- Capital One (Williamsburg, VA)
- Senior Manager, Risk Advisor, Technology and Data Risk...reports to the CIO. The second-line Chief Tech Risk Officer (CTRO) and the Tech & Data Risk Management ... of the CISO, the CIO/CTO, and the Chief Data Officer . The CTRO reports to the Chief Risk ...their advice and to deliver high-impact results.This position - Senior Manager, Cyber Risk and Analysis - will play… more
- Capital One (Plano, TX)
- …technical assessments of cybersecurity controls design and effectiveness.Draft assessments for senior management and other stakeholders, to include regulatory ... operational responsibilities and reports to the CIO. The second-line Chief Tech Risk Officer (CTRO) and the Tech & Data Risk Management (TRM) organization have… more
- Capital One (Richmond, VA)
- …and design of cybersecurity controlsConduct assessments and draft assessment for senior management and other stakeholders, to include regulatory agencies ... with heavy engagement from the Board, the Chief Executive Officer , and the executive committee. By joining TDRM, you...in this role will lead a team and a program to develop relationships and influence risk taking across… more
- Bill and Melinda Gates Foundation (Seattle, WA)
- …and informativeness (DAC). We are seeking an exceptional Senior Program Officer (SPO) to join our Regulatory Strategy and Product Support domain. This ... R&D and systems development in the four domains of Regulatory , Chemistry Manufacturing and Controls (CMC), Quantitative Sciences including...evolving Foundation's priorities and investments. Your Role As a Senior Program Officer , you will… more
- Banco Popular Puerto Rico (New York, NY)
- Date: Oct 7, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory ... We are looking for a Senior Compliance Officer to join our Compliance Team. The role may...including the development, implementation, and maintenance of a consumer regulatory compliance program through compliance activities across… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …1st Shift (United States of America) **Please review the following job description:** The Senior Cyber Regulatory Officer will lead a team to provide ... strategic direction for the cyber regulatory program , supporting company growth and international... guidance. + In partnership, with Legal and Privacy Officer , monitor changes in the global, federal, and state… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to ... its supervisory and prudential regulators. This role reports to the Head of Regulatory Relations. **Role Objectives** + Serve as the primary Regulatory Relations… more
- BMO Financial Group (Chicago, IL)
- …the implementation, maintenance and administration of a specific compliance program . Responsible for independently performing risk assessments, and developing, ... internal policies. Works with business/group and internal partners to ensure regulatory , corporate and fiduciary obligations are met. Advises business/group on… more
- Ventura County (Ventura, CA)
- …management or oversight of unit operations, program development, or project management. Senior Investment Officer : + At least two (2) years of the required ... Investment Officer / Senior Investment Officer Print...Additional Benefits - Tuition Reimbursement, Disability Plans, Employee Assistance Program , Life Insurance, Wellness Program . Our County… more
- SMBC (New York, NY)
- …team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** + Provide compliance advice and ... other communications. + Support production of Annual Compliance Report and related senior officer certifications + Participate in evaluation and implementation… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development ... detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for the Company and… more
- TD Bank (New York, NY)
- …help manage regulatory risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... for this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team… more
- City of New York (New York, NY)
- …national stakeholders, supports the development of materials that further DCWP's policy agenda. The Senior Program Officer for Special Projects will lead the ... research reports and other materials. The Policy team monitors regulatory changes that would impact the delivery of financial...Adams Administration's 2025 State of the City Address. The Senior Program Officer for Special… more
- Bill and Melinda Gates Foundation (Seattle, WA)
- …interventions, and reproductive and sexual health. Your Role We are currently seeking a Senior Program Officer (SPO), Toxicology, to join the Translation ... ambitious global health equity goals as articulated by the disease-specific strategy teams ( Program Strategy Teams; PSTs). For this, we exploit a unique advantage of… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws, rules, and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer within (CIB)Corporate Investment Banking Markets Compliance Groups. **In this role, ... executing a CFTC (Commodity Futures Trading Commission) Swap Dealer compliance program , including regulatory change management, risk identification and… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... and function coverage teams, in order to partner to develop and apply program solutions that meet function/business/product and customer needs in a manner consistent… more
- NJEDA (Camden, NJ)
- …New Jersey's future with innovative economic development at NJEDA. Job Overview + The Senior Product Officer serves as a lead contributor role in the Business ... while maintaining a strong and consistent pipeline of qualified applications. + The Senior Product Officer will assist with overseeing the end-to-end processing… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities for Volcker program ,...to influence and lead people across cultures at a senior level + Experience in managing regulatory … more
- NJEDA (NJ)
- …shape New Jersey's future with innovative economic development at NJEDA. Job Overview The Senior Product Officer - Venture Products works as an integral member ... required to have high speed home internet access and a managers approval. This program does not supersede the "New Jersey First Act", which requires newly hired… more
