- Randstad US (Salt Lake City, UT)
- series 7 - customer service specialist 2....experience working in Brokerage Operations with an ACTIVE Series 7 . MUST BE ACTIVE (or within 2 year ... 500 Financial Services Company and they are hiring a Customer Service Specialist to work in their Salt lake...at least 2 years of experience with your ACTIVE Series 7 license. Series … more
- Randstad US (Charlotte, NC)
- …requirements. + Provide information to client personnel in Customer Service. Skills + series 7 + Brokerage Qualifications + Years of experience: 2 years ... series 7 - customer ... series 7 - customer service specialist 2.... series 7 - customer service specialist 2. + charlotte , north...at least 2 years of experience with your ACTIVE Series 7 license. Series … more
- Wells Fargo (St. Louis, MO)
- …years of Financial Services experience in risk management + Successfully completed FINRA Series 7 exam to qualify for immediate registration (or FINRA recognized ... a cross functional team using business expertise **Required Qualifications** + 7 + years of Business Execution, Implementation, or Strategic Planning experience, or… more
- Ally (Austin, TX)
- …* Proven experience in desktop trading tools. **The Skills You Bring** * Knowledge: FINRA Series 7 & 63 or 66 licenses required. * Ability to communicate ... Invest Trading and Client Service Representative is responsible for providing exceptional customer service to clients in matters dealing with their Ally Invest… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …Economics or related field preferred. + 2 years brokerage or related work experience. + Series 7 , 63, and 24 are required to be obtained as documented in the ... a career in banking at Fifth Third Bank. GENERAL FUNCTION: Performs brokerage and insurance regulatory sales supervision functions for the broker-dealer and… more
- JPMorgan Chase (Plano, TX)
- …opportunities arise for licensed individuals. **Required Qualifications, Capabilities and Skills:** + FINRA Series 7 and 24 licenses required. Series 7 ... data and documentation for Chase Wealth Management. + Fulfill primary responsibilities ( Series 24) include reviewing and approving the brokerage account… more
- Randstad US (St. Louis, MO)
- …customer contact in providing support for routine technical questions and issues. Skills + series 7 + Brokerage Qualifications + Years of experience: 2 ... coo- customer service specialist. + st louis , missouri +...at least 2 years of experience with your ACTIVE Series 7 license. Series 7 is required!… more
- Wells Fargo (Bryn Mawr, PA)
- …moderately complex to complex client needs + May study and test for additional licenses ( Series 7 and Series 66) once the minimum licensing requirements are ... met + This SAFE position has customer contact and job duties which may include the...a combination of the following: corporate, consumer, mortgage, investments, brokerage , or private banking + Experience recommending financial services… more
- Guardian Life (Bethlehem, PA)
- …preferred. + College degree, or relevant work experience. + Securities license preferred ( Series 7 or 63), but not required. + Demonstrated understanding of ... care of brokerage and advisory accounts. Candidates must possess exceptional customer service skills, be highly engaged and looking for an opportunity to build… more
- JPMorgan Chase (Westerville, OH)
- …around these activities **Required qualifications, capabilities, and skills** + A valid and active Series 7 and Series 63 + Strong compliance record in ... enthusiasm for helping our clients, building relationships, and delivering extraordinary customer service while maintaining a strong commitment to diversity and… more
- Fifth Third Bank, NA (Plymouth, MI)
- …in Finance, Economics, or Business Management preferred. + Securities Industry Essentials (SIE), Series 7 , 66 (or 65 and 63), appropriate state resident ... and ensures that actions and behaviors drive a positive customer experience. While operating within the Bank's risk appetite,...the Fifth Third Securities Licensing Guidelines candidate with active Series 6 and 63 licenses preferred. + Two (2)… more
- Wells Fargo (Wayzata, MN)
- …military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 or 7 and 66 examinations (or ... + Act as a liaison between Market Leaders, the Brokerage Support team, and Client Associates in various aspects...1+ years of leadership experience + Successfully completed FINRA Series 9/10 to qualify for immediate registration (or FINRA… more
- Wells Fargo (Salt Lake City, UT)
- …the market. This position requires securities licensing, specifically Financial Industry Regulatory Authority (FINRA) Series 7 and 63 or 7 and 66 (or ... Contact Center (ICC). In this role, you will assist brokerage clients via telephone. You will facilitate trades, service...education + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 or 7… more
- Raymond James Financial, Inc. (Memphis, TN)
- …* SIE required provided that an exemption or grandfathering cannot be applied. * FINRA Series 7 required. * FINRA Series 66 or 63 and 65 ... escalated support and guidance in dealing with client portfolios and various customer queries. * Informs appropriate management about issues with client accounts… more
- MetLife (Atlanta, GA)
- Title: National Accounts Customer Unit Vice President-Sales-Southeast Customer Unit Location: Atlanta, GA Setting: Hybrid Reports to title: Senior Vice President ... 75% of the Fortune 500(R) companies. The Opportunity The Customer Unit Vice President (CUVP) position exists to provide...a key priority for Group Benefits. As one of 7 CUVP's across the US, the incumbent will lead… more
- Thrivent Financial (Napoleon, OH)
- …Position Qualifications + Previous administrative/secretarial experience desired + Must be securities registered ( series 7 & 66 or 6 & 63). + Must be ... the daily operations of the practice, including, but not limited to: brokerage operations, utilizing Thrivent Financial computer systems and programs in support of… more
- TD Bank (Greenville, SC)
- …ability to obtain within the scheduled time frame) * Securities Industry Essentials (SIE) * FINRA Series 7 Required * FINRA Series 24 Required (or Series ... degree or equivalent experience required * 5+ years of Brokerage industry experience * State Life & Health Insurance...ability to obtain within 90-day time frame) * FINRA Series 63 or 66 (Required or ability to obtain… more
- Bank of America (Chandler, AZ)
- …Non-licensed candidates will be expected to obtain FINRA Securities Industry Essentials Examination (SIE), Series 7 Top-Off and Series 63 licenses within 240 ... and 2nd shifts ** **Desired Qualifications:** + FINRA Securities Industry Essentials Examination (SIE), Series 7 Top-Off and Series 63 licenses + Experience… more
- Thrivent Financial (White Bear Lake, MN)
- …agent within the rep questionnaire. Position Qualifications + Must be securities and insurance registered ( series 7 & 66 or 6 & 63 along with life, health ... + Incoming/outgoing client communication via phone, email, text + Obtaining customer financial information + Utilizing electronic (and paper) application systems to… more
- JPMorgan Chase (Columbus, OH)
- …opportunities arise for licensed individuals **Required qualifications, capabilities, and skills:** + FINRA Series 7 and 24 licenses required within 120 days. + ... on customer service and support. + General knowledge of brokerage industry regulatory requirements. Ensure compliance with all department and regulatory (AML,… more