- Wells Fargo (Woodside, CA)
- …your career" in the US Join us! **About this role:** Wells Fargo is seeking a Senior Branch Premier Banker (SAFE) in Consumer and Small Business Banking, as ... wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . Upon required licensing and SAFE registration, the Senior Branch Premier Banker LP (SAFE)… more
- Zions Bancorporation (San Diego, CA)
- _California Bank & Trust's Internship and Banker Development Program positions are not eligible for employment visa sponsorship (eg, H-1B visa). This includes, ... for all employees to grow and thrive. As a premier California-focused financial services company dedicated to serving its...beginning in **June 2026** in **San Diego** . The Banker Development Program at California Bank &… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team ... trade surveillance systems, and regulatory requirements at a large investment bank /systemically important financial institution in the US. Our team of trusted… more
- TD Bank (New York, NY)
- …disposition, reporting on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check and challenge. Reporting ... recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio Management: Work with the Head of… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & ... creation. + Monitor and communicate program effectiveness to stakeholders and senior management to ensure program viability and coverage integrity. + Communicate… more
- TD Bank (New York, NY)
- …Position will support the Chief Compliance Officer (CCO) in ensuring the Bank 's compliance with all applicable Federal consumer protection laws and regulations. ... with corporate philosophy and strategic direction while protecting the reputation of the Bank + Assesses risks and recommends policy and/or action based on internal… more
- TD Bank (New York, NY)
- …of the Investment Banking Compliance team are in a manner consistent with the Bank 's risk culture and the relevant risk appetite statement and limits. + Responsible ... of new and complex regulatory and compliance developments across senior function/business/product, including cross-border impact. + Participate in industry groups… more
- TD Bank (New York, NY)
- …on the status of Compliance policy, procedure and training initiatives to senior management, relevant boards and external stakeholders + Participate in special ... auditors, dealing with non-routine information + Focuses on short to mid - range planning (eg, 6-12 months) + Manages regulatory remediations **Education… more
- TD Bank (New York, NY)
- …to effectively report on the status of Compliance training initiatives to senior management, relevant boards and external stakeholders. + Participate in special ... auditors, dealing with non-routine information + Focuses on short to mid - range planning (eg, 6-12 months) + Manages regulatory remediations **Education… more
- TD Bank (New York, NY)
- …* Act as a brand ambassador for your business area/function and the bank , both internally and/or externally The Senior Compliance Office provides advice, ... risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate others +...from end to end + Focuses on short to mid -term issues (eg monthly-quarterly) **Education & Experience:** + Bachelors… more
- TD Bank (New York, NY)
- …Banking, Mergers and Acquisitions, and other business units within TD Securities and TD Bank as needed. + Work closely with the Conflicts Director on the design, ... environment with opportunities for innovation and leadership. + Collaborate with senior leaders across compliance, legal, and business functions. _*General Job… more
- TD Bank (New York, NY)
- …external/internal auditors, dealing with non-routine information + Focuses on short to mid - range planning (eg 6-12 months) + Manages regulatory reviews including ... with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of global security and… more
- TD Bank (New York, NY)
- …initiatives below: + **Global Control Room Portfolio Management** : Work with the senior members of the Global Control Room, DDI, technology and key stakeholders ... report on the status of Global Control Room to senior leadership / governance and Boards. Assist the Global...dealing with non-routine information + Focuses on short to mid - range planning (eg 6-12 months) + Manages regulatory… more
- TD Bank (New York, NY)
- …+ Facilitate communication and collaboration among various stakeholders, including senior Executives, Transformation Program leads, Product Factory leads, Business ... + Extensive business experience and expertise in Transaction Banking across the mid -market and large corporate client segments (including strong knowledge of banking… more
- TD Bank (New York, NY)
- …external/internal auditors, dealing with non-routine information + Focuses on short to mid - range planning (eg 6-12 months) + Manages regulatory reviews including ... must demonstrate the judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory interactions. + Strong… more
- TD Bank (New York, NY)
- …+ Ability to project confidence and professionalism in dealings with senior business personnel. + Strong knowledge of technology infrastructure and global ... dealing with non-routine information + Focuses on short to mid - range planning (eg 6-12 months) + Manages regulatory...acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- Zions Bancorporation (El Segundo, CA)
- Associates at California Bank & Trust work in a relationship-centered culture where they are provided with the tools, training, and opportunities to build the best ... for all employees to grow and thrive. As a premier California-focused financial services company dedicated to serving its...dedicated to serving its communities, families, and businesses (small, mid -sized and large), CB&T has been active for 70… more
- Zions Bancorporation (Walnut Creek, CA)
- …flow, drive operational efficiencies, and implement innovative payment solutions. As a ** Senior Treasury Management Sales Consultant** , you will lead with insight ... such as level of experience and location.** **About Us** Associates at California Bank & Trust work in a relationship-centered culture where they are provided with… more
- Zions Bancorporation (Salt Lake City, UT)
- …second line of defense. The Data Governance & Management Oversight team oversees bank -wide programs to help senior management in identifying, assessing, and ... **Technology, Data Governance & Risk Oversight Intern** **2026 Paid Summer Internship** ** Mid -May- Mid -August** **This internship is not eligible for relocation… more
- Zions Bancorporation (Salt Lake City, UT)
- **Intern - Quantitative Modeling Analyst** **Summer 2026 Paid Internship** ** Mid May - Mid August** **_This internship is not eligible for relocation assistance. ... Local candidates preferred._** _Zions Bancorporation's Internship and Banker Development Program positions are not eligible for employment visa sponsorship (eg, H-1B… more