- L3Harris (Rochester, NY)
- …in the interest of national security. Job Title: Senior Specialist, Legal Compliance (Ethics & Compliance Officer ) Job Location: Multiple: Rochester, New ... L3Harris is seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible for conducting investigations… more
- Bloomberg (New York, NY)
- Compliance - Compliance Officer -...+ A track record of working with and advising senior business people on compliance matters + Experience ... Indices/ Benchmark Administration Location New York Business Area Legal, Compliance , and Risk Ref # 10044966 **Description & Requirements** Bloomberg's Legal and … more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Data Privacy - Legal & Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 ... to you to make it happen. Bloomberg's Legal & Compliance Department plays a critical role in supporting our...meet deadlines; * An ability to advise and influence senior business people on data privacy matters; * Strong… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... + Proficient in Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice, guidance and support to… more
- First Horizon Bank (Memphis, TN)
- …of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state and federal ... laws and regulations related to Consumer, Trust, and Commercial Compliance to be leveraged as part of other testing responsibilities. Must have transferrable skills… more
- Huntington National Bank (Columbus, OH)
- …Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for investment ... Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical role in the execution and implementation of the … more
- BMO Financial Group (Chicago, IL)
- …in the implementation, maintenance and administration of a specific compliance program. Responsible for independently performing risk assessments, and developing, ... executing, and reporting on test procedures to ensure compliance with regulations and internal policies. Works with business/group and internal partners to ensure… more
- KeyBank (Atlanta, GA)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within ... of business, as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer within (CIB)Corporate Investment Banking Markets Compliance Groups. **In ... groups, legal entities, geographies, and jurisdictions; and ensure that escalated compliance issues receive immediate senior management attention. + Establish,… more
- Corewell Health (Grand Rapids, MI)
- Job Summary - Senior Vice President, Chief Compliance and Privacy Officer Corewell Health is seeking a strategic , experienced and solution-oriented leader ... to serve as Senior Vice President, Chief Compliance and Privacy Officer . This role...Officer . To provide for independence and objectivity, the Compliance Officer also meets directly and routinely… more
- Children's Hospital Los Angeles (Los Angeles, CA)
- …other levels of leadership across CHLA. The position collaborates closely with the Chief Compliance Officer and the compliance team to implement and ... and Compliance * Collaborating with the chief compliance officer and the compliance ...to identify strategic opportunities for mitigating risk based on compliance -related issues and trends * Senior leadership… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance ... line of defense. Also responsible for performing assessments of Citi's compliance risks; performing independent testing activities (testing and monitoring) within… more
- Citigroup (Jacksonville, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for supporting in the establishment and ... from across the firm and work with contacts in the Business and Compliance to ensure consistent and effective application and implementation of, and controls to… more
- MTA (New York, NY)
- …SALARY RANGE: $112,508.24 - $140,635.31 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: Various- ... consistency with other policies, board guidelines and directions from senior management. + Benchmark MTA policies and procedures against...and integrity program as are delegated by the Chief Compliance Officer or identified compliance … more
- KeyBank (MA)
- **Location:** 4910 Tiedeman Road, Brooklyn Ohio **About the Job** The Senior Compliance Officer - Special Projects Review Team (SPRT) role reports to ... Financial Crimes Risk Management's (FCRM) Special Projects Compliance Director. The Senior Compliance Officer - SPRT role ensures Key's compliance … more
- Vanguard (Malvern, PA)
- … compliance program for Vanguard's broker-dealer business. Working for the Chief Compliance Officer , this compliance leader, directly and through a ... In support of our innovative and highly regulated business lines, Vanguard's Compliance Department encounters a wide range of complex and compelling issues while… more
- Guthrie (Sayre, PA)
- …and procedures and accepted guidelines for medical coding. Works closely with the Compliance Officer and Compliance coding Audit Coordinator to perform ... Option to be Hybrid/Remote. Summary: A senior level compliance coding auditor conducting assessments in accordance with The Guthrie Clinic's policies… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance ... also be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws,… more
- Nevada County (Nevada City, CA)
- …hosted in the Nevada County Community Development Agency and will report directly to the Senior Code Compliance Officer or Supervising Code Compliance ... CTE Intern - Code Compliance Print (https://www.governmentjobs.com/careers/mynevadacounty/jobs/newprint/5087914) Apply CTE Intern -...+ Learn how cases are presented to a hearing officer or hearing body. Researches and analyzes building and… more