- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer within (CIB)Corporate Investment Banking Markets Compliance Groups. **In ... groups, legal entities, geographies, and jurisdictions; and ensure that escalated compliance issues receive immediate senior management attention. + Establish,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer for the Investment Solutions team within Wealth and Investment Management ... Compliance to focus on SEC Registered Investment Advisory Programs...and verbal communication skills. + Demonstrated ability to help lead working group activities. + Strong knowledge of overseeing… more
- Wells Fargo (New York, NY)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both ... lending functions. This role combines strategic advisory and operational compliance responsibilities, ensuring robust regulatory compliance across asset-backed… more
- KeyBank (Brooklyn, OH)
- …may be filled at different salary grade levels depending on requirements.** ** Senior Service Officer Job Description:** **JOB BRIEF (PURPOSE)** Responsible for ... real estate seminars on targeted lending and equity programs ** LEAD SERVICE OFFICER :** **JOB BRIEF (PURPOSE)** Responsible...on job-related factors such as level of experience. The Senior Service Officer position is eligible to… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The ... Compliance 's good governance depends on us. The Senior Compliance Office provides advice, guidance and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Ventura County (Ventura, CA)
- Investment Officer / Senior Investment Officer Print (https://www.governmentjobs.com/careers/ventura/jobs/newprint/5071037) Apply Investment Officer / ... Officer series. Under the general supervision of the Senior Investment Officer or senior ...& Verbal Communication - Preparing and presenting investment summaries, compliance reports, and market research findings for senior… more
- Citigroup (Atlanta, GA)
- The **Partner Management Mgr Senior Lead Officer , Senior Vice President** role is accountable for complex/critical/large professional disciplinary areas ... required in order to negotiate internally, often at a senior level. Some external communication may be necessary. Incumbent...and contingency plans. + Partner with portfolio Chief Marketing Officer to design and execute in store strategy. +… more
- L3Harris (Rochester, NY)
- …in the interest of national security. Job Title: Senior Specialist, Legal Compliance (Ethics & Compliance Officer ) Job Location: Multiple: Rochester, New ... seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible...reduce risk to the company. + Leadership and Culture: Lead by example, fostering a culture of integrity, accountability,… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... with senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls (Examples include Reg Sho,… more
- Bloomberg (New York, NY)
- Senior Compliance Officer -...regulatory, and reputational responsibilities * Support, and at times lead the team, on specific regulatory Compliance ... Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 **Description & Requirements**...matter expertise to the privacy program, including being the lead for certain program pillars; * Support the team… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer ...ability to navigate a complex organization; to influence and lead people across cultures at a senior ... Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and...program in accordance with CIA Plan. Serving as a lead reviewer for complex reviews, analyzing report findings, and… more
- Wells Fargo (San Antonio, TX)
- …self, and empowered to grow. Join us! **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer **In this role, you will:** + Act ... and business controls to the relevant business group and enterprise function + Lead the strategy and resolution of highly complex current and emerging risks… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn more ... and regulatory reporting infrastructures and frequently coordinates with internal audit. The Lead Independent Testing Officer role will provide strategic support… more
- City of Jacksonville (Jacksonville, FL)
- Animal Services Officer Senior Print (https://www.governmentjobs.com/careers/jacksonvillefl/jobs/newprint/4782914) Apply Animal Services Officer Senior ... Protective Services division is actively seeking an Animal Services Officer Senior . Did you know as a...and on-time payments. This is technical work at the lead worker level in enforcing animal care and control… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... implementing elements of the data compliance risk oversight program, including developing systems and reporting...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... implementing elements of the data compliance risk oversight program, including developing systems and reporting...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- Masego (Springfield, VA)
- …we recognize and award your hard work. Description We are looking for a Level-4 TS/SCI-cleared Senior TSCM Lead to join our team. This role will ensure TSCM team ... compliance in conduct and completion of all TSCM activities,...missions are appropriately staffed + Perform operational level TSCM Lead support such as: + Assist the TSCM Program… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... functional knowledge. + Develop and present Oversight program materials to senior management. + Provide regulatory compliance risk expertise and consulting… more
- Exploratorium (San Francisco, CA)
- SUMMARY The Senior Development Officer , Planned Giving is a key member of the Institutional Advancement (IA) Department-an energetic and collaborative team of ... choose to leave a legacy with the Exploratorium. The Senior Development Officer will manage and grow...including the tracking of pledges and gifts and ensuring compliance by coordinating with legal and financial advisors and… more
- Corewell Health (Grand Rapids, MI)
- Job Summary - Senior Vice President, Chief Compliance and Privacy Officer Corewell Health is seeking a strategic , experienced and solution-oriented leader ... to serve as Senior Vice President, Chief Compliance and Privacy Officer . This role.... The SVP, Chief Compliance & Privacy Officer will also lead and coordinate with… more