- City National Bank (Los Angeles, CA)
- * SENIOR FIDUCIARY BUSINESS CONTROLS ANALYST*... Business Control Officer ("BCO") and Business Control Managers ("BCM"s) for Fiduciary ... practical impacts/implications to the business line. * Provide guidance on Control Standards to ensure compliance-related controls are documented in line… more
- Huntington National Bank (Charlotte, NC)
- Description The Business Risk Officer Senior within Wealth Management plays a key role in the delivery of risk strategy and execution for the Wealth Management ... Business . This position will be the primary colleague responsible...colleague responsible for all risk activity in support of Trust/ Fiduciary Activities, The Private Bank and the Preferred Bank.… more
- Wells Fargo (San Francisco, CA)
- …this role:** Wells Fargo is seeking a Senior Estate Trust Officer - Senior Fiduciary Specialist in Estate Services as part of Wealth and Investment ... BL&T further provides guidance on a variety of banking and fiduciary topics including investment management, general trust administration, specialty trusts, custody,… more
- Wells Fargo (Austin, TX)
- …Managed Individual Retirement Accounts (IRA) **About this role:** Wells Fargo is seeking a Senior Lead Fiduciary Specialist Working at Wells Fargo | Jobs and ... outcomes and build an inclusive, collaborative and client-focused environment for our fiduciary professionals. + Lead team to achieve business objectives and… more
- US Bank (Kansas City, MO)
- …trust and fiduciary matters. + Collaborate with Legal, Risk, and Business partners to implement changes driven by risk, statutory, or regulatory developments. + ... Delaware, Nevada). **Key Competencies** + Decisive judgment and problem-solving in complex business scenarios. + Deep understanding of fiduciary laws, internal… more
- Wells Fargo (Minneapolis, MN)
- …Managed Individual Retirement Accounts (IRA). **About this role:** Wells Fargo is seeking a Senior Trust Officer ( Senior Fiduciary Specialist) on the Estate ... and services, so it's easier for clients to do business with us and for advisors to support their...further provides guidance on a variety of banking and fiduciary topics including investment management, general trust administration, specialty… more
- City National Bank (New York, NY)
- …to fiduciary operations. * Risk management: Identify, measure, monitor, and control the risks inherent in the bank's fiduciary activities, including ... *CHIEF FIDUCIARY OFFICER WM* *WHAT IS THE OPPORTUNITY?* The...Management Division to balance prudent risk management, regulatory oversight, business development, and client relationship management. The position requires… more
- TD Bank (Charlotte, NC)
- …change. Supports business line regulatory change implementations including overseeing business changes to policies, procedures, systems, and/or controls via ... and effectiveness of Compliance Management System (CMS) programs and controls in the business units throughout US...audience + Actively manages relationships within and across various business lines, corporate and/or control functions and… more
- Citizens (Johnston, RI)
- …for dual-registered Broker-Dealer/Registered Investment Advisor, 12 CFR 9 Trust and Fiduciary business , including exposure to Alternative Investments and 33 ... has an immediate opening for a First Line Risk Senior Manager supporting our Private Wealth Management - Trust...Broker-Dealer, Registered Investment Advisor, 12 CFR 9 Trust and Fiduciary business , including exposure to Alternative Investments… more
- PNC (PA)
- …start date. As a Senior Tax Liaison, you will work within the Fiduciary liaison team (trust tax) and the Estate Liaison team (estate settlement). You will work ... opportunity to contribute to the company's success. As a Senior Tax Liaison (C) within PNC's Trust Tax Compliance...tax preparers from an outside accounting firm and PNC Fiduciary Advisors who manage those accounts, serving as the… more
- Citigroup (Charlotte, NC)
- …to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues ... The Senior Audit Manager is a senior ...direct complex audit activities for a component of the business at a regional or country level. **Responsibilities:** +… more
- M&T Bank (Washington, DC)
- …skills Strong organizational skills Strong customer focus Thorough knowledge of fiduciary business including decisioning experience in complex fiduciary ... the phone or in person with clients, advisors, and business partners. + Serve as fiduciary resource...to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite. Identify… more
- Wells Fargo (Charlotte, NC)
- …other departments in the firm including Product Management, compliance, operations, business control , EIT, supervision etc. + Experience implementing policies ... Center of Excellence (IS COE) is looking for a Senior Investment Portfolio Control Consultant in the...of analytic tools and firm resources, key investment risk controls , and the resolution to control alerts.… more
- TD Bank (Greenville, SC)
- …of, adherence to and effectiveness of Compliance Management System (CMS) programs and controls in the business units throughout US Wealth businesses;** + ... and manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support… more
- PNC (Philadelphia, PA)
- …and have an opportunity to contribute to the company's success. As a Senior Investment Risk Leader within PNC's Asset Management Group organization, you will be ... portfolio investment risk management projects * Monitor and analyze fiduciary investment risks and exposures on a short and...program execution. Typically manages manager(s) and serves as a senior risk advocate for the risk management program. +… more
- BMO Financial Group (New York, NY)
- …the Fixed Income, Currencies, and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are ... with business /group and internal partners to ensure regulatory, corporate and fiduciary obligations are met. Advise business /group on implications of new… more
- Citigroup (Queens, NY)
- …Controls and Risk Management. **Key Accountabilities** + Lead a team of Senior Control professionals supporting members of the Investments Leadership team ... compliance and reputational risks and the design of effective controls to support business growth and expansion...Ability to manage a global team, motivating and engaging senior control professionals. + Experience driving results… more
- KeyBank (Brooklyn, OH)
- …may be filled at different salary grade levels depending on requirements.** ** Senior Service Officer Job Description:** **JOB BRIEF (PURPOSE)** Responsible for all ... Community Development Lending and Investment team, or other KeyBank lines of business as required by credit policy, including compliance with credit policy, internal… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Compliance Specialist on the Fiduciary Compliance Team. This role will support Trust Services as part of the ... risk for fiduciary administration, specialty asset management, and Trust Services business . + Provide oversight of the Trust Services business through… more
- JPMorgan Chase (Jersey City, NJ)
- …skills, with the ability to establish credibility and build strong partnerships with senior business and control partners + Strong analytical skills ... of information in accordance with firm policy + Partner with stakeholders, business management, other control groups (ie risk management, compliance, fraud… more