- Lincoln Financial (Radnor, PA)
- …at a Glance This position will perform legal work on a broad range of US securities and corporate law matters, with an emphasis on aspects of work related to ... of matters * Monitor, track, and advise on potential impacts of new and proposed corporate and securities laws to ensure continued compliance * Stay up to date… more
- Janus Henderson Investors (Denver, CO)
- …family services + Complimentary subscription to Headspace - the mindfulness app + Corporate membership to ClassPass and other health and well-being benefits + Unique ... of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political… more
- Manulife (Boston, MA)
- …their investments and personal financial goals. Reporting to the Compliance Director, the Senior Compliance Consultant is a dynamic and multi-faceted role. This ... wholesale broker dealers that underwrite and distribute several John Hancock securities related products including investment company offerings, 529 College Savings… more
- Wells Fargo (Charlotte, NC)
- …It all begins with you. **About this role:** Wells Fargo is seeking a Senior Business Execution Consultant for Product and Strategy Delivery Team (Derivatives ... Confirmations) as part of Corporate Investment Banking (CIB) Operations division. Learn more about...engaging and influencing stakeholders, and creating concise communications to senior leaders + Advanced Microsoft Office (Word, Excel, Outlook,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …per week averaging 12 days per month in our St. Petersburg, FL Corporate Office. **Responsibilities:** + Produce workstream or project plans, ensuring that all ... parties, and take appropriate action to resolve any issues identified, so that senior stakeholders have confidence that the project can deliver according to time,… more
- Guidehouse (Mclean, VA)
- …and small business banking, commercial banking, asset and wealth management, corporate and investment banking, financial technology / digital assets, and insurance. ... + Experience creating and submitting written or oral reports to senior management including findings, analysis, conclusions, and recommended actions. + Proficient… more
- DuPont (Wilmington, DE)
- …and Regulatory Affairs team is looking for a Product Packaging Regulations Senior Specialist who will monitor the product packaging requirements in the Europe ... America, interpret them based the Qnity product lines, and support corporate level product packaging compliance (ie, reporting). **Your key responsibilities:** +… more
- Daiichi Sankyo Inc. (Basking Ridge, NJ)
- …as legal advisor for at least one key and/or a combination of Global Corporate Functions (examples listed below but may include others) that encompasses all areas of ... templates, reviews agreements, and manages outside counsel as necessary. + Global Corporate Communications Acts as legal advisor for Corporate Communications… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …be in the office 2-3 days a week at the St. Petersburg, FL Corporate Office location. **Description:** The financial services industry is constantly under attack by ... detective measures to protect the firm. **Job Summary:** The Senior Splunk Engineer is a primary member of the...HUNT, Cyber Threat Intelligence, and Cyber Crime operations. The Sr . Engineer is also part of Raymond James Splunk… more
- Truist (Charlotte, NC)
- …review the following job description:** Serve as a strategic business consultant to specified lines of business (LOBs), providing centralized guidance, oversight, ... Wholesale Banking business including Commercial Banking, Commercial Real Estate, Truist Securities , and Truist Wealth. This role will have ownership and oversight… more
- Wells Fargo (New York, NY)
- …role:** Wells Fargo is seeking a Senior Business Execution Consultant , Senior Assistant Vice President in Corporate & Investment Banking (CIB), as part ... career areas and lines of business at wellsfargojobs.com . Corporate & Investment Banking (CIB) delivers a comprehensive suite...subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- City National Bank (New York, NY)
- …clearing firm.Manage all outgoing transfers by notifying the Portfolio Manager Team and Sr . Investment Consultant . Monitor the process of the transfer, handle ... have fully transferred out. * Manage mandatory and voluntary corporate actions by updating our trading system with ...* Bachelor's Degree preferred * FINRA Series 7: General Securities Rep preferred *WHAT'S IN IT FOR YOU?* *Compensation*Starting… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- Wells Fargo (Charlotte, NC)
- …understood along with the ability to effectively partner and influence at the senior executive level + Experience in Corporate Investment Banking businesses + ... "to grow your career" in the US **About this role:** Wells Fargo Corporate & Investment Banking delivers a comprehensive suite of capital markets, banking, and… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Lead Business Execution consultant in Corporate & Investment Banking (CIB), as part of the Chief Administrative ... career areas and lines of business at wellsfargojobs.com . Corporate & Investment Banking (CIB) delivers a comprehensive suite...by being an objective, data-driven partner and advisor to senior leaders + Support the head of Banking and… more
- Capco, a Wipro Company (New York, NY)
- …ensuring our clients grow, change and compete. **About the Job** As a Principal Consultant at Capco, you will play a pivotal role in delivering projects and ... new regulatory requirements and industry best practices, presenting findings to senior client stakeholders. + Support change initiatives related to trade lifecycle… more
- Citigroup (Jacksonville, FL)
- …of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and ... required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required...infrastructure issues and acts as a sounding board or consultant to aid in the development of creative GCP… more