- BP Americas, Inc. (New York, NY)
- …of that too. Together we continue to grow as the world's leading energy company! The Compliance Manager is a key member of the Ethics & Compliance ("E&C") ... Responsibilities: ** + The position reports to the Senior Compliance Manager and is primarily responsible for...regulations and bp policies and procedures. + Conduct proactive compliance risk assessments and reviews of trading … more
- Bloomberg (New York, NY)
- Electronic Trading Sales (ETS) Account Manager , Enterprise Sales - Bloomberg Financial Solutions **New York, NY** Posted Apr 12, 2024 - Requisition No. 124540 ... understanding of the impact of regulation, market structure and compliance on electronic trading + Good understanding of the eFX vendor competitive landscape… more
- Clearway Energy (Denver, CO)
- ** Manager , Power Trading Analytics** at Clearway...Work closely with the Director of Risk to ensure compliance and adherence to the risk policies. + Lead ... Colorado, United States **What The Role Is** Reporting to the Director of Energy Trading and Optimization, the ** Manager , Power Trading Analytics** will… more
- Wells Fargo (St. Louis, MO)
- …this role:** Wells Fargo is seeking a Trading Plans & Executive Trading Manager in the Executive Services product area within Investment Products Group ... + Collaborate and communicate with all levels, including legal, compliance , risk, trading , and technology + Familiarity with securities laws and regulations,… more
- TD Bank (Chicago, IL)
- …details for this role **Job Description:** **Position Summary** Candidate must have compliance advisory experience with background in electronic trading , some ... and market structure preferred * Significant experience in providing legal, regulatory or compliance advice to Electronic Trading Business * Strong knowledge of… more
- JPMorgan Chase (Brooklyn, NY)
- **Vice President - Securities Services Controls Manager - Trading Services Fiduciary Oversight - New York** **About the Corporate & Investment Bank** The ... Services, which provides accounting and administration services along with post trade compliance and portfolio reporting; and Liquidity & Trading Services which… more
- Citigroup (New York, NY)
- This role is specifically to perform Business Execution activities for the Counterparty Trading & Risk (CTR) team which is a cross product global business including ... XVA Trading , In-Business Risk Credit Risk Mgmt and Capital Advancement....and multiple partners in Market Risk, MQA, IT, Finance, Compliance and others. The Business Execution team for CTR… more
- WM (Houston, TX)
- …Summary** Recognized across the organization for commercial Natural Gas/RNG marketing/ trading expertise with experience across multiple commodities. Prior experience ... Gas/RNG and renewable credit transactions. + Leads a small team of marketing/ trading employees. Responsible for coaching, directing and motivating them to be… more
- Portland General Electric (Tualatin, OR)
- …business to elicit, document, analyze and validate requirements for new energy trading and risk systems and enhancement of existing systems. Analyzes business ... Requires in-depth knowledge and experience working in an Energy, Commodity, or Financial Trading and Risk organization. + Experience working with a Energy Trading… more
- JPMorgan Chase (New York, NY)
- …functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Rates Trading - Associate, you will be responsible for ... management capabilities across a full spectrum of linear and non-linear trading products. **Job Responsibilities** + **Oversight and Governance -** In partnership… more
- TD Bank (New York, NY)
- …details for this role **Job Description:** The Managing Director Sales and Trading TDS has responsibility to develop the banks FX franchise with Institutional ... and will comply with TD Securities (USA) Policies, regulatory and compliance requirements, ensuring that transactions are fully documented and processed accurately… more
- Robert Half Finance & Accounting (Greenwich, CT)
- Description Indirect Tax Manager - Energy Trading Our client a commodity focused hedge fund that trades Nat Gas / power, and crude / refined products is adding ... an Indirect Tax professional. This Manager level role joins and established team, and will...the GC. The core fucus is on state registration, compliance , and refining processes and controls. The firm has… more
- Charles Schwab (Lone Tree, CO)
- …Support the resolution of trade errors, escalations, and exceptions + Work with Trading , Investment Guidelines Oversight, and Compliance to build and maintain ... areas of improvement to better align order generation with desired Portfolio Manager outcomes. + Perform daily/weekly/monthly checks to review accounts for cash and… more
- JPMorgan Chase (New York, NY)
- North America Credit Trading acts as a market maker in corporate credit products to the largest asset manager and investor clients. **Job Summary:** As an ... risk and P/L are correctly captured on T, partners in other groups ( Compliance , Market Risk, Product Control) are alerted to any potential concerns + Post-Trade:… more
- Bank of America (New York, NY)
- Compliance & Op Risk Manager - EQ/Futures New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... improvements in venue and product coverage by comparing transactional data from trading systems to surveillance alert generation. + Serve as technical liaison for… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Manager , Compliance Testing leads and ... trading desk and portfolio implementation team on all trading issues ACA/Code of Ethics Compliance : +...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- NextEra Energy (Juno Beach, FL)
- …right thing, and respect Qualifications: + Proven success on a leading power and gas trading floor as a risk manager and/or product controller or closely related ... **Market Risk Manager ** **Date:** Apr 29, 2024 **Location(s):** Juno Beach,...portfolio in North America. We also provide marketing and trading services to electric and gas utilities, municipalities, cooperatives… more
- Austin Energy (Austin, TX)
- …settlements, counterparty credit risk, electric market rules, hedge program reporting, and trading policy compliance . Working with Austin Energy provides a ... Position Information Posting Title Risk Control Program Manager (Mid Office) Job Requisition Number AE503684 Position...and other interested parties on the state of energy trading and risk management program compliance , performance,… more
- Love's Travel Stops & Country Stores (Houston, TX)
- …surveillance and compliance programs. **MAJOR RESPONSIBILITIES:** + Work closely with trading , legal, risk, and accounting to ensure compliance with laws and ... and report alerts from internal compliance systems/solutions + Lead internal compliance investigations and reviews of trading activity + In partnership with… more
- Progress Rail Services Corp. (Albertville, AL)
- … platforms, risk management tools, and financial software; * Understanding of compliance , regulations, and ethical standards in trading activities; * Thorough ... relationships with suppliers (external and internal), customers, and brokers to facilitate trading activities; serves as single point of contact for quality and… more