- TD Bank (New York, NY)
- …**Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team ... surveillance function. Safeguarding the reputation of Compliance 's good governance depends on us. The Senior...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... functional knowledge. + Develop and present Oversight program materials to senior management. + Provide regulatory compliance risk expertise and consulting… more
- TD Bank (New York, NY)
- …for your business area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance and support to business ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- …bank/systemically important financial institution in the US. Our team of trusted Surveillance Compliance professionals engages with key stakeholders across TD ... global Markets business, by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... US Broker Policies and Procedures and Written Supervisory Procedures. + Provide Compliance Advisory services for US Broker Trade Surveillance process. +… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance ... line of defense. Also responsible for performing assessments of Citi's compliance risks; performing independent testing activities (testing and monitoring) within… more
- MyFlorida (Gainesville, FL)
- CORRECTIONAL PROBATION SENIOR OFFICER - 70012810 Date: Oct 1, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify ... Requisition No: 862200 Agency: Department of Corrections Working Title: CORRECTIONAL PROBATION SENIOR OFFICER - 70012810 Pay Plan: Career Service Position… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of… more
- HUB International (New York, NY)
- …limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership...Adviser Act of 1940; + Assist in conducting ongoing compliance reviews, internal investigations and surveillance to… more
- Huntington National Bank (Columbus, OH)
- …Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for investment ... Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play...implementation of written supervisory procedures, training, testing, information barriers, surveillance and AML compliance with a focus… more
- Masego (Springfield, VA)
- …recognize and award your hard work. Description We are looking for a Level-4 TS/SCI-cleared Senior TSCM Lead to join our team. This role will ensure TSCM team ... compliance in conduct and completion of all TSCM activities,...or corrective action, respond to discovery of hostile technical surveillance penetrations according to established national procedures, and ensure… more
- City of Boise (Boise, ID)
- Lateral Police Officer Print (https://www.governmentjobs.com/careers/boiseid/jobs/newprint/4766471) Apply Lateral Police Officer Location Boise, ID Job Type ... to join our progressive and service-oriented team. As a Lateral Police Officer , you will perform essential law enforcement and crime prevention duties, including… more
- Lockheed Martin (Marietta, GA)
- …MS Office products\. **Desired Skills:** * Experience conducting process audits and surveillance \. * Experience communicating with customers and senior level ... are seeking a highly detail\-oriented and organized Tool Action Officer to join our C\-130 production build team\. As...responsible for surveilling the C130 production floor to ensure compliance with Marietta's tool control program\. You will work… more
- M. C. Dean (Chantilly, VA)
- …engineering, and cybersecurity industries. We are seeking an **Access Control Officer (Admin Assistant)** to join our **Security and Electronic Systems (SES)** ... services inclusive of intrusion detection, access control, biometric authentication, video surveillance , audio visual, it systems, perimeter defense and command and… more
- V2X (Lexington, KY)
- …stakeholders, and subcontractors to support enterprise modernization. + Ensure compliance with DoD cybersecurity standards including NIST 800-171, CMMC, and ... for the program's technology vision. + Support audit readiness, government surveillance activities, and continuous improvement of IT service delivery. ** **… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …reimbursement. SENIOR BSA ANALYST Department: Risk Management Reports to: BSA/AML Officer Position Summary The Senior BSA/AML Analyst is responsible for ... of Foreign Asset Control (OFAC) Laws and Regulations. The Senior BSA/AML Analyst will be responsible for managing complex...and OFAC compliance resources and contributes to compliance training materials. + Assist BSA Officer … more
- State of Massachusetts (Boston, MA)
- …is organized into three bureaus: Specialty & General Government, Legal & Compliance , and Operations, Training & Publications. Each bureau contains divisions that ... may be found atChapter 12A (malegislature.gov). *The Legal and Compliance Bureau * The Legal and Compliance ...the appropriate agency if it falls outside our jurisdiction. * Senior Investigator: Position Overview* The Senior Investigator… more
- TD Bank (New York, NY)
- …and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is committed to providing fair… more
- Coinbase (Lansing, MI)
- …collaboration, connection, and alignment. Attendance is expected and fully supported. The* Senior Director, Physical Security* will lead the global physical security ... and employee protection. As a strategic leader reporting into the Chief Security Officer (CSO), you'll build and manage a physical security team, architect layered… more
- Serco (Alexandria, VA)
- **Position Description** As the Senior AI and Autonomy/Swarm Engineer for the Technology Modernization Transition Review (TMTR) process with Serco, you will provide ... and present briefings and reports synthesizing technology project analysis to inform Senior DoD decision-makers up to the Under Secretary and Deputy Secretary level.… more