- Chevron Corporation (Houston, TX)
- Chevron is accepting online applications for the position ** Senior Trading Compliance & Regulatory Advisor** through October 15, 2025 at 11:59 pm (CDT). ... The ** Senior Trading Compliance & Regulatory Advisor** is part of Corporate Treasury - Credit, Risk Control & Trading Compliance division. Our… more
- TD Bank (New York, NY)
- …industry best practices, and related systems and infrastructure processes + 15+ years compliance and regulatory experience along with a deep understanding of how ... is accountable for establishing the programs and frameworks required to satisfy regulatory obligations and manage employee conduct and behaviors to ensure … more
- Citigroup (Jersey City, NJ)
- …Counterparty Trading and Risk business. + Knowledge and extensive regulatory compliance and/or experience with auditing principles including audit planning, ... Serves as a senior compliance risk officer for Independent...+ Extensive experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation… more
- Portland General Electric (Tualatin, OR)
- …clean energy solutions that are also affordable and accessible to all. As a Senior Trading Analyst, you will have the unique opportunity to optimize PGE's ... works collaboratively with cross-functional teams in preparing, filing and presenting regulatory filings. ** Regulatory Compliance ** - Leads, coordinates… more
- Citigroup (Wilmington, DE)
- …to the business, with a primary focus on ensuring the legal soundness and compliance of complex debt trading activities. The overall objective of this role ... **This is a** **C14 Senior Lead Counsel** **position within** **Markets Legal, specifically...**Markets Legal, specifically supporting Spread Products - Sales & Trading ** **, based in Wilmington, DE. The term "Spread… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... of policies, resolution of potential red flags or other client/transaction-related compliance escalations. + Representing Citi on critical regulatory matters… more
- TD Bank (New York, NY)
- …level to the firm's procedures + Understands and complies with TD Policies, regulatory and compliance requirements + Ensures that transactions are fully ... details for this role. **Job Description:** TD Securities Electronic Trading offers algorithmic trading solutions in Cash...economic information and key industry developments as well as regulatory standards at all times to assist in maximizing… more
- PNC (Philadelphia, PA)
- …valued and have an opportunity to contribute to the company's success. As a Senior Product Manager - Investment Trading Systems within PNC's Asset Management ... responsibilities may be performed remotely, at manager's discretion. We are seeking a Senior Product Manager - Investment Trading Systems to contribute to… more
- JPMorgan Chase (New York, NY)
- …Issue Management, and Control Governance. As a Control Manager - NA Rates Trading - Associate, you will manage the control environment for the North America ... team of risk and control experts. As a Rates Trading Control Manager within the Commercial & Investment Bank,...facilitate Front Office supervision, and prepare the business for regulatory exams and audits. Your role involves identifying control… more
- Marathon Petroleum Corporation (Houston, TX)
- …a culture of disciplined risk-taking grounded in cross-functional coordination and regulatory compliance . Key Responsibilities Trading Strategy Execution ... + Preferred: Demonstrated fluency in risk management (VaR, margining, controls) and regulatory trading protocols (CME/ICE compliance ). Skills: Business… more
- JPMorgan Chase (New York, NY)
- …clients, serving as a senior advisor and trusted partner. + Ensure compliance with all regulatory requirements and internal policies, setting the standard ... highlighting key insights and strategic recommendations. + Mentor and develop senior trading staff, fostering a culture of excellence, innovation, and continuous… more
- BP Americas, Inc. (Chicago, IL)
- …influencing Handling change; psychological safety; continuous learning; legal and regulatory environment and compliance ; continuous improvement; analytical ... focus on Front Office development in bp's the Supply, Trading and Shipping division - including but not exclusively...coach and mentor. This global role requires collaboration with senior leaders in the business and across HR teams.… more
- BMO Financial Group (New York, NY)
- …and procedures and various capital markets products. + Strong understanding of trading procedures and broader regulatory and financial concepts. + Series ... President or Director to join the Interest Rate Derivatives Trading team. Provides a markets-based suite of sales and...while prudently minimizing the bank's exposure and adhering to regulatory statutes. + Operates as key member of the… more
- Santander US (Boston, MA)
- …and supervisory functions within the broker-dealer. This individual will ensure compliance with regulatory requirements, maintain effective risk management ... Head of Supervision & Trading , Boston, MA Country: United States of America...well as periodic certifications. * Act as liaison between senior management, compliance , operations, and sales functions.… more
- JPMorgan Chase (Newark, DE)
- …optimize these tools. + Understanding of regulatory requirements in the trading industry, ensuring compliance and adherence to industry standards. + ... to internal and external clients, maintaining up-to-date knowledge of market trends, trading regulations, and ensuring compliance with company policies and… more
- JPMorgan Chase (Newark, DE)
- …**Job responsibilities** + Support and process trade orders, ensuring accuracy and compliance with established procedures and regulatory requirements. + Learn ... JPMorganChase and be at the forefront of optimizing our trading operations. This role offers a unique opportunity for...will be also monitored and coached by junior and senior team members, sharing their knowledge and experience to… more
- Chevron Corporation (Houston, TX)
- …Texas. More information about Chevron is available at www.chevron.com. **Supply and Trading ** As part of Chevron Downstream, Midstream & Chemicals, Supply and ... Trading (S&T) is Chevron's commercial link to the market....events, and network with a diverse work force, including senior S&T leaders and other business leaders. The TRIP… more
- BMO Financial Group (New York, NY)
- …strengthen governance and control frameworks. + **Advisory & Partnership:** Serve as a senior risk partner to trading desks, advising on exposures, complex ... advisory services to clients around the world. #bmocapitalmarkets The **Director, Commodities Trading Risk Strategy** , will lead first-line risk oversight for the… more
- Citigroup (New York, NY)
- The Applications Development Senior Group Manager is a senior management level position responsible for accomplishing results through the management of a team or ... alignment to business structures + Prepare and present regular team/project reviews to senior management and business leaders + Drive the design and development of… more
- Eliassen Group (Boston, MA)
- **Product Owner/Business Analyst- Canadian Brokerage Trading experience** **Boston, MA** **Type:** Contract **Category:** Business Analysis **Industry:** Financial ... **Shortcut:** http://careers.eliassen.com/SJzeoy + Description + Recommended Jobs **Description:** The Senior Business Systems Analyst/Product Owner is responsible for working… more