- First Horizon Bank (Memphis, TN)
- …(4-year college) degree 2. Financial Institution experience required (4-6 years). Risk Management and/or compliance background required (2-4 years). Background ... of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state and federal… more
- Highmark Health (Austin, TX)
- …capacity, the incumbent is responsible for the collaborative and iterative development of the risk and compliance plan for these entities across all areas in the ... not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training, investigations,...a single point of contact to respond and intake risk from the senior leadership team, and… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing ... design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (Jacksonville, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for supporting in the establishment and ... various internal assurance processes, eg Regional Enterprise wide and Horizontal risk assessments, self-assessment, internal audit or compliance assurance… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... of best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and goals across… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing ... and implementing elements of the data compliance risk oversight program, including developing systems...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing ... and implementing elements of the data compliance risk oversight program, including developing systems...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- Truist (Atlanta, GA)
- …States of America) **Please review the following job description:** Truist is looking for a Senior Credit Risk Officer who will be supporting the Asset Based ... change from time to time. 1. Serve as a senior credit risk officer for...sustainable profitability 4. Stay abreast of laws, regulations and risk management techniques to ensure compliance and… more
- Huntington National Bank (Charlotte, NC)
- Description The Business Risk Officer Senior within Wealth Management plays a key role in the delivery of risk strategy and execution for the Wealth ... professionals and partners with senior leaders to ensure effective risk governance, regulatory compliance , and operational resilience. Duties and… more
- HUB International (New York, NY)
- …purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly into ... the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to collectively support the growing RPW business while… more
- Citigroup (Getzville, NY)
- …firm's progress toward the Data Transformation target state. **The Data Risk Officer - Structural Elements Oversight, Senior Vice President** role will serve ... Operational Risk Management (ORM) is an enterprise-level independent ...and procedures, including the design and performance of associated compliance metrics + Assess the adequacy of the firm's… more
- Citigroup (Jacksonville, FL)
- The Fraud Risk Senior Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and ... required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required...and oversight may include (not limited to) technology operational risk , cyber risk for example. + Serves… more
- Citigroup (Getzville, NY)
- …outcomes to assess the firm's progress toward the Data Transformation target state. **The Data Risk Officer ** role will serve as a subject matter expert on data ... Operational Risk Management (ORM) is an enterprise-level independent ...the primary interface to key stakeholders such as regulators, senior management, and the Board, as it relates to… more
- Comerica (Charlotte, NC)
- Job Description Senior Director Division Business Risk &...High School Diploma or GED and 6 years of Risk Management, Compliance , or Audit experience + ... issues, and assisting with implementations of changes to frameworks. Risk & Control Advisory Serves as a senior... Risk & Control Advisory Serves as a senior Business Control leader, liaising with risk … more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The ... Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and... Compliance 's good governance depends on us. The Senior Compliance Office provides advice, guidance and… more
- Citigroup (Tampa, FL)
- …with the coordination of speaking notes and materials to be used by the Chief Compliance Officer of USPB in various regulatory meetings. + Foster and maintain ... + Bachelor's degree required + Advanced degree a plus **Job Family Group:** Compliance **Job Family:** Compliance Risk Management **Time Type:** Full… more
- Ventura County (Ventura, CA)
- …compliance , and risk assessment. This position may supervise lower-level staff. Senior Investment Officer ($4,527.02 - $6,337.83 bi-weekly) - This is the ... Investment Officer / Senior Investment Officer Print...the Treasurer's direction, aligning with financial objectives, liquidity needs, risk tolerance, and compliance with Government Code,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …preparation and approval of Loan Reviews for certain Corporate Loans + Recommends risk rating upgrades and downgrades of Corporate Loans + Manages the Loan Review ... to electronic imaging of credit/collateral files. + Works closely with Credit Risk Executive and Corporate Banking Executive to administer all aspects of existing… more
- JPMorgan Chase (Washington, DC)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...and striving to be best-in-class. **Job Summary** As a Senior Real Estate Appraiser within the Valuation Services Group,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer within (CIB)Corporate Investment Banking Markets Compliance Groups. **In ... to simplify and drive consistency of solutions to strengthen compliance risk management. + Support effective coordination...senior management attention. + Establish, implement and maintain risk standards and programs to drive compliance … more