Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary...every future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... knowledge. + Develop and present Oversight program materials to senior management. + Provide regulatory compliance risk.../ or equities surveillance, data types and lifecycles with fixed income, municipals, and futures a plus. + Proven… more
- Truist (Charlotte, NC)
- …Board of Directors, Investor Relations, and various regulatory agencies. + Senior Financial Manager role that coordinates financial analysis and reporting process ... and spirit of applicable corporate policies, procedures, processes, standards and regulatory/ compliance requirements. + Takes a new perspective on existing solutions… more
- General Dynamics Information Technology (Chantilly, VA)
- …of related experience **US Citizenship Required:** Yes **Job Description:** Physical Security Officer Senior Produce PTCO deliverables in context with the ... Accreditation Process Review required documentation to ensure quality, completeness and compliance with ICD 705 and/or other applicable regulations (ie FFC, CSP,… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance, reporting, and guidance for ... and a bank dealer and offer general support to the compliance department including testing and surveillance. **Primary Responsibilities** + Implement policies… more
- First Horizon Bank (Atlanta, GA)
- …for the market; communicating new or enhanced product capabilities, legal/regulatory/ compliance matters, sharing sales success, and competitive or client ... small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized… more
- MyFlorida (Lakeland, FL)
- Safety Officer /Pilot - 62000489 Date: May 28, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... . Requisition No: 853921 Agency: Military Affairs Working Title: Safety Officer /Pilot - 62000489 Pay Plan: SES Position Number: 62000489 Salary: Up… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Treasury Risk Officer for its New York, New York location. Duties: Design and conduct independent assessment of liquidity risks metrics inflows ... responsiveness to changes in the regulatory environment and ensure regulatory compliance . Produce presentation materials and present analysis to management and… more
- Maryland Department of Transportation (Baltimore City County, MD)
- Chief Financial Officer (DOT Executive VIII) Salary $124,358.00 - $201,161.00 Annually Location Baltimore City Job Type Full Time Job Number 8026-MDTA-05/25 ... our employees to achieve these goals. Nature of Work: The Chief Financial Officer (CFO) is responsible for ensuring the organization's overall financial health and… more
- Wells Fargo (New York, NY)
- …Join us! **About this role:** Wells Fargo is seeking a Lead Control Management Officer within FICC Trade Surveillance. Learn more about our career areas and lines of ... trade surveillance controls in FICC, while escalating potential issues to Senior Management. This position will require extensive product knowledge and potentially… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... compliance risk, and is represented by the Chief Compliance Officer as either a member or...Compliance Advisory experience at a broker dealer covering fixed income and/or fixed income futures activities.… more
- Ventura County (Ventura, CA)
- Patient Rights Advocate I/II/ Senior - Behavioral Health Print (https://www.governmentjobs.com/careers/ventura/jobs/newprint/4841546) Apply Patient Rights Advocate ... I/II/ Senior - Behavioral Health Salary $57,780.49 - $121,845.27 Annually...Board of Supervisors. The Supervisors appoint a County Executive Officer (CEO) to oversee the County budget, day-to-day operations,… more
- EMCOR Group (Baltimore, MD)
- …monthly financial statements and assistance with financial reporting to the Chief Financial Officer . The Senior Accountant shall assist the Chief Financial ... convention centers, hotels, research laboratories, and data centers. **SUMMARY** The Senior Accountant is responsible for managing the month, quarter and year-end… more