- JPMorgan Chase (New York, NY)
- …serves as the trusted control advisor for our Corporate & Investment Bank's US Business Control Management Equities Team. Engage with multiple internal ... to develop and execute key initiatives, focusing on operational risk excellence and control mitigation to manage continuous changes in the regulatory landscape. As a… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...Driving projects improving and maintaining tools supporting the electronic trading control framework + Assist in the… more
- JPMorgan Chase (New York, NY)
- …drive product evolution and client product usage. + Maintain a working knowledge of equities trading , market structure, and the equities market regulatory ... team, which is the client-facing organization for all automated trading capabilities in Cash Equities . This team...clients through execution consultation, systematic market access and the US market landscape. In joining the team, you will… more
- Citigroup (New York, NY)
- …Risk Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $170,000.00 - ... as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for… more
- JPMorgan Chase (New York, NY)
- …regulator, and/or financial institution advising on broker-dealer regulatory issues, cash equity trading issues and securities transactions + All candidates ... will provide legal and regulatory advice to the cash equities research, sales and trading businesses. You... business managers and registered representatives on issues involving equity research, sales and trading , broker-dealer regulatory… more
- HSBC (New York, NY)
- …applicable law. **Job Field:** Investment Banking, Markets and Research **Primary Location:** North America- United States -New York-New York **Req ID:** 0000LQUR ... working closely with technology to successfully deliver. As our US Cash Equities Product Owner you will:...trading desks and front-to-back) stakeholders + The Cash Equities product vision, strategy and delivery is well-co-ordinated and… more
- Citigroup (New York, NY)
- …Market Risk **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $142,320.00 - $213,480.00 ... Markets and oversees market risk coverage of the Global Equities desks. The Equity Market Risk team...long-term basis for various financial products traded in Global Equities . Individuals monitor trading limits and are… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...their current activities. + Maintain and Oversee the Firm's Equity Trading activities + Assist the business… more
- Citigroup (New York, NY)
- …products + Proven client relationships and institutional client-specific knowledge + Knowledge of equity trading , trading strategies, the market place and ... position responsible for covering both existing and prospective accounts trading Cash Equity products. This is an...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Citigroup (Jersey City, NJ)
- …Development **Time Type:** Full time **Primary Location:** Jersey City New Jersey United States **Primary Location Full Time Salary Range:** $142,320.00 - ... duties may be assigned as required. + Prior working knowledge of Front office Equities Electronic trading applications + Understanding of FIX protocol and OMS… more
- Citizens (San Francisco, CA)
- …paid time-away policy of every local and state jurisdiction in the United States . For an overview of our benefits, visit https://jobs.citizensbank.com/benefits ... comprehensive services in M&A advisory, investment banking, corporate finance, equity research, and sales and trading . Position...guidance on transactions and related activities. + Coordinate with Trading and BD Control Room, and the… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...Description:** TD Securities Electronic Trading offers algorithmic trading solutions in Cash Equities across North… more
- City National Bank (New York, NY)
- …and roll out trading system enhancements. * Document and maintain risk, control and trading desk procedures in alignment with firm and regulatory standards. ... role requires the candidate to lead a team of trading analysts and be a point of escalation for...issues. WHAT WILL YOU DO? * Execute and delegate equity and fixed income trades to custodians and external… more
- Citigroup (New York, NY)
- … control issues with transparency. Knowledge/Experience: + Good understanding of US Equity Algorithmic Trading and Market Microstructure. Knowledge ... Trading domain and be part of Citi's growing Equity Trading franchise. Responsibilities: + Improve Algorithmic...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Citigroup (Wilmington, DE)
- …Legal - Product **Time Type:** Full time **Primary Location:** Wilmington Delaware United States **Primary Location Full Time Salary Range:** $186,640.00 - ... **Markets Legal, specifically supporting Spread Products - Sales & Trading ** **, based in Wilmington, DE. The term "Spread...** **(including par loans, distressed loans, bankruptcy claims, private equity and 1145 equity , and illiquid assets).… more
- MetLife (Whippany, NJ)
- …strength in public and private fixed income and private assets, including private equity and real estate. Visit us at www.metlife.com/investments to learn more. ... integral member of MetLife Investment Management's Residential Whole Loan Trading team working directly with the Head of ...of the desk, ensuring a high level of quality control , and contributing to the effectiveness and growth of… more
- Scotiabank (New York, NY)
- …Associate Director, US Equity Derivatives & indicate job code JK080725WEB. Location(s): United States : New York : New York City Scotiabank is a leading ... Associate Director, US Equity Derivatives **Requisition ID:** 233876...initiatives for core Equity Derivatives products with control groups and trading desks; utilizing knowledge… more
- JPMorgan Chase (Columbus, OH)
- …with an end-to-end focus in a dynamic and collaborative team environment. Join us to drive innovation and excellence in fraud management while advancing your career ... testing and process change management, ensuring compliance with Oversight and Control partners' requirements. + Offer subject matter expertise for fraud escalations.… more
- Citigroup (Jersey City, NJ)
- …also known as nonpublic price sensitive or inside information outside of the United States . **Responsibilities:** + Key advisor to business groups (Investment ... legal and compliance groups to address information barrier issues, trading in equities and fixed income, employee...Type:** Full time **Primary Location:** Jersey City New Jersey United States **Primary Location Full Time Salary… more
- Scotiabank (Dallas, TX)
- …to help support your unique family, financial, physical, mental, and social health needs. Location(s): United States : Texas : Dallas || United States ... equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income...NIAs + Act as delegated backup for the current US Internal Control Manager for NIA process.… more